Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZALICO's VL Series Account - 2 See All Filings	D/A	2018-10-04 15:07:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001519435-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-04 15:07:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Caymus Energy Fund, L.P. See All Filings	D/A	2018-10-04 15:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001558994 Filed Document 0001315863-18-000751 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:06:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Konza Ventures Seed SPV LLC See All Filings	D	2018-10-04 15:06:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754387 Filed Document 0001754387-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:06:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keriton, Inc. See All Filings	D	2018-10-04 14:57:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001690238 Filed Document 0001690238-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:57:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Haystack Ventures V, L.P. See All Filings	D	2018-10-04 14:56:03 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001754548 Filed Document 0001754548-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:56:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thunder Investment Partners, LLC See All Filings	D/A	2018-10-04 14:53:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Philip Nash Roberts CIK Number 0001745790 Filed Document 0001745790-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:53:02 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gameday Gateway, Inc. See All Filings	D/A	2018-10-04 14:46:29 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001684893 Filed Document 0001683168-18-002953 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:46:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Fund IV, L.P. See All Filings	D/A	2018-10-04 14:44:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559083 Filed Document 0001405086-18-000190 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:44:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JUGL LLC See All Filings	D	2018-10-04 14:42:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755177 Filed Document 0001755177-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:42:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HYGH AG LTD See All Filings	D	2018-10-04 14:27:57 UTC
Amount To Be Raised $24,250,000 Associated Brokers / Dealers Vincent M?ller CIK Number 0001755032 Filed Document 0001755032-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-04 14:27:57 UTC Type of Offering D Industry Other Principal Place of Business SWAZILAND Revenue or Assets $No Revenues Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 46 See All Filings	D/A	2018-10-04 14:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719245 Filed Document 0001724485-18-000114 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montelena Douglas, LLC See All Filings	D	2018-10-04 14:26:18 UTC
Amount To Be Raised $2,709,900 Associated Brokers / Dealers N/A CIK Number 0001755061 Filed Document 0001754969-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:26:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 207 See All Filings	D/A	2018-10-04 14:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687782 Filed Document 0001724485-18-000113 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:26:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TendedBar LLC See All Filings	C	2018-10-04 14:24:51 UTC
Financial Interest The intermediary will receive a number of Series Seed Preferred Units of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $107,000 CIK Number 0001753754 Filed Document 0001753754-18-000001 Accepted Date 2018-10-04 14:24:51 UTC Type of Offering C Security Offered Amount 5,000 Security Offered Type Other State TENNESSEE
SACRAMENTO ESL SERVICES, L.L.C. See All Filings	D	2018-10-04 14:22:09 UTC
Amount To Be Raised $42,583 Associated Brokers / Dealers N/A CIK Number 0001367384 Filed Document 0001367384-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:22:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RevenueCat, Inc. See All Filings	D	2018-10-04 14:18:17 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001754807 Filed Document 0001754807-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:18:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Receptor Life Sciences, Inc. See All Filings	D/A	2018-10-04 14:16:34 UTC
Amount To Be Raised $7,574,970 Associated Brokers / Dealers N/A CIK Number 0001693768 Filed Document 0001693768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:16:34 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
American Global Logistics Investment 2, LLC See All Filings	D	2018-10-04 14:15:43 UTC
Amount To Be Raised $1,313,744 Associated Brokers / Dealers N/A CIK Number 0001713478 Filed Document 0001713478-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:15:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chrysanthy Road Investment, LLC See All Filings	D	2018-10-04 14:14:39 UTC
Amount To Be Raised $6,225,800 Associated Brokers / Dealers N/A CIK Number 0001755056 Filed Document 0001754969-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:14:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capula Global Relative Value Fund LTD See All Filings	D/A	2018-10-04 14:14:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409837 Filed Document 0000950172-18-000112 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:14:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Capula Global Relative Value Fund LP See All Filings	D/A	2018-10-04 14:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409835 Filed Document 0000950172-18-000111 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:12:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Bancorp, Inc./PA See All Filings	D	2018-10-04 14:11:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001754528 Filed Document 0001754528-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:11:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Capula Tail Risk Fund Ltd See All Filings	D/A	2018-10-04 14:11:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588338 Filed Document 0000950172-18-000110 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:11:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Capula Volatility Opportunities Fund Ltd See All Filings	D	2018-10-04 14:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754935 Filed Document 0000950172-18-000109 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:09:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AirClean Holdings, Inc. See All Filings	D	2018-10-04 14:07:03 UTC
Amount To Be Raised $39,612,500 Associated Brokers / Dealers N/A CIK Number 0001754905 Filed Document 0001015325-18-000032 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:07:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PNC LIHTC Fund 68, LLC See All Filings	D	2018-10-04 14:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001754774 Filed Document 0001754774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:04:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
TWIN LAKE TOTAL RETURN PARTNERS QP L.P. See All Filings	D/A	2018-10-04 14:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263633 Filed Document 0001263633-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varden Pacific Opportunity Offshore Fund I Ltd See All Filings	D/A	2018-10-04 14:00:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Omar R. Allam (c/o Hawthorne Lane Capital Group LLC) CIK Number 0001544843 Filed Document 0001405086-18-000189 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:00:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RS Lending, Inc. See All Filings	D/A	2018-10-04 14:00:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001654094 Filed Document 0001654094-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:00:20 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Frase Inc. See All Filings	D	2018-10-04 14:00:06 UTC
Amount To Be Raised $947,870 Associated Brokers / Dealers N/A CIK Number 0001755070 Filed Document 0001755070-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 14:00:06 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Orion REIT LLC See All Filings	D	2018-10-04 13:58:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754894 Filed Document 0001754894-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:58:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Mensa REIT LLC See All Filings	D	2018-10-04 13:57:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754914 Filed Document 0001754914-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:57:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Complete Health Network, Inc. See All Filings	1-A POS	2018-10-04 13:56:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001715363 Filed Document 0001213900-18-013526 Accepted Date 2018-10-04 13:56:07 UTC Type of Offering 1-A POS Industry HOSPITAL & MEDICAL SERVICE PLANS Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $150,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Varden Pacific Opportunity Partners I LP See All Filings	D/A	2018-10-04 13:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Omar R.Allam (c/o Hawthorne Lane Capital Group LLC) CIK Number 0001518756 Filed Document 0001405086-18-000188 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Andromeda REIT LLC See All Filings	D	2018-10-04 13:55:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754590 Filed Document 0001754590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:55:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Douglas Cordova Commercial, LLC See All Filings	D	2018-10-04 13:51:36 UTC
Amount To Be Raised $314,415 Associated Brokers / Dealers N/A CIK Number 0001754969 Filed Document 0001754969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:51:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLATO FUND LP See All Filings	D/A	2018-10-04 13:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-18-000187 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:49:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Web3data Foundation See All Filings	D	2018-10-04 13:41:00 UTC
Amount To Be Raised $6,349 Associated Brokers / Dealers N/A CIK Number 0001754299 Filed Document 0001754299-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:41:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
SCP LEGACY, LP See All Filings	D/A	2018-10-04 13:37:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000944885 Filed Document 0000935836-18-000546 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:37:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Core Equity, LP See All Filings	D/A	2018-10-04 13:36:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718188 Filed Document 0000935836-18-000545 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:36:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRS II, LLC See All Filings	D	2018-10-04 13:31:54 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001744698 Filed Document 0001744698-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:31:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Irving Investors Privates III, LLC See All Filings	D	2018-10-04 13:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755063 Filed Document 0001755063-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:26:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Austin Housing Conservancy Fund LP See All Filings	D	2018-10-04 13:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754334 Filed Document 0001754334-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-04 13:25:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Canna Pharm RI LLC See All Filings	D	2018-10-04 13:23:54 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001755162 Filed Document 0001755162-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-04 13:23:54 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
Front Range Biosciences, Inc. See All Filings	D	2018-10-04 13:11:29 UTC
Amount To Be Raised $15,878,905 Associated Brokers / Dealers N/A CIK Number 0001689059 Filed Document 0001689059-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:11:29 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Roadmap Ubilite LP (U.S. & Offshore) See All Filings	D/A	2018-10-04 13:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694542 Filed Document 0001694542-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 13:11:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monk's Hill Ventures Fund II, L.P. See All Filings	D	2018-10-04 12:55:03 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001750744 Filed Document 0001750744-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 12:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Money to Play, Inc. See All Filings	D	2018-10-04 12:50:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755193 Filed Document 0001683168-18-002951 Exclusions or Exemptions 506b Accepted Date 2018-10-04 12:50:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DCM CREDIT OPPORTUNITIES FUND, LP See All Filings	D/A	2018-10-04 12:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524635 Filed Document 0001740877-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-10-04 12:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Braze, Inc. See All Filings	D	2018-10-04 12:46:25 UTC
Amount To Be Raised $79,999,903 Associated Brokers / Dealers N/A CIK Number 0001676238 Filed Document 0001676238-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 12:46:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity