Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ares HICOF Co-Invest, L.P. See All Filings	D	2016-10-11 17:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001681344 Filed Document 0001681344-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:21:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vortus-Foreland II Co-Investment, LP See All Filings	D	2016-10-11 17:18:04 UTC
Amount To Be Raised $10,290,000 Associated Brokers / Dealers N/A CIK Number 0001686974 Filed Document 0001686974-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:18:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobiquity Inc. See All Filings	D	2016-10-11 17:09:45 UTC
Amount To Be Raised $13,167,319 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:09:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Global Maritime Investment Fund II Feeder LLC See All Filings	D	2016-10-11 17:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685608 Filed Document 0001685608-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:08:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RYU APPAREL INC. See All Filings	D	2016-10-11 17:08:04 UTC
Amount To Be Raised $37,108 Associated Brokers / Dealers N/A CIK Number 0001472601 Filed Document 0001085037-16-000348 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:08:04 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Healthcare Opportunity Fund Offshore, L.P. See All Filings	D	2016-10-11 17:06:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686716 Filed Document 0001012975-16-001528 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:06:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indinero FC Fund I LLC See All Filings	D	2016-10-11 17:04:37 UTC
Amount To Be Raised $65,902 Associated Brokers / Dealers N/A CIK Number 0001569912 Filed Document 0001569912-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:04:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vioguard LLC See All Filings	D	2016-10-11 17:02:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687077 Filed Document 0001687077-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:02:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ForUs, Inc. See All Filings	D	2016-10-11 17:00:24 UTC
Amount To Be Raised $9,499,780 Associated Brokers / Dealers N/A CIK Number 0001570546 Filed Document 0001570546-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:00:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Market Opportunities Fund VIII, L.P. See All Filings	D	2016-10-11 17:00:17 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001687017 Filed Document 0001687017-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:00:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC See All Filings	D	2016-10-11 16:51:38 UTC
Amount To Be Raised $4,594,243 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:51:38 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
CHILDRENS HEALTHCARE OF ATLANTA SURGERY CENTER AT MERIDIAN MARK PLAZA, LLC See All Filings	D/A	2016-10-11 16:49:40 UTC
Amount To Be Raised $608,250 Associated Brokers / Dealers N/A CIK Number 0001200058 Filed Document 0001200058-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:49:40 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Vintage Healthcare Opportunity Fund, LLC See All Filings	D	2016-10-11 16:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686758 Filed Document 0001012975-16-001527 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RD Legal Finance, LLC See All Filings	D	2016-10-11 16:45:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:45:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
JDL Gold Corp. See All Filings	D	2016-10-11 16:44:36 UTC
Amount To Be Raised $33,773,777 Associated Brokers / Dealers N/A CIK Number 0001581733 Filed Document 0001140361-16-082493 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:44:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BeCaid, LLC See All Filings	D	2016-10-11 16:39:46 UTC
Amount To Be Raised $1,530,000 Associated Brokers / Dealers N/A CIK Number 0001521341 Filed Document 0001521341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:39:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC See All Filings	D	2016-10-11 16:37:32 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000031 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:37:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2016-10-11 16:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2016-10-11 16:31:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:31:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
META FINANCIAL GROUP INC See All Filings	D	2016-10-11 16:30:28 UTC
Amount To Be Raised $21,250,000 Associated Brokers / Dealers N/A CIK Number 0000907471 Filed Document 0001140361-16-082491 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:30:28 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH DAKOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Realync Corp. See All Filings	D	2016-10-11 16:30:27 UTC
Amount To Be Raised $1,906,259 Associated Brokers / Dealers N/A CIK Number 0001684114 Filed Document 0001684114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:30:27 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sterling Properties, LLLP See All Filings	D/A	2016-10-11 16:28:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560106 Filed Document 0001560106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:28:44 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2016-10-11 16:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Residential Capital Management Fund 1, LP See All Filings	D	2016-10-11 16:22:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001686980 Filed Document 0001686980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:22:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SkyWheel Holding Company, LLC See All Filings	D	2016-10-11 16:21:10 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001687045 Filed Document 0001687045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:21:10 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2016-10-11 16:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-10-11 16:20:48 UTC
Amount To Be Raised $235,660 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-001111 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:20:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IRONWOOD PHARMACEUTICALS INC See All Filings	D	2016-10-11 16:19:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers J. WOOD CAPITAL ADVISORS CIK Number 0001446847 Filed Document 0001446847-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:19:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2016-10-11 16:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:17:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Red Point Positioning Corp See All Filings	D	2016-10-11 16:16:45 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001686623 Filed Document 0000897069-16-001063 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:16:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BRILLIANCE CREDIT, LLC See All Filings	D/A	2016-10-11 16:02:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001645618 Filed Document 0001645618-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:02:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Carogen Corporaton See All Filings	D	2016-10-11 16:01:24 UTC
Amount To Be Raised $3,081,259 Associated Brokers / Dealers N/A CIK Number 0001687042 Filed Document 0001687042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:01:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TEKMODO INDUSTRIES INC. See All Filings	D	2016-10-11 16:01:02 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001687111 Filed Document 0001687111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:01:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tecovas, Inc. See All Filings	D	2016-10-11 16:00:21 UTC
Amount To Be Raised $1,806,143 Associated Brokers / Dealers N/A CIK Number 0001686840 Filed Document 0001686840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 16:00:21 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BIOHITECH GLOBAL, INC. See All Filings	D/A	2016-10-11 15:56:48 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001590383 Filed Document 0001590383-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:56:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lamoni Hotel Group, LLC See All Filings	D	2016-10-11 15:53:34 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001687103 Filed Document 0001687103-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:53:34 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMM SPV I, LLC See All Filings	D	2016-10-11 15:49:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001685996 Filed Document 0001685996-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:49:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RT CH Investment, LLC See All Filings	D	2016-10-11 15:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687109 Filed Document 0001687109-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:47:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Titan Spine, LLC See All Filings	D	2016-10-11 15:47:35 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001476536 Filed Document 0001144204-16-127620 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:47:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
COMMONFUND STRATEGIC SOLUTIONS EQUITY FUND LLC See All Filings	D/A	2016-10-11 15:44:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001532154 Filed Document 0001532154-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:44:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Spine, LLC See All Filings	D	2016-10-11 15:43:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476536 Filed Document 0001144204-16-127615 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:43:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
venBio Select Fund Ltd. See All Filings	D/A	2016-10-11 15:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC and Direct Access Partners, LLC CIK Number 0001498990 Filed Document 0001498991-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LumiShield Technologies Inc. See All Filings	D/A	2016-10-11 15:40:26 UTC
Amount To Be Raised $1,023,530 Associated Brokers / Dealers N/A CIK Number 0001683295 Filed Document 0001683295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:40:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
venBio Select Fund LLC See All Filings	D/A	2016-10-11 15:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001498991 Filed Document 0001498991-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Opportunities Fund 2 LP See All Filings	D/A	2016-10-11 15:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588484 Filed Document 0000902664-16-008345 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
360 CB Fund I LP See All Filings	D/A	2016-10-11 15:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642296 Filed Document 0001642296-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:28:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pavis Capital Master Fund, Ltd. See All Filings	D/A	2016-10-11 15:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513967 Filed Document 0001513967-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:26:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP Funding, LLC See All Filings	D	2016-10-11 15:26:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001618594 Filed Document 0001618594-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:26:18 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Luma Home, Inc. See All Filings	D	2016-10-11 15:24:38 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001676540 Filed Document 0001676540-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:24:38 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ranzure Networks, Inc. See All Filings	D	2016-10-11 15:24:16 UTC
Amount To Be Raised $13,116,193 Associated Brokers / Dealers N/A CIK Number 0001676531 Filed Document 0001676531-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 15:24:16 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity