Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nanook Energy Fund, LP See All Filings	D/A	2018-09-19 10:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618445 Filed Document 0001315863-18-000741 Exclusions or Exemptions 506b Accepted Date 2018-09-19 10:38:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nanook Energy Fund Ltd See All Filings	D/A	2018-09-19 10:37:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618439 Filed Document 0001315863-18-000740 Exclusions or Exemptions 506b Accepted Date 2018-09-19 10:37:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fern Impact Fund, LP See All Filings	D	2018-09-19 10:34:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753580 Filed Document 0001753580-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-19 10:34:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Gold Mining Inc. See All Filings	D	2018-09-19 09:43:15 UTC
Amount To Be Raised $1,077,788 Associated Brokers / Dealers N/A CIK Number 0001719009 Filed Document 0001719009-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-19 09:43:15 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Beck Mack Limited Partnership See All Filings	D/A	2018-09-19 09:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626318 Filed Document 0000919574-18-006237 Exclusions or Exemptions 506b Accepted Date 2018-09-19 09:42:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Core Trend HV Fund See All Filings	D/A	2018-09-19 09:38:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001708693 Filed Document 0001315863-18-000739 Exclusions or Exemptions 506b Accepted Date 2018-09-19 09:38:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB 530 OFFSHORE FUND, LTD. See All Filings	D/A	2018-09-19 09:35:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717410 Filed Document 0000919574-18-006235 Exclusions or Exemptions 506b Accepted Date 2018-09-19 09:35:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Drone Technologies, Inc. See All Filings	D	2018-09-19 09:19:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001753461 Filed Document 0001753461-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-19 09:19:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GEM Realty Securities Ltd See All Filings	D/A	2018-09-19 09:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409215 Filed Document 0000902664-18-003489 Exclusions or Exemptions 506b Accepted Date 2018-09-19 09:11:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM Realty Securities, L.P. See All Filings	D/A	2018-09-19 09:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001057503 Filed Document 0000902664-18-003488 Exclusions or Exemptions 506b Accepted Date 2018-09-19 09:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CdR Systematic Absolute Return Feeder Fund, a sub-fund of CdR Multi Alternatives Solutions Feeder ICAV See All Filings	D/A	2018-09-19 09:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716707 Filed Document 0000945621-18-000293 Exclusions or Exemptions 506b Accepted Date 2018-09-19 09:00:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BALLSTON SPA BANCORP INC See All Filings	D	2018-09-19 07:15:19 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001227652 Filed Document 0001227652-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-19 07:15:19 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CCTO1 UBER1 LP See All Filings	D	2018-09-19 07:01:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753308 Filed Document 0001315863-18-000738 Exclusions or Exemptions 506b Accepted Date 2018-09-19 07:01:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Braidy Industries, Inc. See All Filings	C	2018-09-18 21:57:33 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,992 CIK Number 0001711639 Filed Document 0001669191-18-000423 Accepted Date 2018-09-18 21:57:33 UTC Type of Offering C Security Offered Amount 556 Security Offered Type Common Stock State DELAWARE
Braidy Industries, Inc. See All Filings	D	2018-09-18 21:47:51 UTC
Amount To Be Raised $401,070,006 Associated Brokers / Dealers LIVINGSTON SECURITIES, LLC CIK Number 0001711639 Filed Document 0001669191-18-000421 Exclusions or Exemptions 506c Accepted Date 2018-09-18 21:47:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Medalist Partners Harvest Fund, Ltd See All Filings	D/A	2018-09-18 21:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, First Liberties Financial, Blue Sand Securities LLC, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, and KPG Capital Partners, LLC CIK Number 0001555443 Filed Document 0001555443-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 21:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salt Security, Inc. See All Filings	D	2018-09-18 21:09:10 UTC
Amount To Be Raised $10,939,087 Associated Brokers / Dealers N/A CIK Number 0001753414 Filed Document 0001753414-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 21:09:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gab AI Inc See All Filings	C	2018-09-18 21:08:02 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001709244 Filed Document 0001665160-18-000957 Accepted Date 2018-09-18 21:08:02 UTC Type of Offering C Security Offered Amount 2,500 Security Offered Type Other State PENNSYLVANIA
Sentigraph Inc See All Filings	C	2018-09-18 20:46:50 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001751289 Filed Document 0001665160-18-000953 Accepted Date 2018-09-18 20:46:50 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State NEW JERSEY
Pill Club Holdings, Inc. See All Filings	D/A	2018-09-18 20:24:40 UTC
Amount To Be Raised $5,649,999 Associated Brokers / Dealers N/A CIK Number 0001719865 Filed Document 0001719865-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-18 20:24:40 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mind & Body Research, Inc. See All Filings	D/A	2018-09-18 19:23:19 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001703743 Filed Document 0001654954-18-010278 Exclusions or Exemptions 506b Accepted Date 2018-09-18 19:23:19 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Point West Office Investors LLC See All Filings	D	2018-09-18 19:23:07 UTC
Amount To Be Raised $12,983,000 Associated Brokers / Dealers N/A CIK Number 0001753247 Filed Document 0001753247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 19:23:07 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Flagstone Healthcare IV, LLC See All Filings	D	2018-09-18 19:22:28 UTC
Amount To Be Raised $131,250 Associated Brokers / Dealers N/A CIK Number 0001753371 Filed Document 0001753371-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 19:22:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Incubar LLC See All Filings	D/A	2018-09-18 19:03:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001730760 Filed Document 0001730760-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 19:03:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Atreca, Inc. See All Filings	D	2018-09-18 18:55:58 UTC
Amount To Be Raised $124,999,979 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001532346 Filed Document 0001532346-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:55:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantiphi, Inc. See All Filings	D	2018-09-18 18:51:00 UTC
Amount To Be Raised $3,410,000 Associated Brokers / Dealers N/A CIK Number 0001753304 Filed Document 0001753304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:51:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
A-CGN-22-PR-Fund, a series of Survival Economics Companies Investments, LLC See All Filings	D	2018-09-18 18:50:06 UTC
Amount To Be Raised $82,537 Associated Brokers / Dealers N/A CIK Number 0001747249 Filed Document 0001752341-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:50:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSW Real Estate, LLC See All Filings	D/A	2018-09-18 18:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683830 Filed Document 0001683830-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:45:34 UTC Type of Offering D/A Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BDR URBAN 7 LLC See All Filings	D	2018-09-18 18:43:27 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001753546 Filed Document 0001753546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:43:27 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
GW Apps, Inc. See All Filings	D/A	2018-09-18 18:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741419 Filed Document 0001741419-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:42:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virtuix Holdings Inc. See All Filings	D/A	2018-09-18 18:41:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001606242 Filed Document 0001209191-18-051570 Exclusions or Exemptions 506c Accepted Date 2018-09-18 18:41:08 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fund EQ-XRW, a series of Equidate Investments, LLC See All Filings	D/A	2018-09-18 18:41:00 UTC
Amount To Be Raised $1,889,050 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001740746 Filed Document 0001752341-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:41:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M&D Irving, LLC See All Filings	D	2018-09-18 18:30:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001753411 Filed Document 0001753405-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:30:13 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Plum Apt Venture, LLC See All Filings	D	2018-09-18 18:16:31 UTC
Amount To Be Raised $6,160,000 Associated Brokers / Dealers N/A CIK Number 0001753425 Filed Document 0001753425-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:16:31 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sila Nanotechnologies, Inc. See All Filings	D	2018-09-18 18:12:27 UTC
Amount To Be Raised $72,456,345 Associated Brokers / Dealers N/A CIK Number 0001530888 Filed Document 0001530888-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:12:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nishkama Capital Offshore Fund Ltd. See All Filings	D/A	2018-09-18 18:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Candlewood Securities, LLC CIK Number 0001702083 Filed Document 0001702083-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-NTZ, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 17:58:24 UTC
Amount To Be Raised $2,105,861 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719154 Filed Document 0001752341-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nishkama Capital Fund LP See All Filings	D/A	2018-09-18 17:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576917 Filed Document 0001576917-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Mile Investments LLC See All Filings	D/A	2018-09-18 17:54:24 UTC
Amount To Be Raised $4,328,053 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001710028 Filed Document 0001752341-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikigai Media Properties, LLC See All Filings	D	2018-09-18 17:52:21 UTC
Amount To Be Raised $30,100 Associated Brokers / Dealers N/A CIK Number 0001686293 Filed Document 0001686293-18-000007 Exclusions or Exemptions 504 and 506b Accepted Date 2018-09-18 17:52:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Collective Parks- Tanglewood Holding LLC See All Filings	D	2018-09-18 17:39:59 UTC
Amount To Be Raised $1,380,000 Associated Brokers / Dealers N/A CIK Number 0001753405 Filed Document 0001753405-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:39:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM CAPITAL LLC See All Filings	D	2018-09-18 17:35:36 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001283072 Filed Document 0001172661-18-001745 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:35:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2018-09-18 17:34:17 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:34:17 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Mobius Imaging, LLC See All Filings	D	2018-09-18 17:30:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Healthios Capital Markets, LLC CIK Number 0001745818 Filed Document 0001104659-18-057484 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:30:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fund EQ-SDL, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 17:27:12 UTC
Amount To Be Raised $379,235 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001689620 Filed Document 0001752341-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Busniess Lines Corp See All Filings	1-A POS	2018-09-18 17:23:35 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001712534 Filed Document 0001712534-18-000005 Accepted Date 2018-09-18 17:23:35 UTC Type of Offering 1-A POS Industry TRANSPORTATION SERVICES Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
OrgHarvest, Inc. See All Filings	1-A/A	2018-09-18 17:22:56 UTC
Amount To Be Raised $16,750,000 Associated Brokers / Dealers N/A CIK Number 0001054476 Filed Document 0001144204-18-049880 Accepted Date 2018-09-18 17:22:56 UTC Type of Offering 1-A/A Industry NON-OPERATING ESTABLISHMENTS Offering Tier Tier1 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Fund EQ-QRK, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 17:22:36 UTC
Amount To Be Raised $1,673,700 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728388 Filed Document 0001752341-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:22:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORIGINCLEAR, INC. See All Filings	D	2018-09-18 17:21:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001419793 Filed Document 0001213900-18-012711 Exclusions or Exemptions 506c Accepted Date 2018-09-18 17:21:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Demand Driven Technologies, Inc. See All Filings	D	2018-09-18 17:21:18 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001695830 Filed Document 0001695830-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:21:18 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other