Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Taurus CD 200 Orlando Residential I LP See All Filings	D	2018-10-04 17:24:11 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers T Capital Funding LLC, Robert Clifford, and Alexander Jeffers CIK Number 0001755238 Filed Document 0001755238-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:24:11 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Patria Infrastructure Fund IV-A, L.P. See All Filings	D	2018-10-04 17:23:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754815 Filed Document 0001754815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:23:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyMogul 121, LLC See All Filings	D	2018-10-04 17:22:52 UTC
Amount To Be Raised $935,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001747092 Filed Document 0001747092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:22:52 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Kauffman Fellows Fund-A, L.P. See All Filings	D	2018-10-04 17:21:56 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001748783 Filed Document 0001748785-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:21:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PostItPlayIt, Inc. See All Filings	D	2018-10-04 17:20:22 UTC
Amount To Be Raised $1,590,645 Associated Brokers / Dealers N/A CIK Number 0001754791 Filed Document 0001754791-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:20:22 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Varde Fund XIII (B) (Feeder), L.P. See All Filings	D	2018-10-04 17:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753011 Filed Document 0000950142-18-002019 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:17:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XIII (A) (Feeder), L.P. See All Filings	D	2018-10-04 17:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752866 Filed Document 0000950142-18-002018 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:16:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenbriar Co-Investment Partners IV, L.P. See All Filings	D	2018-10-04 17:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753860 Filed Document 0001753860-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:16:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-10-04 17:16:07 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Scoyy Pyle CIK Number 0001739764 Filed Document 0001739764-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:16:07 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Varde Fund XIII, L.P. See All Filings	D	2018-10-04 17:15:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752865 Filed Document 0000950142-18-002017 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:15:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLP Geology Co-Invest, L.P. See All Filings	D	2018-10-04 17:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755175 Filed Document 0001755175-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:14:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-10-04 17:12:38 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Brian Click CIK Number 0001739764 Filed Document 0001739764-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:12:38 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-10-04 17:09:10 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Gary Sauve CIK Number 0001739764 Filed Document 0001739764-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:09:10 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BKF Co-Investment LP See All Filings	D	2018-10-04 17:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754811 Filed Document 0001754811-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:08:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kauffman Fellows Fund, L.P. See All Filings	D	2018-10-04 17:08:47 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001748785 Filed Document 0001748785-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:08:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
94V Co-Invest, L.P. See All Filings	D	2018-10-04 17:08:22 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001754821 Filed Document 0001754821-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:08:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-10-04 17:05:30 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Roy Jones CIK Number 0001739764 Filed Document 0001739764-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:05:30 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-10-04 16:58:34 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Benjamin Brayshaw CIK Number 0001739764 Filed Document 0001739764-18-000027 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:58:34 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-10-04 16:55:13 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Karin Tyson CIK Number 0001739764 Filed Document 0001739764-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:55:13 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AgGenetics, Inc. See All Filings	D/A	2018-10-04 16:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725546 Filed Document 0001725546-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:52:51 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Ogborne Offshore Fund, Ltd. See All Filings	D	2018-10-04 16:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001754912 Filed Document 0001754912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:52:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-10-04 16:51:59 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Ray Hanson CIK Number 0001739764 Filed Document 0001739764-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:51:59 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
5AM Ventures VI, L.P. See All Filings	D/A	2018-10-04 16:43:36 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001753037 Filed Document 0001753037-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:43:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kettle & Fire Inc. See All Filings	D	2018-10-04 16:41:47 UTC
Amount To Be Raised $7,999,997 Associated Brokers / Dealers N/A CIK Number 0001750531 Filed Document 0001750531-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:41:47 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Seed CX Ltd. See All Filings	D/A	2018-10-04 16:40:00 UTC
Amount To Be Raised $15,499,983 Associated Brokers / Dealers N/A CIK Number 0001657176 Filed Document 0001657176-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:40:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YourGiving, Inc. See All Filings	D	2018-10-04 16:39:45 UTC
Amount To Be Raised $1,963,794 Associated Brokers / Dealers N/A CIK Number 0001645182 Filed Document 0001645182-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:39:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
5AM Opportunities I, L.P. See All Filings	D/A	2018-10-04 16:39:23 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001753000 Filed Document 0001753000-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EM Northern Cross LLC See All Filings	D	2018-10-04 16:38:50 UTC
Amount To Be Raised $4,085,000 Associated Brokers / Dealers N/A CIK Number 0001755204 Filed Document 0001755204-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:38:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2018-10-04 16:37:18 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, Joseph Nugent, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Daniel Raupp, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Jesus Quezada, Daniel Charron, James Walesa, Carmen Morrone, Gene Alvin Brehm, Brian Horn, Richard Grace, Daniel Moskowitz, Christina Nielson, James Parry, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Lisa Lyons, Mark Cosenza, Steven Smith, William Hensley, Ann Stewart, David Eurton, Robert Coleman, Stephen Quiner, Byron Ishiwata, Inland Securities Corporation, Robert Smith, Ronald York, Patrick Conway, Matthew Myers, Brian Kern, Jordan Murray, George Martin, Josephine Buck, Dawn Campbell, Annette Gamino, Timothy Tracy, Jon Paul Cirelli, Nathan Kuhn, Peter Mc Neil, David Kramer, Samuel Julian, Benjamin Disalle, Marla Ringling, Diana Fletcher, Kenneth Barroga, Louis Leskosky, Grahame Richards, Chris Brereton, Kenneth Kay, Thomas Karsten, David Wurster, Wayne Bernardo, Troy Wada, Jason Salmon, Eric Scaff, Ronald Wicklace, Dean Burchett, Frank Kuiper, Darin Glanzer, William Cunningham, Lynette Atchley, Roy Pfleger, Nicholas Popolo, Douglas T Charney, Frederic Cassivi, David Mowatt, Davin Carey, Mark Joseph Rychel, Elizabeth Friant, Shawn Valentine, William Toft, and Aaron Broz CIK Number 0001747750 Filed Document 0001726600-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:37:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NORTHEAST KIND INC See All Filings	D	2018-10-04 16:36:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001751724 Filed Document 0001751724-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-04 16:36:06 UTC Type of Offering D Industry Agriculture Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
ZEV VENTURES INC. See All Filings	D	2018-10-04 16:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646188 Filed Document 0001615774-18-010490 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:32:34 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FC Lemon 8, LLC See All Filings	D/A	2018-10-04 16:28:50 UTC
Amount To Be Raised $885,000 Associated Brokers / Dealers N/A CIK Number 0001714566 Filed Document 0001714566-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-04 16:28:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CRC V REIT, LLC See All Filings	D	2018-10-04 16:25:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754882 Filed Document 0001754882-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:25:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Stepstone Art Resources, LLC See All Filings	C/A	2018-10-04 16:24:11 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001746271 Filed Document 0001746271-18-000002 Accepted Date 2018-10-04 16:24:11 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State MASSACHUSETTS
CREDIFI CORP. See All Filings	D/A	2018-10-04 16:18:07 UTC
Amount To Be Raised $6,181,266 Associated Brokers / Dealers N/A CIK Number 0001600489 Filed Document 0001600489-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:18:07 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FC Elm Vista 38, LLC See All Filings	D/A	2018-10-04 16:13:36 UTC
Amount To Be Raised $3,335,000 Associated Brokers / Dealers N/A CIK Number 0001733096 Filed Document 0001739072-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:13:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
LCP IX (Luxembourg) SCSp See All Filings	D	2018-10-04 16:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745057 Filed Document 0001745057-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:08:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VergePointe Capital Fund XXIII LP See All Filings	D	2018-10-04 16:04:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001755205 Filed Document 0000896595-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:04:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LCP IX (Peru), L.P. See All Filings	D	2018-10-04 16:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. and Administradora General de Fondos Security S.A. CIK Number 0001745054 Filed Document 0001745054-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 16:01:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian Energy Group, Inc. See All Filings	D/A	2018-10-04 16:01:09 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001651538 Filed Document 0001651538-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-10-04 16:01:09 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miami Dade, LLC See All Filings	D	2018-10-04 16:01:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001679851 Filed Document 0001376474-18-000138 Exclusions or Exemptions 506c Accepted Date 2018-10-04 16:01:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Florida Multifamily Portfolio DST See All Filings	D/A	2018-10-04 15:59:26 UTC
Amount To Be Raised $36,472,643 Associated Brokers / Dealers Troy Thomas, Peter Finnegan, Chris Boynton, Corbin Thomas, Inland Securities Corporation, James Lamont, Iaian Filippini, Scott Sheehan, Justin Lowy, David Levinson, Biho Cha, Ronald Cole, John Jenkins, Edward Fernandez, David Dahill, Timothy Whipple, Alexander Haviland, Jeff Graumlich, Brian Kampbell, Adam Bryan, Trawnegan Gall, Christina Nielson, Mark Gopen, Brian Vosberg, James Watkins, Shelley Cole, Robert Charlton, Ivan West, Evan Dickens, Thomas Paine, Dan Werry, Michael Franklin, Lois Leynse, Andres Ichaso, Dinesh Gupta, Grant Conness, Kyle Imholte, Konstantin Chrenow, Jeffrey Bangerter, Jody Otto, Ronald Pompei, Stephen Holt, Douglas Langley, Nir Regev, John Vento, Lynn Rotz, Timur Mezhlumov, Ryan Haag, Terry Shea, Keith Patterson, Jason McMurtry, James Walesa, Barbara Larson, John Azzara, Andrew Martz, Eric Bicknese, Adam Young, Scott Sheehan, Carmen Morrone, Marcel Pahmer, Roger Gamble, James Parry, Edward Waldron, Bryan Decker, Wil Felix, Joshua Koehnen, George Vieth, Peter Mc Neil, Christopher Halbleib, Jared Sutton, John Chess, Patrick Conway, Rohn Hein, Carl Worden, and Warren Thomas CIK Number 0001741029 Filed Document 0001726600-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:59:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
5AM Ventures VI, L.P. See All Filings	D	2018-10-04 15:58:58 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001753037 Filed Document 0001753037-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:58:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCP IX (Offshore), L.P. See All Filings	D	2018-10-04 15:53:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Baro Investment & Securities Co. Ltd, Compass Group Global Advisors S.A., Crosspoint Advisors Inc., Y.A. Karni Financial Consultant Ltd, Trinity Group Limited, and Administradora General de Fondos Security S.A. CIK Number 0001744909 Filed Document 0001744909-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:53:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC Eucalyptus 37, LLC See All Filings	D/A	2018-10-04 15:51:19 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers N/A CIK Number 0001747219 Filed Document 0001739072-18-000006 Exclusions or Exemptions 506c Accepted Date 2018-10-04 15:51:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
OKLAHOMA UROLOGIC THERAPIES, LP See All Filings	D	2018-10-04 15:49:34 UTC
Amount To Be Raised $39,427 Associated Brokers / Dealers N/A CIK Number 0001677707 Filed Document 0001677707-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:49:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
5AM Opportunities I, L.P. See All Filings	D	2018-10-04 15:49:19 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001753000 Filed Document 0001753000-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:49:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR MULTI-STRATEGY FUND XVII, L.P. See All Filings	D/A	2018-10-04 15:48:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712454 Filed Document 0001405086-18-000192 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:48:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Multifamily Portfolio IV DST See All Filings	D/A	2018-10-04 15:47:58 UTC
Amount To Be Raised $115,374,057 Associated Brokers / Dealers Michael Franklin, Gregory Mankey, Iaian Filippini, Jennifer Wildman, David Levinson, Mark Baran, Joseph Broadbent, Cynthia Shelton, Christina Nielson, Kenneth Tanaka, Edward Fernandez, Justin Lowy, Kirk Dobson, Christopher Riel, Roger Coit, Alex Kowalski, Troy Thomas, Stuart Valentine, Tom Velken, Edwin Suzuki, Carl Benedict, Jordan Murray, Paul Getty, Chay Lapin, Raymond DeWitt, David Hays, Jason Salmon, Gordon Hamilton, Josh Griffin, Craig Rollins, Andrew Friedman, Robert Binkele, Jack Creighton, Bryon Martinsen, Clint Potts, Michael Puls, William Herford, Scott Sheehan, David Kangas, Jason Santos, Toni Sutherland, Dieter Thurow, Neil McAuliffe, Michael Stieglitz, Scott Parker Inabnet, Ronald Manso, Ronald Myers, Robert Smith, Robert Schultz, David Anderson, Aaron Broz, Mark Gillelen, Milan Madhani, Michael Moomaw, Damian Dering, Benjamin Horn, Shao-Tsung Tseng, John Weiss, Christopher Haberl, Ann Stewart, Charles Wagner, Larry Law, Michael Desepoli, Byron Ishiwata, John Nguyen, John Marcheso, Taylor Ashland, John Lewis, RCX Capital Group LLC, Eric Scaff, Chris Vizzi, Timothy Croak, Christina Orta, Brian Peardon, Samuel Heller, William Tufts, Scott Offerman, Benjamin Disalle, Mike Kilpatrick, Peter Mc Neil, Aubrey Morrow, Frank Maldonado, Kevin Fitzgerald, Scott Brown, Roberto J Duran, Ross Atefi, John McKee, Kevin Neyrey, Terri Fassi, Spencer Weston, Daniel Ruben, Kristina Paz, Ann Stewart, Karen Codman, Loren Kagan, Nathan Kuhn, Jack Thomas, Biho Cha, Donovan Kelly, and Matthew Roberson CIK Number 0001734673 Filed Document 0001726600-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:47:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Network on Broadway LLC See All Filings	D	2018-10-04 15:47:51 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001755149 Filed Document 0001755149-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 15:47:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other