Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Angion Biomedica Corp. See All Filings	D	2018-07-17 16:12:39 UTC
Amount To Be Raised $5,438,891 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001601485-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:12:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quadrus Medical Technologies, Inc. See All Filings	D	2018-07-17 16:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746825 Filed Document 0001746825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:07:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlockChyp Inc See All Filings	D	2018-07-17 16:07:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers None CIK Number 0001746827 Filed Document 0001746827-18-000002 Exclusions or Exemptions 506b and 504.1 Accepted Date 2018-07-17 16:07:33 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Connecticut Surgical Center, LLC See All Filings	D	2018-07-17 16:05:45 UTC
Amount To Be Raised $278,836 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001746758 Filed Document 0001746758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 16:05:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-07-17 16:02:03 UTC
Amount To Be Raised $1,436,540 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-038669 Accepted Date 2018-07-17 16:02:03 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
STAGE I DIAGNOSTICS, INC. See All Filings	D	2018-07-17 15:55:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001467094 Filed Document 0001245105-18-000104 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:55:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Legal Loans L.L.C. See All Filings	D	2018-07-17 15:52:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001738069 Filed Document 0001738069-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:52:31 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
RR Remington Phase II Investors LLC See All Filings	D	2018-07-17 15:50:48 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001746605 Filed Document 0001746605-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:50:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AHL Evolution LLC See All Filings	D/A	2018-07-17 15:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001581534 Filed Document 0001581534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fibrocell Science, Inc. See All Filings	D	2018-07-17 15:44:07 UTC
Amount To Be Raised $3,064,216 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000357097 Filed Document 0001140361-18-032712 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:44:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cynosure Investment Partners, LLC See All Filings	D	2018-07-17 15:39:28 UTC
Amount To Be Raised $20,300,000 Associated Brokers / Dealers N/A CIK Number 0001746669 Filed Document 0001192482-18-000338 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:39:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MY ALLY INC. See All Filings	D	2018-07-17 15:36:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001723113 Filed Document 0001723113-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:36:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Continental Realty Fund V B, L.P. See All Filings	D	2018-07-17 15:35:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746610 Filed Document 0001746610-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:35:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Denim.LA, Inc. See All Filings	1-A	2018-07-17 15:25:30 UTC
Amount To Be Raised $15,900,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001668010 Filed Document 0001144204-18-038659 Accepted Date 2018-07-17 15:25:30 UTC Type of Offering 1-A Industry RETAIL-APPAREL & ACCESSORY STORES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3,849,646 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Certa Dose, Inc. See All Filings	D	2018-07-17 15:19:45 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001582843 Filed Document 0001582843-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:19:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Climate Impact Solutions Fund (Cayman) LP See All Filings	D	2018-07-17 15:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744116 Filed Document 0001744116-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPC Opportunities Parallel Fund, L.P. See All Filings	D	2018-07-17 15:09:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745541 Filed Document 0001745541-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:09:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SC Strategic Opportunity Fund, LLC See All Filings	D/A	2018-07-17 15:07:47 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001651924 Filed Document 0001651924-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DR Stonegate, LLC See All Filings	D	2018-07-17 15:07:33 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001746694 Filed Document 0001746694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:07:33 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Americademy, Inc. See All Filings	D	2018-07-17 15:03:08 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001696262 Filed Document 0001696262-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:03:08 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SPC Opportunities Fund, L.P. See All Filings	D	2018-07-17 15:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745538 Filed Document 0001745538-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 15:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gateway Crossing Investments LLC See All Filings	D	2018-07-17 15:01:12 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001746877 Filed Document 0001746877-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-17 15:01:12 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
DRZ Long Short, LP See All Filings	D/A	2018-07-17 14:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594625 Filed Document 0001600016-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Christian Worldview Church Ministries See All Filings	D	2018-07-17 14:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746717 Filed Document 0001746717-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:58:30 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Other
Great-Westerville Investors, LLC See All Filings	D	2018-07-17 14:51:47 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746221 Filed Document 0001746221-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-17 14:51:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Status Coup LLC See All Filings	D	2018-07-17 14:51:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Status Coup, LLC CIK Number 0001746462 Filed Document 0001746462-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-07-17 14:51:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG VISION INTERNATIONAL, LLC See All Filings	D	2018-07-17 14:50:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001746828 Filed Document 0001746828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:50:52 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Nineteen77 Global Merger Arbitrage LLC See All Filings	D/A	2018-07-17 14:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Asset Management (US) Inc. CIK Number 0001643062 Filed Document 0001643062-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Consumer Growth Fund IV, L.P. See All Filings	D	2018-07-17 14:50:23 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001746662 Filed Document 0001746662-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWIM.AI, Inc. See All Filings	D	2018-07-17 14:44:07 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001746107 Filed Document 0001746107-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:44:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clock Spring Company, Inc. See All Filings	D	2018-07-17 14:41:56 UTC
Amount To Be Raised $30,300,000 Associated Brokers / Dealers N/A CIK Number 0001728010 Filed Document 0001728010-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:41:56 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BP Funding Trust See All Filings	D	2018-07-17 14:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711404 Filed Document 0001711404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:40:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
DRZ Emerging Markets, LP See All Filings	D/A	2018-07-17 14:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600016 Filed Document 0001600016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
STONETOWN QRV SIDECAR, LLLP See All Filings	D	2018-07-17 14:38:59 UTC
Amount To Be Raised $10,217,000 Associated Brokers / Dealers N/A CIK Number 0001745140 Filed Document 0001745140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:38:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Acuity Polymers, Inc. See All Filings	D	2018-07-17 14:37:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669332 Filed Document 0001669332-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:37:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serenity Mobile Investors, LLC See All Filings	D	2018-07-17 14:36:14 UTC
Amount To Be Raised $2,585,000 Associated Brokers / Dealers N/A CIK Number 0001746748 Filed Document 0001746748-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:36:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ClearForce, Inc. See All Filings	D	2018-07-17 14:32:58 UTC
Amount To Be Raised $3,673,570 Associated Brokers / Dealers N/A CIK Number 0001746879 Filed Document 0001746879-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:32:58 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Sands Capital Private Growth Fund III, L.P. See All Filings	D	2018-07-17 14:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743456 Filed Document 0001743456-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:28:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Small Cap & Mid Cap International (BVI) Ltd. See All Filings	D/A	2018-07-17 14:22:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348211 Filed Document 0001169535-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:22:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP FARMINGTON LLC See All Filings	D	2018-07-17 14:21:25 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001746663 Filed Document 0001746663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:21:25 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Merger Arbitrage Ltd See All Filings	D/A	2018-07-17 14:19:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Asset Management (US) Inc. CIK Number 0001643061 Filed Document 0001643061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:19:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Airfield Drive Fund Ltd. See All Filings	D	2018-07-17 14:16:26 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001746704 Filed Document 0001746704-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:16:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ahavatar VisionQuest LLC See All Filings	D	2018-07-17 14:13:39 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001746833 Filed Document 0001746833-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:13:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PERRY CREEK CAPITAL FUND II LP See All Filings	D	2018-07-17 14:12:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746612 Filed Document 0001746612-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:12:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Daiwa Securities Group Inc. See All Filings	D	2018-07-17 14:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481045 Filed Document 0000935836-18-000410 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:11:40 UTC Type of Offering D Industry Investment Banking Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Other
OHCP IV VC COI, L.P. See All Filings	D	2018-07-17 14:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745318 Filed Document 0000950142-18-001537 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:10:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AUBURN PARK 15 LLC See All Filings	D	2018-07-17 14:02:28 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001746811 Filed Document 0001746811-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:02:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Chilton Small Cap & Mid Cap Partners, L.P. See All Filings	D/A	2018-07-17 14:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169535 Filed Document 0001169535-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 14:01:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Attentive, Inc. See All Filings	D	2018-07-17 13:53:30 UTC
Amount To Be Raised $744,125 Associated Brokers / Dealers N/A CIK Number 0001746902 Filed Document 0001746902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-17 13:53:30 UTC Type of Offering D Industry Other Principal Place of Business PORTUGAL Revenue or Assets Decline to Disclose Type of Security Equity
PORTAL-NAH LLC See All Filings	D	2018-07-17 13:53:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001746850 Filed Document 0001461859-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-07-17 13:53:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other