Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SALI Select Series, LP See All Filings	D/A	2018-07-20 17:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001710702 Filed Document 0001323868-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LION INDUSTRIAL TRUST See All Filings	D/A	2018-07-20 17:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212214 Filed Document 0001212214-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:16:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neurodyn Cognition Inc. See All Filings	D	2018-07-20 17:14:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001655923 Filed Document 0001140361-18-033048 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:14:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CGMT OP, L.P. See All Filings	D/A	2018-07-20 17:12:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:12:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund IX,LP See All Filings	D/A	2018-07-20 17:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS CORP. CIK Number 0001716446 Filed Document 0001323868-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:12:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRG Sandrock Holdings LP See All Filings	D	2018-07-20 17:10:39 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001747729 Filed Document 0001747729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:10:39 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2018-07-20 17:08:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:08:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Gables Multifamily Trust Parallel Fund, L.P. See All Filings	D/A	2018-07-20 17:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712530 Filed Document 0001712530-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capstak, Inc. See All Filings	D	2018-07-20 17:03:35 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001648527 Filed Document 0001014108-18-000167 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:03:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund VII, L.P. See All Filings	D/A	2018-07-20 17:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Financial Holdings CIK Number 0001666726 Filed Document 0001323868-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-07-20 17:01:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund VI, L.P. See All Filings	D/A	2018-07-20 16:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE LEADERS GROUP, INC. CIK Number 0001627136 Filed Document 0001323868-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:56:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kypha Inc. See All Filings	D	2018-07-20 16:55:02 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001539371 Filed Document 0001539371-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:55:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Kush Bottles, Inc. See All Filings	D	2018-07-20 16:52:24 UTC
Amount To Be Raised $2,966,667 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001144204-18-039169 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:52:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SALI Multi-Series Fund V, L.P. See All Filings	D/A	2018-07-20 16:51:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS CORP., Stern Capital, LLC, and M Holdings Securities CIK Number 0001700474 Filed Document 0001323868-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:51:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund IV, L.P. See All Filings	D/A	2018-07-20 16:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560003 Filed Document 0001323868-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund II 3(c)(1), L.P. See All Filings	D/A	2018-07-20 16:39:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470222 Filed Document 0001323868-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2018-07-20 16:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001323868-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOCUS BIOSCIENCES, INC. See All Filings	D	2018-07-20 16:35:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001664639 Filed Document 0001664639-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:35:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Park Surgery Center, LLC See All Filings	D	2018-07-20 16:22:11 UTC
Amount To Be Raised $234,000 Associated Brokers / Dealers N/A CIK Number 0001498399 Filed Document 0001124559-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:22:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SimuSolar, Inc. See All Filings	D/A	2018-07-20 16:18:04 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001643231 Filed Document 0001643231-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:18:04 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WI Oak Tree LLC See All Filings	D	2018-07-20 16:07:32 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0001747690 Filed Document 0001747690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:07:32 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2018-07-20 16:07:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001609117 Filed Document 0001140361-18-033023 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:07:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMS Evergreen US Forestland Fund LP See All Filings	D	2018-07-20 16:06:22 UTC
Amount To Be Raised $82,259,005 Associated Brokers / Dealers N/A CIK Number 0001635382 Filed Document 0001635382-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:06:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
DEFINEDCROWD Corp See All Filings	D	2018-07-20 16:06:08 UTC
Amount To Be Raised $11,876,140 Associated Brokers / Dealers N/A CIK Number 0001684322 Filed Document 0001684322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:06:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Laiki Inc See All Filings	D	2018-07-20 16:05:40 UTC
Amount To Be Raised $712,162 Associated Brokers / Dealers N/A CIK Number 0001747025 Filed Document 0001747025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:05:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2018-07-20 16:03:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, Not Applicable, and John W. Akkerman CIK Number 0001609116 Filed Document 0001140361-18-033019 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:03:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirth Provisions, Inc. See All Filings	D	2018-07-20 16:03:41 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001688732 Filed Document 0001688732-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:03:41 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CAIPA MSO, LLC See All Filings	D	2018-07-20 15:58:30 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001747703 Filed Document 0001747703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:58:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
QUANTM.ONE INC See All Filings	D/A	2018-07-20 15:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735613 Filed Document 0001746674-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:57:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Creatics Enterprises Inc. See All Filings	C	2018-07-20 15:56:03 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001746697 Filed Document 0001665160-18-000710 Accepted Date 2018-07-20 15:56:03 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
VITE Shopping, INC. See All Filings	C	2018-07-20 15:50:47 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $550,000 CIK Number 0001745517 Filed Document 0001745517-18-000001 Accepted Date 2018-07-20 15:50:47 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NORTH CAROLINA
Bin1 ATE, LLC See All Filings	D	2018-07-20 15:44:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bin1 ATE, LLC CIK Number 0001530001 Filed Document 0001530001-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:44:57 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
DeskViz Inc. See All Filings	D	2018-07-20 15:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746992 Filed Document 0001746992-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:36:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
UBIF Tech Solutions Inc See All Filings	C/A	2018-07-20 15:36:02 UTC
Financial Interest None. Filing Platform Merging Traffic Portal LLC Offering Amount $1,070,000 CIK Number 0001739109 Filed Document 0001739109-18-000004 Accepted Date 2018-07-20 15:36:02 UTC Type of Offering C/A Security Offered Amount 200,000 Security Offered Type Preferred Stock State ARKANSAS
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2018-07-20 15:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, John W. Akkerman, and Not Applicable CIK Number 0001609154 Filed Document 0001140361-18-033002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLIANT THERAPEUTICS, INC. See All Filings	D/A	2018-07-20 15:31:32 UTC
Amount To Be Raised $62,148,314 Associated Brokers / Dealers N/A CIK Number 0001746473 Filed Document 0001746473-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:31:32 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
McNair Diaz Corp See All Filings	D	2018-07-20 15:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth McNair CIK Number 0001745692 Filed Document 0001745692-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:26:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
VIDYO INC See All Filings	D	2018-07-20 15:23:59 UTC
Amount To Be Raised $12,129,957 Associated Brokers / Dealers N/A CIK Number 0001441971 Filed Document 0001441971-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:23:59 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Belle Haven Agressive Muni LP See All Filings	D/A	2018-07-20 15:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Capital Equities LTD CIK Number 0001357140 Filed Document 0001357140-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields High Yield Crossover Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2018-07-20 15:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001712335 Filed Document 0001140361-18-032997 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:23:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Ascent 2016 Equity, LP See All Filings	D/A	2018-07-20 15:22:15 UTC
Amount To Be Raised $107,737,660 Associated Brokers / Dealers N/A CIK Number 0001662180 Filed Document 0001662180-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:22:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VESTCAPITAL FUND II, LLC See All Filings	D	2018-07-20 15:21:39 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001746674 Filed Document 0001746674-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-20 15:21:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWENSBORO AMBULATORY SURGICAL FACILITY LTD See All Filings	D	2018-07-20 15:14:45 UTC
Amount To Be Raised $95,100 Associated Brokers / Dealers N/A CIK Number 0001124559 Filed Document 0001124559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:14:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Daruma Ginkgo Fund, LP See All Filings	D/A	2018-07-20 15:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528431 Filed Document 0000919574-18-004854 Exclusions or Exemptions 506b Accepted Date 2018-07-20 15:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
healthblock, Inc. See All Filings	D	2018-07-20 14:59:34 UTC
Amount To Be Raised $1,600,004 Associated Brokers / Dealers N/A CIK Number 0001740011 Filed Document 0001740011-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:59:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cocoon Holdings, Inc. See All Filings	C	2018-07-20 14:57:45 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $750,000 CIK Number 0001746444 Filed Document 0001746444-18-000001 Accepted Date 2018-07-20 14:57:45 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Daruma Bodhi Fund, LP See All Filings	D/A	2018-07-20 14:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528430 Filed Document 0000919574-18-004852 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Benebay Inc. See All Filings	D	2018-07-20 14:55:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747685 Filed Document 0001747685-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:55:23 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ZSX Medical, LLC See All Filings	D	2018-07-20 14:53:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668486 Filed Document 0001668486-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:53:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
TrackR, Inc. See All Filings	D	2018-07-20 14:45:11 UTC
Amount To Be Raised $10,084,310 Associated Brokers / Dealers N/A CIK Number 0001650094 Filed Document 0001140361-18-032987 Exclusions or Exemptions 506b Accepted Date 2018-07-20 14:45:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity