Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dali Systems Co. Ltd. See All Filings	D/A	2016-12-27 14:19:29 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001466248 Filed Document 0001466248-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:19:29 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PENN CONVERTIBLE FUND LP See All Filings	D/A	2016-12-27 14:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-16-000777 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN Capital Pioneer Energy Fund, L.P. See All Filings	D/A	2016-12-27 14:09:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001474376 Filed Document 0001192482-16-000776 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:09:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Liberty Fund, L.P. See All Filings	D/A	2016-12-27 14:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001001486 Filed Document 0001192482-16-000775 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGR IX 131 Dearborn REIT Corp. See All Filings	D	2016-12-27 13:59:52 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693237 Filed Document 0001693237-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:59:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Human Condition Safety Inc. See All Filings	D	2016-12-27 13:57:42 UTC
Amount To Be Raised $2,654,445 Associated Brokers / Dealers N/A CIK Number 0001642249 Filed Document 0001642249-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:57:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Savanna Cortex Holdings, L.P. See All Filings	D	2016-12-27 13:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692191 Filed Document 0001692191-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:47:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND VIII LLC See All Filings	D/A	2016-12-27 13:39:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVentures Marketplace, Inc. CIK Number 0001691475 Filed Document 0001682383-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:39:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP LS FUND XIII LLC See All Filings	D/A	2016-12-27 13:34:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenutres Marketplace, Inc. CIK Number 0001691465 Filed Document 0001682383-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:34:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Blue Bear Capital Partners, LP See All Filings	D	2016-12-27 13:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692956 Filed Document 0001562555-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND V LLC See All Filings	D/A	2016-12-27 13:27:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682383 Filed Document 0001682383-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:27:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Elastance Imaging LLC See All Filings	D	2016-12-27 13:16:02 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693110 Filed Document 0001693110-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-12-27 13:16:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
TRELORA, Inc. See All Filings	D	2016-12-27 13:14:37 UTC
Amount To Be Raised $4,490,710 Associated Brokers / Dealers N/A CIK Number 0001654458 Filed Document 0001654458-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:14:37 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Numetric, Inc. See All Filings	D	2016-12-27 12:59:52 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001692977 Filed Document 0001692977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:59:52 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Dali Systems Co. Ltd. See All Filings	D	2016-12-27 12:55:35 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001466248 Filed Document 0001466248-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:55:35 UTC Type of Offering D Industry Telecommunications Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Realty Partners III REIT LLC See All Filings	D	2016-12-27 12:53:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001692972 Filed Document 0001692972-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:53:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Triblio, Inc. See All Filings	D	2016-12-27 12:44:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610693 Filed Document 0001610693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:44:05 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Inshore Group LLC See All Filings	D	2016-12-27 12:43:23 UTC
Amount To Be Raised $4,173,728 Associated Brokers / Dealers N/A CIK Number 0001692456 Filed Document 0001692456-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:43:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Regional Minerals Partners LLC See All Filings	D	2016-12-27 12:30:40 UTC
Amount To Be Raised $4,013,397 Associated Brokers / Dealers N/A CIK Number 0001692584 Filed Document 0001692584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:30:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Slate XP, Inc. See All Filings	D	2016-12-27 12:24:53 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001693220 Filed Document 0001693220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:24:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
FEMASYS INC See All Filings	D	2016-12-27 12:24:20 UTC
Amount To Be Raised $36,628,704 Associated Brokers / Dealers Salem Partners LLC CIK Number 0001339005 Filed Document 0001339005-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:24:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumina Gold Corp. See All Filings	D	2016-12-27 12:23:55 UTC
Amount To Be Raised $185,519 Associated Brokers / Dealers N/A CIK Number 0001693232 Filed Document 0001693232-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:23:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Therabron Therapeutics, Inc. See All Filings	D	2016-12-27 12:15:20 UTC
Amount To Be Raised $6,045,000 Associated Brokers / Dealers N/A CIK Number 0001505318 Filed Document 0001505318-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:15:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
RSG5, LLC See All Filings	D	2016-12-27 12:07:51 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001690177 Filed Document 0001690177-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:07:51 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Quality Stones Group LLC See All Filings	D	2016-12-27 12:00:56 UTC
Amount To Be Raised $4,026,925 Associated Brokers / Dealers N/A CIK Number 0001692589 Filed Document 0001692589-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:00:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bespoke Private Strategies, L.P. Vintage Year 2016 See All Filings	D	2016-12-27 11:55:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687808 Filed Document 0001687808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:55:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Income Plus Fund LP See All Filings	D/A	2016-12-27 11:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, and Stifel, Nicholaus & Company CIK Number 0001438742 Filed Document 0000899140-16-001775 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:48:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bespoke Capital Strategies, L.P. See All Filings	D/A	2016-12-27 11:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595677 Filed Document 0001595677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:48:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hard Rock Partners LLC See All Filings	D	2016-12-27 11:46:45 UTC
Amount To Be Raised $4,173,728 Associated Brokers / Dealers N/A CIK Number 0001692464 Filed Document 0001692464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:46:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Secured Lending Fund I (A) LP See All Filings	D	2016-12-27 11:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001693176 Filed Document 0001167978-16-000046 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:44:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Sound Technology, LLC See All Filings	D	2016-12-27 11:42:53 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001515065 Filed Document 0001515065-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:42:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MILL HILL CREDIT OPPORTUNITIES MASTER FUND LP See All Filings	D	2016-12-27 11:24:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692810 Filed Document 0001690624-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:24:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CallMiner, Inc. See All Filings	D	2016-12-27 11:22:31 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001300640 Filed Document 0001300640-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:22:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
eGarden III Fund L.P. See All Filings	D	2016-12-27 11:22:18 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001692788 Filed Document 0001692788-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
RXR RE VAF - Fund III Parallel A LP See All Filings	D/A	2016-12-27 11:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661796 Filed Document 0000895345-16-000638 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RXR Real Estate Value Added Fund - Fund III LP See All Filings	D/A	2016-12-27 11:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661787 Filed Document 0000895345-16-000637 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enertechnos Holdings Ltd See All Filings	D	2016-12-27 11:11:38 UTC
Amount To Be Raised $190,259 Associated Brokers / Dealers N/A CIK Number 0001631153 Filed Document 0001631153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:11:38 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Northern Ohio Medical Specialists, LLC See All Filings	D	2016-12-27 10:56:51 UTC
Amount To Be Raised $875,875 Associated Brokers / Dealers N/A CIK Number 0001690335 Filed Document 0001209191-16-156745 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:56:51 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MidCoast Community Bancorp, Inc. See All Filings	D	2016-12-27 10:54:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001628866 Filed Document 0001628866-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:54:05 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Inpher, Inc. See All Filings	D	2016-12-27 10:43:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001646602 Filed Document 0001646602-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:43:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ECWV Fund, LLC See All Filings	D	2016-12-27 10:40:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001691579 Filed Document 0001691579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:40:49 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MILL HILL CREDIT OPPORTUNITIES FUND LP See All Filings	D	2016-12-27 10:31:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690624 Filed Document 0001690624-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:31:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Change Ventures Fund I, L.P. See All Filings	D	2016-12-27 10:31:55 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001690337 Filed Document 0000892251-16-000323 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:31:55 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Savii, Inc. See All Filings	D/A	2016-12-27 10:08:03 UTC
Amount To Be Raised $1,990,632 Associated Brokers / Dealers N/A CIK Number 0001671467 Filed Document 0001671467-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:08:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MetaCommunications, Inc. See All Filings	D	2016-12-27 10:05:04 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001653113 Filed Document 0001653113-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:05:04 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
BioLogiQ, Inc. See All Filings	D	2016-12-27 10:02:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers ViewTrade Securities, Inc. CIK Number 0001518721 Filed Document 0001518721-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:02:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Q India Equity Fund Ltd. See All Filings	D/A	2016-12-27 09:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538785 Filed Document 0001538785-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 09:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Patriot Software Co See All Filings	D/A	2016-12-27 09:15:15 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Paul Carleton and Chris McKenna CIK Number 0001665036 Filed Document 0001665036-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 09:15:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
AlphaTerra Fund, L. P. See All Filings	D/A	2016-12-27 09:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595029 Filed Document 0001595029-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 09:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearVue Technologies, LLC See All Filings	D	2016-12-27 08:21:43 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693168 Filed Document 0001693168-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 08:21:43 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity