Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KCP Methodist Note, LLC See All Filings	D	2018-11-23 13:01:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759543 Filed Document 0001398344-18-016908 Exclusions or Exemptions 506b Accepted Date 2018-11-23 13:01:39 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verte Capital, LLC See All Filings	D	2018-11-23 13:01:28 UTC
Amount To Be Raised $73,000 Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-23 13:01:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
KCP Methodist, LLC See All Filings	D	2018-11-23 13:00:58 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001759563 Filed Document 0001398344-18-016907 Exclusions or Exemptions 506b Accepted Date 2018-11-23 13:00:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D/A	2018-11-23 13:00:51 UTC
Amount To Be Raised $12,472,870 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-18-000181 Exclusions or Exemptions 506b Accepted Date 2018-11-23 13:00:51 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KCP Methodist International, Ltd. See All Filings	D	2018-11-23 12:57:53 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001759607 Filed Document 0001398344-18-016904 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:57:53 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nevada Sunrise Gold Corp See All Filings	D	2018-11-23 12:49:19 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-18-000180 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:49:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
3221 Omega LLC See All Filings	D	2018-11-23 12:47:41 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001759532 Filed Document 0001759532-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:47:41 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Geek Girl Tech, PBC See All Filings	C/A	2018-11-23 12:37:34 UTC
Financial Interest None. Filing Platform MiTec, PBC Offering Amount $1,070,000 CIK Number 0001749548 Filed Document 0001749548-18-000007 Accepted Date 2018-11-23 12:37:34 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Verte Capital, LLC See All Filings	D	2018-11-23 12:22:57 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:22:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Savvy Financial, Inc. See All Filings	D	2018-11-23 12:22:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759856 Filed Document 0001759856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:22:55 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
SUBSCRIBE TECHNOLOGIES INC. See All Filings	D	2018-11-23 12:20:41 UTC
Amount To Be Raised $45,755 Associated Brokers / Dealers N/A CIK Number 0001738303 Filed Document 0001738303-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:20:41 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
India Discovery Fund Ltd. See All Filings	D/A	2018-11-23 12:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626565 Filed Document 0001626565-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:18:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSE TOPCO, LLC See All Filings	D	2018-11-23 12:16:51 UTC
Amount To Be Raised $79,065,600 Associated Brokers / Dealers N/A CIK Number 0001759857 Filed Document 0001759857-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:16:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chartwell Associates LP See All Filings	D	2018-11-23 12:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759809 Filed Document 0001759809-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:15:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BRISIO INNOVATIONS INC. See All Filings	D/A	2018-11-23 12:10:39 UTC
Amount To Be Raised $343,373 Associated Brokers / Dealers CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. CIK Number 0001115672 Filed Document 0001534122-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:10:39 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rize Inc. See All Filings	D	2018-11-23 12:10:30 UTC
Amount To Be Raised $11,999,999 Associated Brokers / Dealers N/A CIK Number 0001759367 Filed Document 0001567619-18-006866 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:10:30 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Napali Hospitality One, LLC See All Filings	D	2018-11-23 11:31:16 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001759859 Filed Document 0001654954-18-013149 Exclusions or Exemptions 506c Accepted Date 2018-11-23 11:31:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Indar European Special Opportunities Fund See All Filings	D	2018-11-23 10:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755166 Filed Document 0000902664-18-004197 Exclusions or Exemptions 506c Accepted Date 2018-11-23 10:56:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Equity Group, LLC See All Filings	D	2018-11-23 09:52:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001759911 Filed Document 0001213900-18-016479 Exclusions or Exemptions 506c Accepted Date 2018-11-23 09:52:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Kang Feng USA Corp. See All Filings	D	2018-11-21 21:12:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001759882 Filed Document 0001759882-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 21:12:47 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ELECTRAMECCANICA VEHICLES CORP. See All Filings	D	2018-11-21 20:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Benchmark Company, LLC and Fordham Financial Management, Inc. CIK Number 0001637736 Filed Document 0001144204-18-061278 Exclusions or Exemptions 506b Accepted Date 2018-11-21 20:47:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Issuance Inc. See All Filings	D	2018-11-21 20:23:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759618 Filed Document 0001759618-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-21 20:23:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
William Fund, LLC See All Filings	D/A	2018-11-21 20:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635797 Filed Document 0001751671-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-21 20:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamus ARS Fund LP See All Filings	D/A	2018-11-21 19:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571966 Filed Document 0001751671-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-21 19:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks 001, LLC See All Filings	1-A/A	2018-11-21 19:54:30 UTC
Amount To Be Raised $698,780 Associated Brokers / Dealers N/A CIK Number 0001738134 Filed Document 0001493152-18-016661 Accepted Date 2018-11-21 19:54:30 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
eNow, Inc. See All Filings	D	2018-11-21 19:20:16 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001669585 Filed Document 0001669585-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 19:20:16 UTC Type of Offering D Industry Energy Conservation Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
eNow, Inc. See All Filings	D	2018-11-21 19:07:46 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001669585 Filed Document 0001669585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 19:07:46 UTC Type of Offering D Industry Energy Conservation Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
Blue Jay Beach, Inc. See All Filings	D	2018-11-21 18:31:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759869 Filed Document 0001759869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:31:03 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Mapleton Retirement Investors, LLC See All Filings	D/A	2018-11-21 18:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112159 Filed Document 0001095449-18-000103 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:23:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange 2015 DisloCredit Fund, L.P. See All Filings	D/A	2018-11-21 18:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652215 Filed Document 0001751671-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:19:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mapleton Platinum Investors, LLC See All Filings	D/A	2018-11-21 18:19:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112161 Filed Document 0001095449-18-000102 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:19:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Capital Fund, LP See All Filings	D	2018-11-21 18:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757755 Filed Document 0001757755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
QIP Ltd. See All Filings	D/A	2018-11-21 17:52:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group CIK Number 0001165110 Filed Document 0001730453-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:52:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange 2015 DisloCredit Fund, L.P. See All Filings	D/A	2018-11-21 17:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652215 Filed Document 0001730453-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCH Partners L.P. See All Filings	D	2018-11-21 17:39:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759737 Filed Document 0001759737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:39:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Health Products, Inc. See All Filings	D	2018-11-21 17:35:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759896 Filed Document 0001683168-18-003550 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:35:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carie Health, LLC See All Filings	D	2018-11-21 17:31:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001759878 Filed Document 0001759878-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:31:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lei Co Cooperative, Inc. See All Filings	C/A	2018-11-21 17:26:13 UTC
Financial Interest None. Filing Platform MiTec, PBC Offering Amount $300,000 CIK Number 0001720733 Filed Document 0001717111-18-000006 Accepted Date 2018-11-21 17:26:13 UTC Type of Offering C/A Security Offered Amount 1 Security Offered Type Other State CALIFORNIA
ZIA MARKET LLC See All Filings	D	2018-11-21 17:24:39 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001759874 Filed Document 0001759874-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:24:39 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
GREENOAKS CAPITAL MS LP - LISTER SERIES See All Filings	D	2018-11-21 17:22:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759889 Filed Document 0001759889-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:22:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arctic Distillery, Inc. See All Filings	D/A	2018-11-21 17:18:38 UTC
Amount To Be Raised $185,005 Associated Brokers / Dealers N/A CIK Number 0001712625 Filed Document 0001712625-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:18:38 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
GrexIt Inc. See All Filings	D	2018-11-21 17:18:14 UTC
Amount To Be Raised $2,475,021 Associated Brokers / Dealers N/A CIK Number 0001757129 Filed Document 0001757129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:18:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SlideBelts Inc. See All Filings	1-A/A	2018-11-21 17:14:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001700895 Filed Document 0001144204-18-061261 Accepted Date 2018-11-21 17:14:54 UTC Type of Offering 1-A/A Industry APPAREL & OTHER FINISHD PRODS OF FABRICS & SIMILAR MATL Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $5,061,614 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D	2018-11-21 17:12:17 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:12:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mapleton Capital Investors, LLC See All Filings	D/A	2018-11-21 17:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112160 Filed Document 0001095449-18-000101 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aetos Capital Partners, LP See All Filings	D/A	2018-11-21 17:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659556 Filed Document 0000919574-18-007683 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:07:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE, INC See All Filings	D	2018-11-21 17:04:52 UTC
Amount To Be Raised $7,500,102 Associated Brokers / Dealers Chardan Capital Markets, LLC and Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:04:52 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Conbody Inc. See All Filings	D	2018-11-21 17:02:53 UTC
Amount To Be Raised $319,792 Associated Brokers / Dealers N/A CIK Number 0001759867 Filed Document 0001759867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:02:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
K2 Overseas Long Short Fund Ltd See All Filings	D/A	2018-11-21 17:01:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC, Wells Fargo Advisors Financial Network LLC, J.P. Morgan Securities LLC, and Merrill Lynch Pierce Fenner & Smith, Inc. CIK Number 0001319592 Filed Document 0001723404-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timebomb, Inc See All Filings	D/A	2018-11-21 16:55:43 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001722539 Filed Document 0001722539-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:55:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired