Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-EGR-17-Fund, a series of AngelList-ShGa-Funds, LLC See All Filings	D	2018-11-20 13:41:41 UTC
Amount To Be Raised $307,839 Associated Brokers / Dealers N/A CIK Number 0001753496 Filed Document 0001756792-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:41:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jamestown Timberland REIT, LLC See All Filings	D	2018-11-20 13:41:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001759015 Filed Document 0001759015-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:41:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-COU, a series of Equidate Investments, LLC See All Filings	D	2018-11-20 13:32:09 UTC
Amount To Be Raised $572,325 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001758765 Filed Document 0001756792-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:32:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UniData Tech, Inc. See All Filings	C	2018-11-20 13:30:02 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $351,285 CIK Number 0001735653 Filed Document 0001665160-18-001269 Accepted Date 2018-11-20 13:30:02 UTC Type of Offering C Security Offered Amount 667 Security Offered Type Other State CALIFORNIA
Hahn & Co III-S L.P. See All Filings	D	2018-11-20 13:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744134 Filed Document 0001744134-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:28:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golden Developing Solutions, Inc. See All Filings	1-A	2018-11-20 13:26:30 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001736865 Filed Document 0001010549-18-000450 Accepted Date 2018-11-20 13:26:30 UTC Type of Offering 1-A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $30,510 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
A-AHE-15-Fund, a series of AX-XRs-Funds, LLC See All Filings	D	2018-11-20 13:21:22 UTC
Amount To Be Raised $198,000 Associated Brokers / Dealers N/A CIK Number 0001754686 Filed Document 0001756792-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:21:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENGAGE UNI LLC See All Filings	D	2018-11-20 13:20:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001759467 Filed Document 0001759467-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:20:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PLTR SAX 008, a series of SAX Capital Series Fund II, LP See All Filings	D	2018-11-20 13:19:13 UTC
Amount To Be Raised $1,063,348 Associated Brokers / Dealers N/A CIK Number 0001746973 Filed Document 0001756792-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:19:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CFA-13-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-11-20 13:17:56 UTC
Amount To Be Raised $83,000 Associated Brokers / Dealers N/A CIK Number 0001756535 Filed Document 0001756792-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:17:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAX SFR 032, a series of SAX Capital Series Fund IV, LP See All Filings	D	2018-11-20 13:16:39 UTC
Amount To Be Raised $1,296,947 Associated Brokers / Dealers N/A CIK Number 0001755853 Filed Document 0001756792-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:16:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MYX-18-Fund, a series of AngelList-ZC-Funds, LLC See All Filings	D	2018-11-20 13:14:43 UTC
Amount To Be Raised $332,999 Associated Brokers / Dealers N/A CIK Number 0001758063 Filed Document 0001756792-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:14:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SJE-36-Fund, a series of AX-UbUb-Funds, LLC See All Filings	D	2018-11-20 13:13:18 UTC
Amount To Be Raised $787,986 Associated Brokers / Dealers N/A CIK Number 0001756533 Filed Document 0001756792-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:13:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Team in Residence SPV 6, LLC See All Filings	D	2018-11-20 13:11:20 UTC
Amount To Be Raised $736,700 Associated Brokers / Dealers N/A CIK Number 0001756792 Filed Document 0001756792-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:11:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scrap Connection, Inc. See All Filings	D	2018-11-20 13:00:17 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001689304 Filed Document 0001445866-18-001285 Exclusions or Exemptions 506b Accepted Date 2018-11-20 13:00:17 UTC Type of Offering D Industry Business Services Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mobiquity Technologies, Inc. See All Filings	D	2018-11-20 12:54:46 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001084267 Filed Document 0001683168-18-003513 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:54:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Confirmation Capital Partners, LP See All Filings	D/A	2018-11-20 12:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704396 Filed Document 0001704396-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:50:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SiFive, Inc. See All Filings	D	2018-11-20 12:46:10 UTC
Amount To Be Raised $39,999,990 Associated Brokers / Dealers N/A CIK Number 0001706443 Filed Document 0001749883-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:46:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DisruptOps, Inc. See All Filings	D	2018-11-20 12:42:45 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001759547 Filed Document 0001759547-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:42:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Belle Reve Macro Opportunities Fund, LP See All Filings	D	2018-11-20 12:39:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759491 Filed Document 0001759491-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:39:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Offshore Real Estate VII L.P. See All Filings	D	2018-11-20 12:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. CIK Number 0001754075 Filed Document 0001754075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:36:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARVANA CO. See All Filings	D	2018-11-20 12:36:06 UTC
Amount To Be Raised $400,008 Associated Brokers / Dealers N/A CIK Number 0001690820 Filed Document 0001690820-18-000129 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:36:06 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Equity
Gaucho Group, Inc. See All Filings	D/A	2018-11-20 12:35:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001753402 Filed Document 0001753402-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:35:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MAN HANDS, LLC See All Filings	D/A	2018-11-20 12:33:11 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001715144 Filed Document 0001715144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:33:11 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arel NY Dev II Bis LP See All Filings	D	2018-11-20 12:32:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759492 Filed Document 0000902664-18-004181 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUKU Global See All Filings	D	2018-11-20 12:29:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001753463 Filed Document 0001753463-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-20 12:29:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
ISAM Systematic Trend SPV Ltd See All Filings	D/A	2018-11-20 12:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690503 Filed Document 0001690503-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Strategic Partners Real Estate VII L.P. See All Filings	D	2018-11-20 12:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. CIK Number 0001754036 Filed Document 0001754036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:27:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worthy Financial, Inc See All Filings	C/A	2018-11-20 12:22:26 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001745249 Filed Document 0001665160-18-001266 Accepted Date 2018-11-20 12:22:26 UTC Type of Offering C/A Security Offered Amount 2,000 Security Offered Type Common Stock State FLORIDA
Citizens Reserve, Inc. See All Filings	D	2018-11-20 12:20:15 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001715589 Filed Document 0001715589-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-11-20 12:20:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Vyde Beverages LLC See All Filings	D	2018-11-20 12:17:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001759549 Filed Document 0001759549-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:17:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Better Pop LLC See All Filings	D	2018-11-20 12:08:09 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001759591 Filed Document 0001759591-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:08:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Amylyx Pharmaceuticals, Inc. See All Filings	D	2018-11-20 12:04:30 UTC
Amount To Be Raised $12,978,100 Associated Brokers / Dealers N/A CIK Number 0001658551 Filed Document 0001658551-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:04:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ti Bouchon Partners, L.P. See All Filings	D/A	2018-11-20 12:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624290 Filed Document 0000919574-18-007621 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Keyport Variable Account E (NY) See All Filings	D/A	2018-11-20 11:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Fogelman CIK Number 0001459942 Filed Document 0000704843-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:51:18 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life NY Variable Account H See All Filings	D/A	2018-11-20 11:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Corp. CIK Number 0001498521 Filed Document 0000704843-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:47:27 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life NY Separate Account L See All Filings	D/A	2018-11-20 11:44:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001521845 Filed Document 0000704843-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:44:20 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
RAHF IV Shore Hill Member, LLC See All Filings	D	2018-11-20 11:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759171 Filed Document 0001759171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:44:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSC-SCH MULTI1, DST See All Filings	D/A	2018-11-20 11:43:45 UTC
Amount To Be Raised $13,725,000 Associated Brokers / Dealers Orchard Securities, LLC, Peter Joseph Kalmus, Chay Lapin, TIMOTHY JOHN SHERER, RYAN JONATHAN SHERER, and Trawnegan Gall CIK Number 0001751442 Filed Document 0001751442-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:43:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Backflip Technologies, Inc. See All Filings	D	2018-11-20 11:43:22 UTC
Amount To Be Raised $3,190,760 Associated Brokers / Dealers N/A CIK Number 0001606345 Filed Document 0001591408-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:43:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Titan Spine, Inc. See All Filings	D	2018-11-20 11:41:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001476536 Filed Document 0001476536-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:41:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Life NY Separate Account M See All Filings	D/A	2018-11-20 11:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001459820 Filed Document 0000704843-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:41:24 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Zetland Special Situations Fund I LP See All Filings	D/A	2018-11-20 11:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC CIK Number 0001732463 Filed Document 0001315863-18-000906 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:38:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DL Private Variable Account A See All Filings	D/A	2018-11-20 11:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securites, LLC CIK Number 0001628645 Filed Document 0000704843-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:38:32 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
LSC-SCH MULTI1, DST See All Filings	D/A	2018-11-20 11:36:04 UTC
Amount To Be Raised $13,725,000 Associated Brokers / Dealers Orchard Securities, LLC, Peter Joseph Kalmus, Chay Lapin, TIMOTHY JOHN SHERER, RYAN JONATHAN SHERER, and Trawnegan Gall CIK Number 0001751442 Filed Document 0001751442-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:36:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyport Life Ins Co Separate Account P See All Filings	D/A	2018-11-20 11:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc. CIK Number 0001238963 Filed Document 0000704843-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:34:29 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
BASSWOOD CO-INVESTMENT FUND, LTD. See All Filings	D/A	2018-11-20 11:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690445 Filed Document 0001405086-18-000274 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keyport Life Ins Co Separate Account Q See All Filings	D/A	2018-11-20 11:30:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc. CIK Number 0001432334 Filed Document 0000704843-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:30:09 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
DELAWARE LIFE VARIABLE ACCOUNT H See All Filings	D/A	2018-11-20 11:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group CIK Number 0001119402 Filed Document 0000704843-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:24:24 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life Variable Account M See All Filings	D/A	2018-11-20 11:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0000704843-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:21:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other