Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
STAMINA PARTNERS LP See All Filings	D/A	2018-10-16 12:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719857 Filed Document 0000919574-18-006713 Exclusions or Exemptions 506b Accepted Date 2018-10-16 12:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Implementation Fund III, Ltd. See All Filings	D	2018-10-16 11:55:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756019 Filed Document 0001756020-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-16 11:55:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lead One Ltd See All Filings	D	2018-10-16 11:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756076 Filed Document 0001741124-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-16 11:53:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Other
Life Sciences Innovation Fund L.P. See All Filings	D	2018-10-16 11:50:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755958 Filed Document 0001755958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:50:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kind Farms LLC See All Filings	D	2018-10-16 11:40:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001729868 Filed Document 0001127855-18-000239 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:40:37 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Epicore Biosystems, Inc. See All Filings	D	2018-10-16 11:36:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755876 Filed Document 0001755876-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:36:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GRE U.S. Property Fund L.P. See All Filings	D/A	2018-10-16 11:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001524439 Filed Document 0001524439-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:34:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agilis Rabbu Partners LLC See All Filings	D	2018-10-16 11:31:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001755267 Filed Document 0001755267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:31:10 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Karlov Street Level 6-QP, LLC See All Filings	D	2018-10-16 11:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756057 Filed Document 0001756057-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:27:55 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ventures, LLC See All Filings	D	2018-10-16 11:26:15 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Bryan Bourgeois CIK Number 0001753917 Filed Document 0001753917-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:26:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Carnegie Hill Endoscopy, L.L.C. See All Filings	D	2018-10-16 11:24:19 UTC
Amount To Be Raised $116,300 Associated Brokers / Dealers N/A CIK Number 0001489975 Filed Document 0001015325-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:24:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sundance Debt Partners, LLC /DE See All Filings	D	2018-10-16 11:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc., Old City Securities LLC, IBN Financial Services, Inc., Arete Wealth Management, LLC, Wealth Navigation Advisors LLC, and Emerson Equity LLC CIK Number 0001754520 Filed Document 0000902664-18-003731 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mid-Atlantic Studios, LLC See All Filings	C	2018-10-16 11:22:36 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001754574 Filed Document 0001670254-18-000491 Accepted Date 2018-10-16 11:22:36 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State VIRGINIA
Bridgewater Implementation Fund II, Ltd. See All Filings	D	2018-10-16 11:17:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756020 Filed Document 0001756020-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-16 11:17:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lanikai Brewing Company, LLC See All Filings	C	2018-10-16 11:10:49 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $300,000 CIK Number 0001748070 Filed Document 0001670254-18-000489 Accepted Date 2018-10-16 11:10:49 UTC Type of Offering C Security Offered Amount 150,000 Security Offered Type Other State HAWAII
Heng Ren Silk Road Investments LLC See All Filings	D	2018-10-16 11:10:14 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001755299 Filed Document 0001755299-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:10:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
COMPUGEN LTD See All Filings	D	2018-10-16 11:02:40 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001119774 Filed Document 0001178913-18-002674 Exclusions or Exemptions 506b Accepted Date 2018-10-16 11:02:40 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio RockTenn A, Ltd. See All Filings	D/A	2018-10-16 10:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001622472 Filed Document 0001755483-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFM Institutional Systematic Behavioral Fund LP See All Filings	D/A	2018-10-16 10:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687965 Filed Document 0000943663-18-000200 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Portfolio GD Pension Fund, Ltd. See All Filings	D/A	2018-10-16 10:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001558771 Filed Document 0001755483-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:56:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAVE THE RAISINS Ltd LIABILITY Co See All Filings	D/A	2018-10-16 10:53:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001704414 Filed Document 0001704414-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:53:33 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Institutional Syndication LLC See All Filings	D	2018-10-16 10:53:12 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001721858 Filed Document 0001721858-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:53:12 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hedge Fund Select: WNTN Dedicated Investor Fund (US) LLC See All Filings	D/A	2018-10-16 10:51:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001559623 Filed Document 0001755483-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:51:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Orange Capital Offshore Ltd See All Filings	D/A	2018-10-16 10:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001621634 Filed Document 0001755483-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Dymon Asia Macro Fund Ltd See All Filings	D/A	2018-10-16 10:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001588472 Filed Document 0001755483-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:44:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Corsair Capital Investors Flagship Fund Ltd See All Filings	D/A	2018-10-16 10:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001588473 Filed Document 0001755483-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:41:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series See All Filings	D/A	2018-10-16 10:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559454 Filed Document 0001559454-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Mati Therapeutics Inc. See All Filings	D	2018-10-16 10:36:22 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001574251 Filed Document 0001574251-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:36:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Canyon Value Realization LLC See All Filings	D/A	2018-10-16 10:36:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001686741 Filed Document 0001755483-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:36:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series See All Filings	D/A	2018-10-16 10:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559455-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:30:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Nationwide Private Placement Variable Account - E See All Filings	D/A	2018-10-16 10:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph D. Sprague CIK Number 0001601405 Filed Document 0001601405-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:29:19 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
White Oak Fixed Income Fund C, L.P. See All Filings	D/A	2018-10-16 10:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623617 Filed Document 0001623617-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:27:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mudrick Distressed Opportunity Specialty Fund, L.P. See All Filings	D/A	2018-10-16 10:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656061 Filed Document 0000950103-18-012058 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:26:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cell-Ed, Inc. See All Filings	D/A	2018-10-16 10:25:05 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001744723 Filed Document 0001744723-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:25:05 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
H&F Executives IX-A, L.P. See All Filings	D/A	2018-10-16 10:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751507 Filed Document 0001751507-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2018-10-16 10:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:17:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2018-10-16 10:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559517-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:11:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
LifeView Inc. See All Filings	D	2018-10-16 10:09:55 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001754523 Filed Document 0001754523-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 10:09:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Electron Global Fund, Ltd. See All Filings	D/A	2018-10-16 09:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581750 Filed Document 0001012975-18-001112 Exclusions or Exemptions 506b Accepted Date 2018-10-16 09:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Associates Segregated Series See All Filings	D/A	2018-10-16 09:54:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559470 Filed Document 0001559470-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 09:54:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Electron Global Fund, L.P. See All Filings	D/A	2018-10-16 09:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571943 Filed Document 0001012975-18-001111 Exclusions or Exemptions 506b Accepted Date 2018-10-16 09:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYARD GLOBAL HIGH DIVIDEND YIELD FUND LP See All Filings	D/A	2018-10-16 09:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516949 Filed Document 0001013594-18-000586 Exclusions or Exemptions 506b Accepted Date 2018-10-16 09:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SILVERCREST HEDGED EQUITY FUND (INTERNATIONAL) LTD. See All Filings	D/A	2018-10-16 09:40:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334613 Filed Document 0001012975-18-001110 Exclusions or Exemptions 506b Accepted Date 2018-10-16 09:40:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascabel Long Fund LP See All Filings	D/A	2018-10-16 09:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653038 Filed Document 0000919574-18-006711 Exclusions or Exemptions 506b Accepted Date 2018-10-16 09:37:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
923/927 HOTEL, LLC See All Filings	D	2018-10-16 09:12:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001755615 Filed Document 0001014100-18-000054 Exclusions or Exemptions 506b Accepted Date 2018-10-16 09:12:29 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cassiopeia Fund See All Filings	D/A	2018-10-16 09:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595376 Filed Document 0001315863-18-000789 Exclusions or Exemptions 506c Accepted Date 2018-10-16 09:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2018-10-16 09:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-10-16 09:07:30 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
12 West Capital Fund Ltd. See All Filings	D/A	2018-10-16 08:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589327 Filed Document 0000905718-18-000849 Exclusions or Exemptions 506b Accepted Date 2018-10-16 08:24:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12 WEST CAPITAL FUND LP See All Filings	D/A	2018-10-16 08:23:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532621 Filed Document 0000905718-18-000847 Exclusions or Exemptions 506b Accepted Date 2018-10-16 08:23:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Global Multisector Plus (Cayman) Fund, Ltd. See All Filings	D/A	2018-10-16 07:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001476350 Filed Document 0001476350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 07:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund