Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NRIA EB5 Bergenline Fund, LLC See All Filings	D	2018-11-13 14:34:25 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001758724 Filed Document 0001758724-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-13 14:34:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Microvest EDF Cayman Feeder, Ltd. See All Filings	D/A	2018-11-13 14:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578780 Filed Document 0000919574-18-007106 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:32:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Regent-Bagley Apartments See All Filings	D	2018-11-13 14:27:59 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001758827 Filed Document 0001758827-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:27:59 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MicroVest Short Duration Offshore Fund, Ltd. See All Filings	D/A	2018-11-13 14:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506024 Filed Document 0000919574-18-007104 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Framer, Inc. See All Filings	D	2018-11-13 14:23:30 UTC
Amount To Be Raised $26,545,135 Associated Brokers / Dealers N/A CIK Number 0001658299 Filed Document 0001658299-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:23:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Coin Metrics Inc. See All Filings	D	2018-11-13 14:23:07 UTC
Amount To Be Raised $1,899,999 Associated Brokers / Dealers N/A CIK Number 0001758833 Filed Document 0001758833-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:23:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carestream Dental Alpha Ltd See All Filings	D	2018-11-13 14:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744559 Filed Document 0001744559-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:17:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
North Point Capital Macro Fund, LP See All Filings	D	2018-11-13 14:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737122 Filed Document 0001737122-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:17:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
LG Oberlin, LLC See All Filings	D	2018-11-13 14:15:30 UTC
Amount To Be Raised $22,193,974 Associated Brokers / Dealers N/A CIK Number 0001758844 Filed Document 0001758844-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:15:30 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
North Point Capital Option Writing Fund, LP See All Filings	D	2018-11-13 14:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737144 Filed Document 0001737144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:13:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Nia Therapeutics, Inc. See All Filings	D	2018-11-13 14:13:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001758725 Filed Document 0001758725-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:13:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
SystemBit Team OU See All Filings	D	2018-11-13 14:08:42 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001758158 Filed Document 0001758158-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-13 14:08:42 UTC Type of Offering D Industry Other Technology Principal Place of Business ESTONIA Revenue or Assets Decline to Disclose Type of Security Other
India Enhanced Index Fund I, LP See All Filings	D/A	2018-11-13 14:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599655 Filed Document 0001566114-18-000054 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordillera Environmental Assets Co-Investment, L.P. See All Filings	D	2018-11-13 14:05:25 UTC
Amount To Be Raised $12,315,000 Associated Brokers / Dealers N/A CIK Number 0001758451 Filed Document 0001758451-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:05:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balanced Energy, LLC See All Filings	D	2018-11-13 14:02:27 UTC
Amount To Be Raised $680,208 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 14:02:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
DISCOVERY GLOBAL CITIZENS PARTNERS L.P. See All Filings	D/A	2018-11-13 13:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401062 Filed Document 0000919574-18-007102 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BW Global Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2018-11-13 13:56:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001625349 Filed Document 0001625349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:56:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UC Investors, Inc. See All Filings	D	2018-11-13 13:56:25 UTC
Amount To Be Raised $1,212,500 Associated Brokers / Dealers N/A CIK Number 0001403372 Filed Document 0001403372-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:56:25 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BW Global Credit Opportunities Fund, L.P. See All Filings	D/A	2018-11-13 13:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001625318 Filed Document 0001625318-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Procure Holdings, LLC See All Filings	D	2018-11-13 13:52:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001748628 Filed Document 0001748628-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:52:49 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Core Scientific, Inc. See All Filings	D	2018-11-13 13:47:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733999 Filed Document 0001733999-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:47:56 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Caddell Prep Inc. See All Filings	C	2018-11-13 13:42:51 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001758649 Filed Document 0001665160-18-001207 Accepted Date 2018-11-13 13:42:51 UTC Type of Offering C Security Offered Amount 45,454 Security Offered Type Common Stock State NEW YORK
RELMADA THERAPEUTICS, INC. See All Filings	D/A	2018-11-13 13:41:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001553643 Filed Document 0001213900-18-015444 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:41:50 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Domeyard Research, LP See All Filings	D/A	2018-11-13 13:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659168 Filed Document 0001659168-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Letko Brosseau RSP Balanced Fund See All Filings	D/A	2018-11-13 13:38:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620472 Filed Document 0001620472-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:38:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle European Opportunities Fund V, L.P. See All Filings	D	2018-11-13 13:37:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incoporated CIK Number 0001749955 Filed Document 0001749955-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:37:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Noleus Technologies, Inc. See All Filings	D	2018-11-13 13:34:43 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001758506 Filed Document 0001758506-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:34:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CALIBRE MINING CORP. See All Filings	D	2018-11-13 13:29:07 UTC
Amount To Be Raised $4,018,851 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001280797 Filed Document 0001567619-18-005719 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:29:07 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle European Opportunities Fund V (Offshore), L.P. See All Filings	D	2018-11-13 13:28:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incoporated CIK Number 0001749979 Filed Document 0001749979-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:28:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Aesthetic Technologies, Inc. See All Filings	C	2018-11-13 13:26:46 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001651778 Filed Document 0001669191-18-000501 Accepted Date 2018-11-13 13:26:46 UTC Type of Offering C Security Offered Amount 4,000 Security Offered Type Common Stock State MASSACHUSETTS
Pandect Bioventures, L.P. See All Filings	D	2018-11-13 13:26:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001757884 Filed Document 0001757884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:26:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mycroft AI Inc. See All Filings	C/A	2018-11-13 13:22:59 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,998 CIK Number 0001685404 Filed Document 0001665160-18-001205 Accepted Date 2018-11-13 13:22:59 UTC Type of Offering C/A Security Offered Amount 6,370 Security Offered Type Other State MISSOURI
Canyon Creek Investment Fund I, LLC See All Filings	D/A	2018-11-13 13:18:03 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001559774 Filed Document 0001559774-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-13 13:18:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INCUBE VENTURES III, L.P. See All Filings	D	2018-11-13 13:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757942 Filed Document 0001757942-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:17:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDES AT SOUTH TEMPE MANAGER,LLC See All Filings	D	2018-11-13 13:16:06 UTC
Amount To Be Raised $1,617,875 Associated Brokers / Dealers N/A CIK Number 0001757915 Filed Document 0001683168-18-003358 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:16:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StorEn Technologies Inc. See All Filings	C/A	2018-11-13 13:08:58 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001720258 Filed Document 0001665160-18-001204 Accepted Date 2018-11-13 13:08:58 UTC Type of Offering C/A Security Offered Amount 2,500 Security Offered Type Common Stock State NEW YORK
ASSURED LEADS, INC. See All Filings	D	2018-11-13 13:07:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001723948 Filed Document 0001723948-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:07:51 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Grace Members LLC See All Filings	D	2018-11-13 13:06:50 UTC
Amount To Be Raised $2,465,945 Associated Brokers / Dealers N/A CIK Number 0001758746 Filed Document 0001758746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:06:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
FLUGEN INC See All Filings	D	2018-11-13 13:04:30 UTC
Amount To Be Raised $5,583,000 Associated Brokers / Dealers N/A CIK Number 0001451665 Filed Document 0000897069-18-000603 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:04:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Polis, Inc. See All Filings	D	2018-11-13 13:01:30 UTC
Amount To Be Raised $2,686,422 Associated Brokers / Dealers N/A CIK Number 0001699804 Filed Document 0001699804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:01:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 111, LLC See All Filings	D/A	2018-11-13 13:01:17 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001757719 Filed Document 0001757719-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-13 13:01:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Automox Inc. See All Filings	D	2018-11-13 12:56:58 UTC
Amount To Be Raised $9,300,017 Associated Brokers / Dealers N/A CIK Number 0001674892 Filed Document 0001674892-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:56:58 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hain Capital Investors, Ltd. See All Filings	D	2018-11-13 12:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758329 Filed Document 0001758329-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:54:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Encore GP Investment Fund, LLC See All Filings	D	2018-11-13 12:53:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001682685 Filed Document 0001682685-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-13 12:53:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GreenBox POS, LLC See All Filings	D	2018-11-13 12:52:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001419275 Filed Document 0001419275-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:52:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
One01 Capital Partners, L.P. See All Filings	D/A	2018-11-13 12:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722633 Filed Document 0000935836-18-000602 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Rock ProCare Dental, LLC See All Filings	D	2018-11-13 12:43:04 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Castle Rock ProCare Dental, LLC CIK Number 0001758228 Filed Document 0001758228-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:43:04 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BizCents LLC See All Filings	D/A	2018-11-13 12:42:48 UTC
Amount To Be Raised $1,187,500 Associated Brokers / Dealers N/A CIK Number 0001629669 Filed Document 0001629669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:42:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-11-13 12:42:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, and KCD Financial, Inc. CIK Number 0001750064 Filed Document 0001750064-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:42:07 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SecureSet Academy, Inc. See All Filings	D	2018-11-13 12:38:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651720 Filed Document 0001651720-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:38:06 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity