Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Capstone Gateway Fund (B) Ltd. See All Filings	D	2018-11-09 16:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757838 Filed Document 0000902664-18-004033 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:03:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Full Court Press LP See All Filings	D	2018-11-09 16:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757618 Filed Document 0000902664-18-004032 Exclusions or Exemptions 506b Accepted Date 2018-11-09 16:01:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Square, L.P. See All Filings	D/A	2018-11-09 16:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. CIK Number 0001313682 Filed Document 0001313682-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-09 16:00:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Capstone SPC Fund Ltd - GEF SP See All Filings	D	2018-11-09 15:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757585 Filed Document 0000902664-18-004031 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:58:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Gateway Fund (E) Ltd. See All Filings	D	2018-11-09 15:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757621 Filed Document 0000902664-18-004030 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:56:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Capstone SPC Fund Ltd - CFI SP See All Filings	D	2018-11-09 15:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757587 Filed Document 0000902664-18-004029 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:55:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Capstone SPC Fund Ltd - MSEF SP See All Filings	D	2018-11-09 15:54:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757586 Filed Document 0000902664-18-004028 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:54:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VEEF I Co-Invest 1, L.P. See All Filings	D	2018-11-09 15:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758705 Filed Document 0001758705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:53:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CF Capstone SPC Fund Ltd - MSEI SP See All Filings	D	2018-11-09 15:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757588 Filed Document 0000902664-18-004027 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:52:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Thematic, L.P. See All Filings	D	2018-11-09 15:46:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001534911 Filed Document 0000945621-18-000335 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:46:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AEye, Inc. See All Filings	D	2018-11-09 15:42:24 UTC
Amount To Be Raised $41,318,257 Associated Brokers / Dealers N/A CIK Number 0001590825 Filed Document 0001590825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:42:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HH CT KS LLC See All Filings	D/A	2018-11-09 15:38:16 UTC
Amount To Be Raised $15,450,000 Associated Brokers / Dealers N/A CIK Number 0001751944 Filed Document 0001751944-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:38:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TechU Ventures L.P. See All Filings	D/A	2018-11-09 15:36:09 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001718918 Filed Document 0001718918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BLOCKSTACK TOKEN LLC See All Filings	D/A	2018-11-09 15:32:47 UTC
Amount To Be Raised $21,195,655 Associated Brokers / Dealers N/A CIK Number 0001719379 Filed Document 0001719379-18-000006 Exclusions or Exemptions 506c Accepted Date 2018-11-09 15:32:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Smart Farm Systems, Inc. See All Filings	D	2018-11-09 15:30:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634073 Filed Document 0001634073-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:30:45 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Other
BLOCKSTACK TOKEN LLC See All Filings	D/A	2018-11-09 15:30:29 UTC
Amount To Be Raised $39,600 Associated Brokers / Dealers N/A CIK Number 0001719379 Filed Document 0001719379-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:30:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
AUSTRALIS CAPITAL INC See All Filings	D	2018-11-09 15:26:05 UTC
Amount To Be Raised $2,670,480 Associated Brokers / Dealers N/A CIK Number 0001758409 Filed Document 0001183740-18-000175 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:26:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
L1 Partners, LLC See All Filings	D/A	2018-11-09 15:23:07 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001744327 Filed Document 0001744327-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:23:07 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
360 Holdings I Corp. See All Filings	D/A	2018-11-09 15:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670937 Filed Document 0000895345-18-000315 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:20:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RF CHECK INC See All Filings	D/A	2018-11-09 15:15:27 UTC
Amount To Be Raised $7,681,170 Associated Brokers / Dealers Victory Check, Vickie Jackson, Eastwinds Holding Corp., Andreason Group Trust, Dave Nelson, Ashton Fulcher, Jeff Jackson, and Robert Morilla CIK Number 0001436512 Filed Document 0001436512-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:15:27 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Silvercrest Emerging Markets Fund, L.P. See All Filings	D/A	2018-11-09 15:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308913 Filed Document 0001012975-18-001200 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2018-11-09 15:07:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-18-058681 Exclusions or Exemptions 506b Accepted Date 2018-11-09 15:07:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Viewpost Holdings, LLC See All Filings	D	2018-11-09 14:59:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001521552 Filed Document 0000897069-18-000597 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:59:06 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
LCG2R Rowlett Lakeview, LLC See All Filings	D	2018-11-09 14:55:26 UTC
Amount To Be Raised $803,490 Associated Brokers / Dealers N/A CIK Number 0001758718 Filed Document 0001758718-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:55:26 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Financial Technology Inc. See All Filings	D	2018-11-09 14:51:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674197 Filed Document 0001674197-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:51:19 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Private Equity (Polaris) LP See All Filings	D	2018-11-09 14:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001757702 Filed Document 0001757702-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:44:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B&M Big Dough LLC See All Filings	D	2018-11-09 14:40:15 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001758210 Filed Document 0001758210-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:40:15 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Convex Asia Fund PF LP See All Filings	D	2018-11-09 14:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757196 Filed Document 0000902664-18-004021 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:36:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADT F&F LLC See All Filings	D	2018-11-09 14:35:36 UTC
Amount To Be Raised $2,125,000 Associated Brokers / Dealers N/A CIK Number 0001758098 Filed Document 0001758098-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:35:36 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-11-09 14:33:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, and KCD Financial, Inc. CIK Number 0001750064 Filed Document 0001750064-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:33:55 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Linse Capital CP V, LLC See All Filings	D	2018-11-09 14:33:07 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001758721 Filed Document 0001758721-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADT Investment LLC See All Filings	D	2018-11-09 14:32:56 UTC
Amount To Be Raised $37,506,944 Associated Brokers / Dealers N/A CIK Number 0001758099 Filed Document 0001758099-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:32:56 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CIEP Co-Investment, L.P. See All Filings	D/A	2018-11-09 14:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587979 Filed Document 0001567619-18-005535 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:28:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CGP Coinvestment, L.P. See All Filings	D/A	2018-11-09 14:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656563 Filed Document 0001567619-18-005533 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Convex Asia Fund PF Ltd See All Filings	D	2018-11-09 14:20:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757195 Filed Document 0000902664-18-004018 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:20:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyperproof Inc. See All Filings	D	2018-11-09 14:20:11 UTC
Amount To Be Raised $2,000,011 Associated Brokers / Dealers N/A CIK Number 0001758546 Filed Document 0001758546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:20:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CSSAF Coinvestment, LP See All Filings	D/A	2018-11-09 14:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617729 Filed Document 0001567619-18-005527 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Involved, Inc. See All Filings	C/A	2018-11-09 14:15:52 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,000,025 CIK Number 0001713914 Filed Document 0001669191-18-000497 Accepted Date 2018-11-09 14:15:52 UTC Type of Offering C/A Security Offered Amount 15,385 Security Offered Type Common Stock State MASSACHUSETTS
NYIAX, INC. See All Filings	D	2018-11-09 14:11:05 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001679379 Filed Document 0001679379-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:11:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CEOF II Coinvestment, L.P. See All Filings	D/A	2018-11-09 14:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656545 Filed Document 0001567619-18-005517 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF II Coinvestment, L.P. See All Filings	D/A	2018-11-09 14:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656543 Filed Document 0001567619-18-005513 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Opportunity Fund VI, L.P. See All Filings	D/A	2018-11-09 14:04:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shopoff Securities Inc., Center Street Securities, Inc., NI ADVISORS, Sunbelt Securities, Inc., Moloney Securities Co., Inc., Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, Inc., KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., WHITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., MOLONEY SECURITIES CO., INC., and CENTAURUS FINANCIAL, INC. CIK Number 0001745037 Filed Document 0001745037-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:04:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Braidy Industries, Inc. See All Filings	C/A	2018-11-09 14:04:06 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,992 CIK Number 0001711639 Filed Document 0001669191-18-000495 Accepted Date 2018-11-09 14:04:06 UTC Type of Offering C/A Security Offered Amount 556 Security Offered Type Common Stock State DELAWARE
CEOF II Coinvestment B, L.P. See All Filings	D/A	2018-11-09 14:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656560 Filed Document 0001567619-18-005509 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:00:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
flywheel exchange LLC See All Filings	D	2018-11-09 14:00:04 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001713780 Filed Document 0001235802-18-000161 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:00:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
NB SPECIALTY FINANCE FUND (CAYMAN) LP See All Filings	D	2018-11-09 13:59:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758607 Filed Document 0001758608-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 13:59:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TripActions, Inc. See All Filings	D	2018-11-09 13:58:00 UTC
Amount To Be Raised $154,353,854 Associated Brokers / Dealers N/A CIK Number 0001639723 Filed Document 0001639723-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 13:58:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shinesty, Inc. See All Filings	D	2018-11-09 13:56:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640553 Filed Document 0001640553-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-09 13:56:30 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CIEP Coinvestment B, LP See All Filings	D/A	2018-11-09 13:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617711 Filed Document 0001567619-18-005504 Exclusions or Exemptions 506b Accepted Date 2018-11-09 13:55:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Resolute IV, L.P. See All Filings	D	2018-11-09 13:52:39 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001758590 Filed Document 0001758590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 13:52:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund