Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Qpex Biopharma, Inc. See All Filings	D	2018-10-16 15:16:44 UTC
Amount To Be Raised $33,075,000 Associated Brokers / Dealers N/A CIK Number 0001755902 Filed Document 0001755902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 15:16:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ANJU SOFTWARE, INC. See All Filings	D	2018-10-16 15:11:12 UTC
Amount To Be Raised $17,815,421 Associated Brokers / Dealers N/A CIK Number 0001677196 Filed Document 0001677196-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 15:11:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar PRA Fund LLC See All Filings	D/A	2018-10-16 15:09:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687479 Filed Document 0001687479-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 15:09:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Roq Spirits LLC See All Filings	C	2018-10-16 15:08:46 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001755802 Filed Document 0001665160-18-001086 Accepted Date 2018-10-16 15:08:46 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
HAMPTON TOWNHOMES LLC See All Filings	D	2018-10-16 15:03:27 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001756101 Filed Document 0001756101-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 15:03:27 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Monetran, LLC See All Filings	C	2018-10-16 15:01:16 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001749517 Filed Document 0001665160-18-001085 Accepted Date 2018-10-16 15:01:16 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State DELAWARE
TBC Castle Global, LLC See All Filings	D/A	2018-10-16 15:00:36 UTC
Amount To Be Raised $15,883,864 Associated Brokers / Dealers N/A CIK Number 0001754846 Filed Document 0001754846-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-16 15:00:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tathata LLC See All Filings	D	2018-10-16 14:58:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001755928 Filed Document 0001636587-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:58:07 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IronGate Mission Partners, LLC See All Filings	D	2018-10-16 14:57:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Cabot Lodge Securities LLC CIK Number 0001755399 Filed Document 0000947871-18-000826 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:57:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBC Dragon Investments II, LLC See All Filings	D/A	2018-10-16 14:54:43 UTC
Amount To Be Raised $15,950,000 Associated Brokers / Dealers N/A CIK Number 0001754848 Filed Document 0001754846-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:54:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWF Holdings LP See All Filings	D	2018-10-16 14:52:01 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001743103 Filed Document 0000895345-18-000280 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:52:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TBC Dragon Investments, LLC See All Filings	D/A	2018-10-16 14:48:56 UTC
Amount To Be Raised $49,999,950 Associated Brokers / Dealers N/A CIK Number 0001754849 Filed Document 0001754846-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:48:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVESTOR VEGA, LP See All Filings	D	2018-10-16 14:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756119 Filed Document 0001756119-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-16 14:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZTherapies, INC See All Filings	D/A	2018-10-16 14:44:34 UTC
Amount To Be Raised $25,473,350 Associated Brokers / Dealers N/A CIK Number 0001629864 Filed Document 0001629864-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:44:34 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
221 Martense Funding L.P. See All Filings	D	2018-10-16 14:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755796 Filed Document 0001013594-18-000587 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:43:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AQR DELTA TOTAL RETURN FUND LP See All Filings	D/A	2018-10-16 14:43:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill, Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459599 Filed Document 0001405086-18-000211 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:43:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL INVESTMENT OPPORTUNITIES FUND LTD See All Filings	D/A	2018-10-16 14:42:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001261182 Filed Document 0001261182-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:42:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Global Risk Premium Tactical Master Account Ltd. See All Filings	D/A	2018-10-16 14:40:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655903 Filed Document 0001405086-18-000210 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:40:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Self Storage, LLC See All Filings	D	2018-10-16 14:37:32 UTC
Amount To Be Raised $5,174,000 Associated Brokers / Dealers none CIK Number 0001488817 Filed Document 0001488817-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-16 14:37:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Infinity Long/Short Equity Fund, LLC See All Filings	D/A	2018-10-16 14:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687430 Filed Document 0000926877-18-000152 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:35:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Liquidity Fund, L.P. See All Filings	D/A	2018-10-16 14:33:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454448 Filed Document 0001405086-18-000209 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:33:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avestor Ariel, LP See All Filings	D	2018-10-16 14:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756118 Filed Document 0001756118-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-16 14:33:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress TSX Broadway Co-Investment (A) LP See All Filings	D	2018-10-16 14:30:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") and UBS Securities LLC CIK Number 0001755648 Filed Document 0000950172-18-000114 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:30:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BluePointe Ventures TGF, L.P. See All Filings	D	2018-10-16 14:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755701 Filed Document 0000935836-18-000576 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:28:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avestor Nova, LP See All Filings	D	2018-10-16 14:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756117 Filed Document 0001756117-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-16 14:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Airto, Inc. See All Filings	C/A	2018-10-16 14:20:05 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $700,000 CIK Number 0001745986 Filed Document 0001745986-18-000002 Accepted Date 2018-10-16 14:20:05 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Pointer Offshore III, Ltd. See All Filings	D/A	2018-10-16 14:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560058 Filed Document 0001560058-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
A-CON-16-Fund, a series of AX-LuLd-Funds, LLC See All Filings	D	2018-10-16 14:05:12 UTC
Amount To Be Raised $347,800 Associated Brokers / Dealers N/A CIK Number 0001753967 Filed Document 0001749152-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:05:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrightView Partners LP See All Filings	D/A	2018-10-16 14:05:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615025 Filed Document 0001615025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:05:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRD Smartsky Investments, LLC See All Filings	D	2018-10-16 14:05:03 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001755927 Filed Document 0001209191-18-055077 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:05:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KOTAK INVESTMENT OPPORTUNITIES FUND Ltd See All Filings	D/A	2018-10-16 14:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001394099 Filed Document 0001394099-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karlov Street Level 6, LLC See All Filings	D	2018-10-16 14:03:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756114 Filed Document 0001756114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:03:09 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pointer Offshore II, Ltd. See All Filings	D/A	2018-10-16 14:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560086 Filed Document 0001560086-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:00:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SIG Medical Corp. See All Filings	D	2018-10-16 14:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001733129 Filed Document 0001733129-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 14:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TBC Castle Global, LLC See All Filings	D/A	2018-10-16 13:55:08 UTC
Amount To Be Raised $15,883,864 Associated Brokers / Dealers N/A CIK Number 0001754846 Filed Document 0001754846-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:55:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSV Prime, LLC - Series Six, a Series of RSV Prime, LLC See All Filings	D	2018-10-16 13:49:05 UTC
Amount To Be Raised $1,945,000 Associated Brokers / Dealers N/A CIK Number 0001755845 Filed Document 0001749152-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:49:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBC Dragon Investments II, LLC See All Filings	D/A	2018-10-16 13:48:30 UTC
Amount To Be Raised $15,950,000 Associated Brokers / Dealers N/A CIK Number 0001754848 Filed Document 0001754848-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boveda Realty Investors, LP See All Filings	D	2018-10-16 13:47:48 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001670005 Filed Document 0001670005-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-16 13:47:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SOSV IV-A LP See All Filings	D	2018-10-16 13:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753921 Filed Document 0001753921-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:44:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPPC II Holding, LLC See All Filings	D	2018-10-16 13:39:19 UTC
Amount To Be Raised $14,360,000 Associated Brokers / Dealers N/A CIK Number 0001754504 Filed Document 0001754504-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:39:19 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson Industrial Holdings, LLC See All Filings	D	2018-10-16 13:33:59 UTC
Amount To Be Raised $9,044,500 Associated Brokers / Dealers Ira Lawrence and Yacha Sutton CIK Number 0001755456 Filed Document 0001755456-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:33:59 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Genesis Global, a Series of Tribeca Angels Investments, LLC See All Filings	D	2018-10-16 13:32:58 UTC
Amount To Be Raised $1,017,500 Associated Brokers / Dealers N/A CIK Number 0001748542 Filed Document 0001749152-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:32:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2018-10-16 13:31:00 UTC
Amount To Be Raised $17,669,750 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001692236 Filed Document 0001749152-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:31:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security
Exseedu, Inc. See All Filings	D	2018-10-16 13:26:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756040 Filed Document 0001756040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:26:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
KOTAK GLOBAL FUNDS See All Filings	D/A	2018-10-16 13:21:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001495848 Filed Document 0001495848-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:21:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBC Dragon Investments, LLC See All Filings	D/A	2018-10-16 13:20:03 UTC
Amount To Be Raised $49,999,950 Associated Brokers / Dealers N/A CIK Number 0001754849 Filed Document 0001754849-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:20:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-GSW-13-Fund, a series of AngelList-NewRes-Funds, LP See All Filings	D	2018-10-16 13:19:42 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001749152 Filed Document 0001749152-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:19:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metroplex CSC, LLC See All Filings	D	2018-10-16 13:17:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001735459 Filed Document 0001735459-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:17:34 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Juniper Grill Enterprises LLC See All Filings	D	2018-10-16 13:16:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755907 Filed Document 0001755907-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:16:50 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Aurico Gold Fund LP See All Filings	D/A	2018-10-16 13:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719328 Filed Document 0001315863-18-000790 Exclusions or Exemptions 506b Accepted Date 2018-10-16 13:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity