Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Eckard Global, LLC See All Filings	D	2018-09-18 17:17:55 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:17:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEPHROS INC See All Filings	D/A	2018-09-18 17:16:18 UTC
Amount To Be Raised $2,436,000 Associated Brokers / Dealers N/A CIK Number 0001196298 Filed Document 0001209191-18-051505 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:16:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Thor Explorations Ltd. See All Filings	D	2018-09-18 17:15:36 UTC
Amount To Be Raised $2,736,978 Associated Brokers / Dealers Sprott Capital Partners, a Division of Sprott Private Wealth LP CIK Number 0001753512 Filed Document 0001567619-18-002831 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:15:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Joy Life, Inc. See All Filings	D	2018-09-18 17:15:05 UTC
Amount To Be Raised $15,552,333 Associated Brokers / Dealers N/A CIK Number 0001687988 Filed Document 0001687988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:15:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elegance Spirits, Inc. See All Filings	1-A/A	2018-09-18 17:14:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001745449 Filed Document 0001477932-18-004549 Accepted Date 2018-09-18 17:14:59 UTC Type of Offering 1-A/A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
LeadScorz Inc. See All Filings	D	2018-09-18 17:10:48 UTC
Amount To Be Raised $864,000 Associated Brokers / Dealers N/A CIK Number 0001753313 Filed Document 0001753313-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:10:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stacked Sidecar Fund I, LLC See All Filings	D	2018-09-18 17:05:55 UTC
Amount To Be Raised $8,000,010 Associated Brokers / Dealers N/A CIK Number 0001753031 Filed Document 0001753017-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:05:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VIVA MAX LLC See All Filings	D	2018-09-18 17:05:47 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001753529 Filed Document 0001753529-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:05:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stacked Holdco, LLC See All Filings	D	2018-09-18 17:03:23 UTC
Amount To Be Raised $15,291,001 Associated Brokers / Dealers N/A CIK Number 0001753017 Filed Document 0001753017-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:03:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 16:55:24 UTC
Amount To Be Raised $15,449,702 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001692236 Filed Document 0001752341-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:55:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartland Income Properties, LLC See All Filings	D	2018-09-18 16:54:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001753363 Filed Document 0001445866-18-000936 Exclusions or Exemptions 506c Accepted Date 2018-09-18 16:54:28 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Victory Foods Holdings PBC See All Filings	D	2018-09-18 16:53:31 UTC
Amount To Be Raised $1,729,752 Associated Brokers / Dealers N/A CIK Number 0001753016 Filed Document 0001753016-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:53:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Fountain Therapeutics, Inc. See All Filings	D/A	2018-09-18 16:52:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001739815 Filed Document 0001739815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:52:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JFX, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 16:39:26 UTC
Amount To Be Raised $3,378,720 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001711896 Filed Document 0001752341-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:39:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA US Middle Market Buyout Fund IX, a sub-fund of Portfolio Advisors ICAV See All Filings	D/A	2018-09-18 16:33:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EBW CAPITAL LIMITED CIK Number 0001737118 Filed Document 0001714769-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:33:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Equities Fund LLC See All Filings	D/A	2018-09-18 16:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468448 Filed Document 0001486836-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:32:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NM Beeline Co-Invest, L.P. See All Filings	D	2018-09-18 16:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753198 Filed Document 0001753198-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:31:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Equities Fund Ltd. See All Filings	D/A	2018-09-18 16:30:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486836 Filed Document 0001486836-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:30:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Co-Investment Fund III (Offshore), L.P. See All Filings	D/A	2018-09-18 16:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LYTTON FINANCIAL INC. and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001714769 Filed Document 0001714769-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:29:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morpheus AA International SP See All Filings	D	2018-09-18 16:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753511 Filed Document 0001753514-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:27:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERMES TOPCO, LLC See All Filings	D	2018-09-18 16:26:04 UTC
Amount To Be Raised $72,257,035 Associated Brokers / Dealers N/A CIK Number 0001752305 Filed Document 0001752305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:26:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Timbers, LLC See All Filings	D	2018-09-18 16:24:31 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001753515 Filed Document 0001753515-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:24:31 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
A-CFW-11-Fund, a series of AX-ArSe-Funds, LLC See All Filings	D	2018-09-18 16:24:18 UTC
Amount To Be Raised $910,500 Associated Brokers / Dealers N/A CIK Number 0001751219 Filed Document 0001752341-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:24:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Oncology Holding Corp See All Filings	D	2018-09-18 16:23:38 UTC
Amount To Be Raised $125 Associated Brokers / Dealers N/A CIK Number 0001753347 Filed Document 0001493152-18-013411 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:23:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elysium T L.P. See All Filings	D	2018-09-18 16:22:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001753438 Filed Document 0001753438-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:22:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Co-Investment Fund III, L.P. See All Filings	D/A	2018-09-18 16:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC CIK Number 0001714771 Filed Document 0001714771-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:21:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaucho Group, Inc. See All Filings	D	2018-09-18 16:21:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001753402 Filed Document 0001753402-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:21:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Higher Moment Fund Ltd. See All Filings	D/A	2018-09-18 16:19:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC and Candlewood Securities, LLC CIK Number 0001657883 Filed Document 0001657883-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:19:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRX Global Onshore LP See All Filings	D/A	2018-09-18 16:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685192 Filed Document 0000919574-18-006229 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:19:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morpheus Life Fund International SP See All Filings	D	2018-09-18 16:18:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753514 Filed Document 0001753514-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:18:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elysium UP2398, L.P. See All Filings	D	2018-09-18 16:15:36 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001753437 Filed Document 0001753437-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:15:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nymbl LLC See All Filings	D	2018-09-18 16:13:30 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001753147 Filed Document 0001753147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:13:30 UTC Type of Offering D Industry Business Services Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
Wrapify, Inc. See All Filings	D	2018-09-18 16:12:24 UTC
Amount To Be Raised $3,505,368 Associated Brokers / Dealers N/A CIK Number 0001639981 Filed Document 0001639981-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:12:24 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OROCO RESOURCE CORP See All Filings	D	2018-09-18 16:10:13 UTC
Amount To Be Raised $99,749 Associated Brokers / Dealers N/A CIK Number 0001390352 Filed Document 0001390352-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:10:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
1992 Tactical Credit Fund, Ltd. See All Filings	D/A	2018-09-18 16:10:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580387 Filed Document 0000899140-18-000511 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:10:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NORTHWEST COTTON GROWERS CO OP INC See All Filings	D	2018-09-18 16:07:20 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001210049 Filed Document 0001210049-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-09-18 16:07:20 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GENERAL GRAPHENE Corp See All Filings	D	2018-09-18 16:02:52 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers N/A CIK Number 0001662912 Filed Document 0001662912-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:02:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
North Haven TV Feeder Fund LP See All Filings	D/A	2018-09-18 15:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, None, and None CIK Number 0001716816 Filed Document 0001716816-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GQG PARTNERS INTERNATIONAL SELECT QUALITY EQUITY FUND - GQG PARTNERS SERIES LLC See All Filings	D	2018-09-18 15:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753266 Filed Document 0001753266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:56:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Live Catch, LLC See All Filings	D/A	2018-09-18 15:55:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001752329 Filed Document 0001567619-18-002807 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:55:26 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Smart Valor AG See All Filings	D	2018-09-18 15:54:26 UTC
Amount To Be Raised $44,445,000 Associated Brokers / Dealers None CIK Number 0001753407 Filed Document 0001477932-18-004545 Exclusions or Exemptions 506c Accepted Date 2018-09-18 15:54:26 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SWITZERLAND Revenue or Assets $$1 - $1,000,000 Type of Security Other
GQG PARTNERS US SELECT QUALITY EQUITY FUND - GQG PARTNERS SERIES LLC See All Filings	D	2018-09-18 15:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750613 Filed Document 0001750613-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:52:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Tactical Value Fund LP See All Filings	D/A	2018-09-18 15:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, None, and None CIK Number 0001716898 Filed Document 0001716898-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:46:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skyloom Global Corp. See All Filings	D	2018-09-18 15:45:50 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001745066 Filed Document 0001745066-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:45:50 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Post Acute Analytics, Inc. See All Filings	D	2018-09-18 15:45:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001753008 Filed Document 0001753008-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:45:34 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chelsea Capital, LLC See All Filings	D	2018-09-18 15:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753400 Filed Document 0001753400-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:44:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Life Keeper, LLC See All Filings	D	2018-09-18 15:44:43 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001753311 Filed Document 0001724686-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-18 15:44:43 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Reven Holdings Inc See All Filings	D	2018-09-18 15:34:53 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers NA CIK Number 0001751949 Filed Document 0001751949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:34:53 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Phoenix Cardiac Devices, Inc. See All Filings	D/A	2018-09-18 15:30:26 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001751600 Filed Document 0001751600-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:30:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
1992 Tactical Credit Fund, L.P. See All Filings	D/A	2018-09-18 15:29:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580386 Filed Document 0001650491-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-18 15:29:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity