Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
What Pumpkin Games, Inc. See All Filings	D	2016-11-02 12:56:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001689061 Filed Document 0001689061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:56:15 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COOPER CREEK PARTNERS LLC See All Filings	D/A	2016-11-02 12:51:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew R. Feldman CIK Number 0001450774 Filed Document 0000919574-16-016051 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:51:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cove Funding, LP See All Filings	D	2016-11-02 12:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688794 Filed Document 0001688794-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:46:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIC THERAPEUTICS INC See All Filings	D/A	2016-11-02 12:39:21 UTC
Amount To Be Raised $48,561,000 Associated Brokers / Dealers N/A CIK Number 0001226555 Filed Document 0001633723-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:39:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Dragon Capital, L.P., Series Five B See All Filings	D	2016-11-02 12:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688500 Filed Document 0001688500-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:35:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedMinder Systems, Inc. See All Filings	D/A	2016-11-02 12:32:28 UTC
Amount To Be Raised $1,350,004 Associated Brokers / Dealers N/A CIK Number 0001488814 Filed Document 0001488814-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:32:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Coria RV Fund, Ltd. See All Filings	D/A	2016-11-02 12:29:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624382 Filed Document 0001624497-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:29:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural Food Works, LLC See All Filings	D	2016-11-02 12:23:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582933 Filed Document 0001582933-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:23:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Coria RV Fund, L.P. See All Filings	D/A	2016-11-02 12:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:23:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExPrimary, Inc. See All Filings	D	2016-11-02 12:22:11 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001689015 Filed Document 0001689015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:22:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
WMS Private Income Fund I-QP, LLC See All Filings	D	2016-11-02 12:19:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001687786 Filed Document 0001687831-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:19:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Coria RV Fund, L.P. See All Filings	D/A	2016-11-02 12:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624497-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:18:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRM Moraine Fund Ltd. See All Filings	D/A	2016-11-02 12:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590826 Filed Document 0001590826-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:09:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMS Private Income Fund I, LLC See All Filings	D	2016-11-02 12:04:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001687831 Filed Document 0001687831-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OW George Investors LLC See All Filings	D	2016-11-02 12:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688979 Filed Document 0001688979-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 12:01:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Cayman Fund Ltd See All Filings	D/A	2016-11-02 11:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590829 Filed Document 0001590829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-02 11:50:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBI Holdings I Corp See All Filings	D/A	2016-11-02 11:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676706 Filed Document 0000895345-16-000584 Exclusions or Exemptions 506b Accepted Date 2016-11-02 11:48:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rhone Apparel, Inc. See All Filings	D	2016-11-02 11:42:44 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001574053 Filed Document 0001574053-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-02 11:42:44 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Element Genomics, Inc. See All Filings	D	2016-11-02 11:39:39 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001681101 Filed Document 0001681101-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-02 11:39:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
1798 Global Macro Fund Ltd See All Filings	D	2016-11-02 11:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687768 Filed Document 0000902664-16-008599 Exclusions or Exemptions 506b Accepted Date 2016-11-02 11:25:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1798 Credit Convexity Fund Ltd See All Filings	D	2016-11-02 11:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687743 Filed Document 0000902664-16-008598 Exclusions or Exemptions 506b Accepted Date 2016-11-02 11:24:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fallbrook Technologies Inc See All Filings	D	2016-11-02 11:15:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001305927 Filed Document 0001305927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 11:15:16 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WILSON RESOURCES INC See All Filings	D	2016-11-02 10:34:15 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers None CIK Number 0001133060 Filed Document 0001133060-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-02 10:34:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Forest Hill Strategic Value Fund, L.P. See All Filings	D/A	2016-11-02 10:20:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001591749 Filed Document 0001315863-16-001867 Exclusions or Exemptions 506b Accepted Date 2016-11-02 10:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ARROW HOLDINGS LLC See All Filings	D	2016-11-02 10:18:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001688940 Filed Document 0001688940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-02 10:18:13 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2016-11-02 09:58:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, DOMINICK & DICKERMAN LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, Purshe Kaplan Sterling Investments, RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., and First Republic Securities Company, LLC CIK Number 0001278837 Filed Document 0000919574-16-016047 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:58:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oak Ridge SGS Healthcare Fund LLC See All Filings	D/A	2016-11-02 09:58:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585701 Filed Document 0001585701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:58:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TinyBop Inc. See All Filings	D	2016-11-02 09:56:28 UTC
Amount To Be Raised $13,032,384 Associated Brokers / Dealers N/A CIK Number 0001591830 Filed Document 0001231919-16-000066 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:56:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HORSE & HOUND, LTD. See All Filings	D/A	2016-11-02 09:50:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591172 Filed Document 0000919574-16-016044 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:50:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Point Fund I LP See All Filings	D/A	2016-11-02 09:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292869 Filed Document 0000919574-16-016042 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Agency MBS Trust See All Filings	D/A	2016-11-02 09:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:04:41 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
15 Montgomery Way, LLC See All Filings	D	2016-11-02 08:00:40 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001688691 Filed Document 0000892251-16-000319 Exclusions or Exemptions 506b Accepted Date 2016-11-02 08:00:40 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Co-Investment Fund, L.P. See All Filings	D/A	2016-11-01 20:53:12 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001554738 Filed Document 0001554738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 20:53:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verse Technologies, Inc See All Filings	D	2016-11-01 19:46:10 UTC
Amount To Be Raised $10,152,069 Associated Brokers / Dealers N/A CIK Number 0001688973 Filed Document 0001688973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 19:46:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boulder Imaging, Inc. See All Filings	D	2016-11-01 19:17:45 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001462512 Filed Document 0001462512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 19:17:45 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Context Matters, Inc. See All Filings	D	2016-11-01 18:50:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Dimitri B. Steinberg CIK Number 0001502123 Filed Document 0001502123-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:50:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ranger Global Real Estate Advisors, LLC See All Filings	D	2016-11-01 18:48:53 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001689007 Filed Document 0001689007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:48:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BR Incentive Plan LLC See All Filings	D	2016-11-01 18:38:35 UTC
Amount To Be Raised $7,527,528 Associated Brokers / Dealers N/A CIK Number 0001688407 Filed Document 0001688407-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:38:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Realty Trust See All Filings	D	2016-11-01 18:25:15 UTC
Amount To Be Raised $19,281,018 Associated Brokers / Dealers None CIK Number 0001574540 Filed Document 0001574540-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:25:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XXXII, L.P. See All Filings	D	2016-11-01 18:19:14 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001688928 Filed Document 0001688975-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:19:14 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Highland Santa Monica Homes, LLC See All Filings	D	2016-11-01 18:04:48 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001688760 Filed Document 0001688760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 18:04:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XXXIX, L.P. See All Filings	D	2016-11-01 17:40:32 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001688913 Filed Document 0001688975-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:40:32 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Own Mortgage, Inc. See All Filings	D	2016-11-01 17:21:12 UTC
Amount To Be Raised $84,406 Associated Brokers / Dealers N/A CIK Number 0001685265 Filed Document 0001685265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:21:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 159 See All Filings	D	2016-11-01 17:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685704 Filed Document 0001685704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:19:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardent Financial Fund II, LP See All Filings	D	2016-11-01 17:18:34 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001689002 Filed Document 0001689002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:18:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP REIT II, Inc. See All Filings	D	2016-11-01 17:16:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MVP American Securities CIK Number 0001642985 Filed Document 0001642985-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:16:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mawson Resources Ltd See All Filings	D/A	2016-11-01 17:14:46 UTC
Amount To Be Raised $4,023,271 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0000949353-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:14:46 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 156 See All Filings	D	2016-11-01 17:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001685675 Filed Document 0001685675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:13:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QIC Ballston Common Retail REIT Inc. See All Filings	D	2016-11-01 17:09:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688630 Filed Document 0001688630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:09:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ando Food, Inc. See All Filings	D	2016-11-01 17:07:56 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001686003 Filed Document 0001686003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:07:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity