Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMI-CS 125, LP See All Filings	D	2018-11-01 16:24:30 UTC
Amount To Be Raised $5,250,492 Associated Brokers / Dealers Richard Goodwin CIK Number 0001757825 Filed Document 0001757825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:24:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHAPEL VIEW DEVELOPMENT COMPANY, INC. See All Filings	D/A	2018-11-01 16:23:34 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001751032 Filed Document 0001751032-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:23:34 UTC Type of Offering D/A Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Urban Opportunity Fund I LLC See All Filings	D	2018-11-01 16:21:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001757025 Filed Document 0001757025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:21:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Emerging Market Equities, L.P. See All Filings	D/A	2018-11-01 16:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000944100 Filed Document 0000919574-18-006943 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:15:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syfoglomad Ltd Feeder Fund LP See All Filings	D/A	2018-11-01 16:12:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659036 Filed Document 0001659036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:12:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Cove Credit Opportunity Fund, LP See All Filings	D/A	2018-11-01 16:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721936 Filed Document 0001721936-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITIZENS B&T HOLDINGS INC See All Filings	D	2018-11-01 16:07:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001435720 Filed Document 0001435720-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:07:27 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Deltec Forum Fund, L.P. See All Filings	D/A	2018-11-01 16:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043587 Filed Document 0000919574-18-006941 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:06:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM Fund IX, L.P. See All Filings	D/A	2018-11-01 16:06:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and Mitsui & Co. Alternative Investments Limited CIK Number 0001712783 Filed Document 0001712783-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:06:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mota Group, Inc. See All Filings	1-A/A	2018-11-01 16:02:39 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001672750 Filed Document 0001144204-18-056794 Accepted Date 2018-11-01 16:02:39 UTC Type of Offering 1-A/A Industry AIRCRAFT Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,603,131 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Lion Crest Funding, LLC / California See All Filings	D	2018-11-01 16:01:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001757902 Filed Document 0001757902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 16:01:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DELTEC EMERGING MARKET INCOME FUND, L.P. See All Filings	D/A	2018-11-01 15:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871095 Filed Document 0000919574-18-006939 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:58:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BitFinance, PBC See All Filings	D	2018-11-01 15:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754965 Filed Document 0001754965-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-01 15:50:54 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Knock Software, Inc. See All Filings	D	2018-11-01 15:41:40 UTC
Amount To Be Raised $2,774,959 Associated Brokers / Dealers N/A CIK Number 0001734212 Filed Document 0001734212-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:41:40 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Intelycare, Inc. See All Filings	D	2018-11-01 15:32:17 UTC
Amount To Be Raised $10,834,931 Associated Brokers / Dealers N/A CIK Number 0001694706 Filed Document 0001567619-18-004924 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:32:17 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Road II, L.P. See All Filings	D	2018-11-01 15:29:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001756503 Filed Document 0001756503-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:29:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NOA Bancorp, Inc. See All Filings	D	2018-11-01 15:11:25 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001757707 Filed Document 0001757707-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:11:25 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Independence Prospect Partners See All Filings	D/A	2018-11-01 15:09:32 UTC
Amount To Be Raised $1,140,000 Associated Brokers / Dealers N/A CIK Number 0001750951 Filed Document 0001750951-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-01 15:09:32 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
AVIAA HOLDINGS, INC. See All Filings	D	2018-11-01 15:07:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001757024 Filed Document 0001757024-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:07:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prana Current Yield Fund V, L.P. See All Filings	D/A	2018-11-01 15:00:38 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001699731 Filed Document 0000935836-18-000595 Exclusions or Exemptions 506b Accepted Date 2018-11-01 15:00:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spoke Altamonte Apartments, LLC See All Filings	D	2018-11-01 14:48:26 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers Spoke Financial, LLC CIK Number 0001757278 Filed Document 0001757278-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:48:26 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FRM Moraine Fund Ltd. See All Filings	D/A	2018-11-01 14:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590826 Filed Document 0001590826-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:33:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caption Partners, LP See All Filings	D/A	2018-11-01 14:31:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-18-006935 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:31:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
LAND FILM LLC See All Filings	D	2018-11-01 14:27:25 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001755960 Filed Document 0001014100-18-000057 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:27:25 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Farm Technologies, Inc. See All Filings	D	2018-11-01 14:27:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001757703 Filed Document 0001757703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:27:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amalfi Fund LP See All Filings	D	2018-11-01 14:24:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757848 Filed Document 0000919574-18-006933 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:24:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
STAMINA FUND LTD. See All Filings	D	2018-11-01 14:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757792 Filed Document 0000919574-18-006931 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:20:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lloyd Jones Daytona Beach Portfolio, LLC See All Filings	D	2018-11-01 14:14:40 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001757767 Filed Document 0001757767-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-01 14:14:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
FRESH PREP FOODS INC. See All Filings	D	2018-11-01 14:14:10 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001753430 Filed Document 0001753430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:14:10 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
EQUITYMULTIPLE 59, LLC See All Filings	D	2018-11-01 14:10:09 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001755849 Filed Document 0001755849-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:10:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 58, LLC See All Filings	D	2018-11-01 14:08:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001755850 Filed Document 0001755850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:08:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 61, LLC See All Filings	D	2018-11-01 14:03:30 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001756725 Filed Document 0001756725-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:03:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INTERMODAL STRUCTURES, INC. See All Filings	D	2018-11-01 14:02:08 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001757210 Filed Document 0001078782-18-001221 Exclusions or Exemptions 506b Accepted Date 2018-11-01 14:02:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EMMAUS LIFE SCIENCES, INC. See All Filings	D	2018-11-01 14:01:29 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001420031 Filed Document 0001250853-18-000136 Exclusions or Exemptions 506c Accepted Date 2018-11-01 14:01:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BlueSpruce Opportunity Fund A LP See All Filings	D	2018-11-01 13:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757423 Filed Document 0001757423-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Back A Boiler - ISA Fund II, LLC See All Filings	D	2018-11-01 13:53:56 UTC
Amount To Be Raised $10,150,000 Associated Brokers / Dealers N/A CIK Number 0001752455 Filed Document 0001752455-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-01 13:53:56 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Centers of Psychiatric Excellence, LLC See All Filings	D	2018-11-01 13:40:37 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001757782 Filed Document 0001144204-18-056736 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:40:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SUNRIDGE AGRIBUSINESS OPPORTUNITIES I LP See All Filings	D	2018-11-01 13:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757096 Filed Document 0001757096-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:38:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infinitum Capital Partners LP See All Filings	D/A	2018-11-01 13:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721453 Filed Document 0001721453-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:37:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCTRUST III, Inc. See All Filings	D	2018-11-01 13:34:54 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers More than 5 persons, More than 5 persons, More than 5 persons, and More than 5 persons CIK Number 0001756823 Filed Document 0001756823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:34:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-11-01 13:28:53 UTC
Amount To Be Raised $5,625,780 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-056733 Accepted Date 2018-11-01 13:28:53 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
SVXR, Inc. See All Filings	D	2018-11-01 13:26:50 UTC
Amount To Be Raised $16,052,601 Associated Brokers / Dealers N/A CIK Number 0001598143 Filed Document 0001598143-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:26:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HashiCorp, Inc. See All Filings	D	2018-11-01 13:26:43 UTC
Amount To Be Raised $99,999,991 Associated Brokers / Dealers N/A CIK Number 0001720671 Filed Document 0001720671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:26:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fixed Income GlobalAlpha Onshore Fund LLC See All Filings	D/A	2018-11-01 13:25:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541040 Filed Document 0001730453-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:25:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
VP Hospitality Opportunity Fund I, LLC See All Filings	D	2018-11-01 13:24:41 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001757843 Filed Document 0001757843-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Classen Curve Hotel LLC See All Filings	D	2018-11-01 13:22:18 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001757663 Filed Document 0001757663-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:22:18 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
SHOULDER INNOVATIONS, INC. See All Filings	D/A	2018-11-01 13:20:28 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001699350 Filed Document 0001699350-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:20:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Geophysical Technology Inc. See All Filings	D/A	2018-11-01 13:18:48 UTC
Amount To Be Raised $3,762,500 Associated Brokers / Dealers World Equity Group CIK Number 0001599532 Filed Document 0001567619-18-004909 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:18:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fixed Income GlobalAlpha Offshore Fund Ltd. See All Filings	D/A	2018-11-01 13:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542227 Filed Document 0001730453-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tattva Investment Fund Ltd. See All Filings	D/A	2018-11-01 13:12:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708576 Filed Document 0001171520-18-000481 Exclusions or Exemptions 506b Accepted Date 2018-11-01 13:12:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund