Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ullico Diversified International Equity Fund, L.P. See All Filings	D/A	2016-07-21 16:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, and WILKINSON, NEAL ALLEN CIK Number 0001374721 Filed Document 0001374721-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:09:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
TerraLUX, Inc. See All Filings	D	2016-07-21 16:08:49 UTC
Amount To Be Raised $929,783 Associated Brokers / Dealers N/A CIK Number 0001488602 Filed Document 0001488602-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:08:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ullico International Small Cap Fund, L.P. See All Filings	D/A	2016-07-21 16:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Goetz, Griffin, and WILKINSON, NEAL ALLEN CIK Number 0001544108 Filed Document 0001544108-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Union Labor Life Insurance Co Separate Account W1 See All Filings	D/A	2016-07-21 16:07:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Goetz, Griffin, Howe, Luke, Norkus, Michael, and Wilkinson, Neal Allen CIK Number 0001465722 Filed Document 0001465722-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:07:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
TerraLUX, Inc. See All Filings	D	2016-07-21 16:06:06 UTC
Amount To Be Raised $3,108,259 Associated Brokers / Dealers N/A CIK Number 0001488602 Filed Document 0001488602-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-21 16:06:06 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
SKYEPACK, LLC See All Filings	D	2016-07-21 15:57:32 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001565632 Filed Document 0001565632-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:57:32 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Union Labor Life Insurance Co Separate Account R See All Filings	D/A	2016-07-21 15:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633950 Filed Document 0001633950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Lazard Short Duration Strategy MBS Portfolio, a series of Lazard MBS Focus Funds See All Filings	D/A	2016-07-21 15:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001614496 Filed Document 0001614496-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:56:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ullico International Group Trust See All Filings	D/A	2016-07-21 15:55:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465719 Filed Document 0001465719-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:55:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
FCP Realty Fund III, L.P. See All Filings	D/A	2016-07-21 15:42:21 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001635376 Filed Document 0001140361-16-072987 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:42:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Curasion Inc. See All Filings	D	2016-07-21 15:41:52 UTC
Amount To Be Raised $458,940 Associated Brokers / Dealers N/A CIK Number 0001669969 Filed Document 0001669969-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:41:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
PHLO, INC. See All Filings	D	2016-07-21 15:33:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001647323 Filed Document 0001647323-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:33:22 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Berry-Rock Capital, LP See All Filings	D	2016-07-21 15:23:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680104 Filed Document 0001140361-16-072985 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:23:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
RP 503 LLC See All Filings	D	2016-07-21 15:18:03 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001680364 Filed Document 0001680364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:18:03 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 13 See All Filings	D/A	2016-07-21 15:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Royal Alliance Associates, Inc., and United Securities Alliance, Inc. CIK Number 0001387842 Filed Document 0001387842-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Santacruz Silver Mining Ltd. See All Filings	D	2016-07-21 15:10:02 UTC
Amount To Be Raised $8,171,216 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001548536 Filed Document 0001548536-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:10:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Acquisition Glacier II Inc. See All Filings	D/A	2016-07-21 15:05:24 UTC
Amount To Be Raised $65,428,750 Associated Brokers / Dealers N/A CIK Number 0001614111 Filed Document 0000950172-16-000213 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:05:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
SSCIP VIII Investors LLC See All Filings	D	2016-07-21 15:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678833 Filed Document 0001679124-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-21 15:04:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSCIP VII Investors LLC See All Filings	D	2016-07-21 14:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678835 Filed Document 0001679124-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:56:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1251 CAPITAL GROUP, INC. See All Filings	D	2016-07-21 14:49:50 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001680002 Filed Document 0001140361-16-072979 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:49:50 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MindCare Solutions Group, Inc. See All Filings	D/A	2016-07-21 14:43:12 UTC
Amount To Be Raised $20,506,443 Associated Brokers / Dealers N/A CIK Number 0001606656 Filed Document 0001606656-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:43:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SSCIP VII US Feeder, LP See All Filings	D	2016-07-21 14:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678845 Filed Document 0001679124-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:40:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dover Street IX Cayman Fund L.P. See All Filings	D/A	2016-07-21 14:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, None, and None CIK Number 0001660743 Filed Document 0001660485-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:30:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dover Street IX L.P. See All Filings	D/A	2016-07-21 14:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, None, and None CIK Number 0001660742 Filed Document 0001660742-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Creo Wellness, LLC See All Filings	D	2016-07-21 14:27:04 UTC
Amount To Be Raised $2,848,500 Associated Brokers / Dealers N/A CIK Number 0001680176 Filed Document 0001680176-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-21 14:27:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
FIVE RIVERS PROPERTY FUND LLC See All Filings	D/A	2016-07-21 14:20:59 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001460010 Filed Document 0001460010-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:20:59 UTC Type of Offering D/A Industry Residential Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Rhino Dirt LLC See All Filings	D	2016-07-21 14:18:52 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001680333 Filed Document 0000905729-16-000619 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:18:52 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
TriStar Gold Inc. See All Filings	D	2016-07-21 14:15:08 UTC
Amount To Be Raised $2,106,031 Associated Brokers / Dealers N/A CIK Number 0001510013 Filed Document 0001140361-16-072971 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:15:08 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Safanad Student Housing Investment Partnership I, L.P. See All Filings	D	2016-07-21 14:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679124 Filed Document 0001679124-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TT Partners 7, LLC See All Filings	D	2016-07-21 14:02:58 UTC
Amount To Be Raised $2,596,673 Associated Brokers / Dealers N/A CIK Number 0001680349 Filed Document 0001680349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 14:02:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Manatuck Hill Scout Fund, L.P. See All Filings	D/A	2016-07-21 13:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917982 Filed Document 0000919574-16-014242 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Manatuck Hill Mariner Offshore Institutional Fund, Ltd. See All Filings	D/A	2016-07-21 13:55:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378697 Filed Document 0000919574-16-014238 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:55:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 10 See All Filings	D/A	2016-07-21 13:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Royal Alliance Associates, Inc., and United Securities Alliance, Inc. CIK Number 0001337907 Filed Document 0001337907-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:51:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manatuck Hill Mariner Onshore Fund, L.P. See All Filings	D/A	2016-07-21 13:49:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254432 Filed Document 0000919574-16-014236 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:49:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account GVA 9 See All Filings	D/A	2016-07-21 13:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Royal Alliance Associates, Inc., and United Securities Alliance, Inc. CIK Number 0001340872 Filed Document 0001340872-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manatuck Hill Navigator Offshore Fund, Inc. See All Filings	D/A	2016-07-21 13:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001125624 Filed Document 0000919574-16-014234 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:43:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Ithuba Investments LP See All Filings	D/A	2016-07-21 13:31:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648569 Filed Document 0001405086-16-000547 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:31:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mend VIP, Inc. See All Filings	D/A	2016-07-21 13:29:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001633792 Filed Document 0001633792-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:29:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NYC English LLC See All Filings	D	2016-07-21 13:29:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636612 Filed Document 0001636612-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:29:03 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Red Services, LLC See All Filings	D	2016-07-21 13:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680318 Filed Document 0001680318-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:21:14 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Paratus Diagnostics, LLC See All Filings	D	2016-07-21 13:16:58 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001661922 Filed Document 0001140361-16-072964 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:16:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Selwood AM Credit Fund LP See All Filings	D	2016-07-21 13:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680281 Filed Document 0000902664-16-007673 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safanad Student Housing Development Investment Partnership I, LP See All Filings	D	2016-07-21 13:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680346 Filed Document 0001680346-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:15:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Square Global (US) Fund LP See All Filings	D	2016-07-21 13:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680032 Filed Document 0000902664-16-007672 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:12:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV VC Fund IX LLC See All Filings	D/A	2016-07-21 13:09:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667327 Filed Document 0001667327-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:09:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Clinipace Inc See All Filings	D	2016-07-21 13:07:12 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001336185 Filed Document 0001336185-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:07:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Manatuck Hill Mariner Offshore Fund, Ltd. See All Filings	D/A	2016-07-21 13:03:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460131 Filed Document 0000919574-16-014231 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:03:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carbon Capital VI LP See All Filings	D	2016-07-21 13:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680007 Filed Document 0001680007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 13:02:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORTOISE COMMINGLED MLP FUND, LLC See All Filings	D/A	2016-07-21 12:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONTAGE SECURITIES, LLC CIK Number 0001609584 Filed Document 0000913849-16-000590 Exclusions or Exemptions 506b Accepted Date 2016-07-21 12:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASHFORD CAPITAL PARTNERS L P See All Filings	D	2016-07-21 12:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000889980 Filed Document 0000889980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 12:52:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity