Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ener-Core, Inc. See All Filings	D	2018-06-19 14:14:53 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-18-007873 Exclusions or Exemptions 506b Accepted Date 2018-06-19 14:14:53 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MKCA Opportunity Fund, LLC See All Filings	D/A	2018-06-19 14:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley & Co., LLC CIK Number 0001465069 Filed Document 0001465069-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 14:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treyburn Project II, LLC See All Filings	D	2018-06-19 13:45:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001743878 Filed Document 0001743878-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:45:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Northern Tower Fund LLC See All Filings	D	2018-06-19 13:38:43 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001743955 Filed Document 0001743955-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-19 13:38:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PrecisionHawk, Inc. See All Filings	D	2018-06-19 13:32:40 UTC
Amount To Be Raised $193,503 Associated Brokers / Dealers N/A CIK Number 0001729566 Filed Document 0001729566-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:32:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
341 Ventures LP See All Filings	D	2018-06-19 13:26:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616268 Filed Document 0001616268-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:26:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP Global Equity LLC See All Filings	D/A	2018-06-19 13:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674330 Filed Document 0001140361-18-029080 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Yield Spectrum (Cayman) Fund, LLC See All Filings	D	2018-06-19 13:22:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. CIK Number 0001743845 Filed Document 0000897069-18-000425 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:22:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Lithium Inc. See All Filings	D	2018-06-19 13:21:13 UTC
Amount To Be Raised $1,636,673 Associated Brokers / Dealers N/A CIK Number 0001385666 Filed Document 0001385666-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:21:13 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Princeton Alternative Income Offshore Fund II, Ltd. See All Filings	D/A	2018-06-19 13:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741673 Filed Document 0001741673-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:20:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUR-SEAL HOLDING, LLC See All Filings	D	2018-06-19 13:20:12 UTC
Amount To Be Raised $57,040,000 Associated Brokers / Dealers N/A CIK Number 0001744000 Filed Document 0001405086-18-000119 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:20:12 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Grabit, Inc. See All Filings	D	2018-06-19 13:18:28 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001580966 Filed Document 0001580966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:18:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
White Oak Yield Spectrum Fund, L.P. See All Filings	D	2018-06-19 13:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. CIK Number 0001743846 Filed Document 0000897069-18-000424 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:18:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medfusion, Inc. See All Filings	D	2018-06-19 13:17:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001418731 Filed Document 0001418731-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
TOCA Football, Inc. See All Filings	D	2018-06-19 13:16:12 UTC
Amount To Be Raised $200,121 Associated Brokers / Dealers N/A CIK Number 0001675690 Filed Document 0001675690-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:16:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oceanside Golf & Country Club, Inc. See All Filings	D	2018-06-19 13:15:46 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001611192 Filed Document 0001611192-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:15:46 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
White Oak Yield Spectrum Peer Fund, L.P. See All Filings	D	2018-06-19 13:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. CIK Number 0001743844 Filed Document 0000897069-18-000423 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:13:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Southeastern Concentrated Value Ltd See All Filings	D/A	2018-06-19 13:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639995 Filed Document 0000902664-18-002618 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:12:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
341 Ventures LP See All Filings	D/A	2018-06-19 13:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616268 Filed Document 0001616268-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
gg project foundation See All Filings	D	2018-06-19 13:10:11 UTC
Amount To Be Raised $47,121 Associated Brokers / Dealers N/A CIK Number 0001743524 Filed Document 0001743524-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:10:11 UTC Type of Offering D Industry Other Technology Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
Long Hill Capital Venture Partners 2, L.P. See All Filings	D	2018-06-19 13:07:57 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001743998 Filed Document 0001743998-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:07:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Parsyl Inc. See All Filings	D	2018-06-19 13:00:20 UTC
Amount To Be Raised $4,631,649 Associated Brokers / Dealers N/A CIK Number 0001712839 Filed Document 0001712839-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-19 13:00:20 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock MSV Private Opportunities Fund, L.P. See All Filings	D	2018-06-19 12:49:36 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001743177 Filed Document 0001743177-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:49:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1885 Private Opportunities Fund, L.P. See All Filings	D	2018-06-19 12:47:56 UTC
Amount To Be Raised $75,750,000 Associated Brokers / Dealers N/A CIK Number 0001743143 Filed Document 0001743143-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:47:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Hill Tactical Fund LLC See All Filings	D/A	2018-06-19 12:39:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709642 Filed Document 0001709642-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:39:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cynosure Avalon BuildGroup, LLC See All Filings	D/A	2018-06-19 12:38:15 UTC
Amount To Be Raised $85,534,000 Associated Brokers / Dealers Avalon Wealth Management, LLC CIK Number 0001728138 Filed Document 0001192482-18-000306 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Parent Holdings Inc. See All Filings	D	2018-06-19 12:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742252 Filed Document 0001742252-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:28:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AlphaQuest Original Ltd See All Filings	D/A	2018-06-19 12:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Castle Hill Capital Partners, Inc., and York Stockbrokers, Inc. CIK Number 0001579286 Filed Document 0001579282-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:25:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AlphaQuest Original LLC See All Filings	D/A	2018-06-19 12:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Castle Hill Capital Partners, Inc., and York Stockbrokers, Inc. CIK Number 0001579282 Filed Document 0001579282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:17:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
1818 I, L.P. See All Filings	D/A	2018-06-19 12:09:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670253 Filed Document 0001670253-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:09:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Mosaic One Fund, L.P. See All Filings	D/A	2018-06-19 12:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670444 Filed Document 0001670444-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fleetsmith, Inc. See All Filings	D	2018-06-19 12:04:12 UTC
Amount To Be Raised $6,699,995 Associated Brokers / Dealers N/A CIK Number 0001669507 Filed Document 0001669507-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 12:04:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PDT Mosaic Offshore Holdings, LLC See All Filings	D/A	2018-06-19 11:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645931 Filed Document 0001645931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMBUS CORE PLUS BOND FUND, LLC See All Filings	D/A	2018-06-19 11:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602808 Filed Document 0000892712-18-000278 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Mosaic Offshore Fund, Ltd See All Filings	D/A	2018-06-19 11:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564629 Filed Document 0001564629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2018-06-19 11:53:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:53:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
COLUMBUS UNCONSTRAINED BOND FUND, LLC See All Filings	D/A	2018-06-19 11:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376132 Filed Document 0000892712-18-000277 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:50:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Mosaic Fund, LLC See All Filings	D/A	2018-06-19 11:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564627 Filed Document 0001564627-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:43:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Grande Partners, LP See All Filings	D	2018-06-19 11:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743530 Filed Document 0001013594-18-000384 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:41:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PDT Partners Offshore Fund, Ltd. See All Filings	D/A	2018-06-19 11:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552209 Filed Document 0001552209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gyant.com, Inc. See All Filings	D	2018-06-19 11:36:09 UTC
Amount To Be Raised $7,119,798 Associated Brokers / Dealers Janus Lenzen Beteiligungs- und Beratungs UG CIK Number 0001743239 Filed Document 0001743239-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:36:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1457 Investment Group, LLC See All Filings	D	2018-06-19 11:36:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001743451 Filed Document 0001127855-18-000097 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:36:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
THL Credit Bank Loan Select Fund (Offshore) See All Filings	D/A	2018-06-19 11:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468265 Filed Document 0001393725-18-000087 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:32:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit Bank Loan Select Fund See All Filings	D/A	2018-06-19 11:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468266 Filed Document 0001393725-18-000086 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:31:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Partners Fund, LLC See All Filings	D/A	2018-06-19 11:31:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552208 Filed Document 0001552208-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:31:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress United, LLC See All Filings	D/A	2018-06-19 11:30:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598233 Filed Document 0001598233-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:30:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TransparentBusiness, Inc. See All Filings	D	2018-06-19 11:23:15 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001740742 Filed Document 0001740742-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-06-19 11:23:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kelso Badger Co-Investment, L.P. See All Filings	D	2018-06-19 11:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743933 Filed Document 0001743933-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:21:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZERONINES TECHNOLOGY INC See All Filings	D/A	2018-06-19 11:20:43 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001163941 Filed Document 0001743732-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:20:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Crunchsters, Inc. See All Filings	D	2018-06-19 11:18:32 UTC
Amount To Be Raised $2,861,829 Associated Brokers / Dealers N/A CIK Number 0001743660 Filed Document 0001743660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-19 11:18:32 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity