|
|
D/A |
2019-01-04 15:16:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Glen A. Beigel
- CIK Number
- 0001537157
- Filed Document
- 0001689099-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 15:16:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 15:14:55 UTC |
- Amount To Be Raised
- $2,498,107
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763599
- Filed Document
- 0001763599-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 15:14:55 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 15:13:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415021
- Filed Document
- 0001415021-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 15:13:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 15:07:08 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754657
- Filed Document
- 0001754657-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 15:07:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 15:07:01 UTC |
- Amount To Be Raised
- $2,547,622
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001164771
- Filed Document
- 0001183740-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 15:07:01 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-01-04 15:06:36 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- FORTRESS GROUP, INC.
- CIK Number
- 0001650689
- Filed Document
- 0001012975-19-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 15:06:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 15:00:56 UTC |
- Amount To Be Raised
- $20,709,950
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652484
- Filed Document
- 0001213900-19-000195
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 15:00:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
New Energy Capital Infrastructure Offshore Credit Fund II LP
See All Filings
|
D/A |
2019-01-04 15:00:35 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001752820
- Filed Document
- 0001752820-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 15:00:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 14:57:46 UTC |
- Amount To Be Raised
- $16,462,713
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763302
- Filed Document
- 0001763302-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:57:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 14:57:28 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- FORTRESS GROUP, INC.
- CIK Number
- 0001650490
- Filed Document
- 0001012975-19-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:57:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 14:55:29 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722923
- Filed Document
- 0001722923-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:55:29 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 14:55:10 UTC |
- Amount To Be Raised
- $20,218,963
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763301
- Filed Document
- 0001763301-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:55:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 14:54:31 UTC |
- Amount To Be Raised
- $5,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763173
- Filed Document
- 0001763173-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-01-04 14:54:31 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 14:53:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc.
- CIK Number
- 0001432467
- Filed Document
- 0001567619-19-000480
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:53:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 14:53:06 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison
- CIK Number
- 0001762113
- Filed Document
- 0001762113-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:53:06 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 14:52:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Glen A. Beigel
- CIK Number
- 0001689099
- Filed Document
- 0001689099-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:52:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 14:52:25 UTC |
- Amount To Be Raised
- $1,170,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763276
- Filed Document
- 0001761972-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:52:25 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 14:47:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc., Jeffrey Anderson, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services, Inc., Bruno Machado, Morgan Stanley Smith Barney LLC, NYLIFE Distributors LLC, and John Akkerman
- CIK Number
- 0001432468
- Filed Document
- 0001567619-19-000476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:47:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 14:45:13 UTC |
- Amount To Be Raised
- $226,849
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762818
- Filed Document
- 0001762818-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:45:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 14:45:01 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001029125
- Filed Document
- 0001567619-19-000475
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:45:01 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-01-04 14:44:54 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Paulson Investment Company
- CIK Number
- 0001500198
- Filed Document
- 0001596771-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:44:54 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 14:43:37 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748160
- Filed Document
- 0001748160-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:43:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-01-04 14:38:51 UTC |
- Amount To Be Raised
- $4,600,443
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659798
- Filed Document
- 0001659798-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:38:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 14:35:19 UTC |
- Amount To Be Raised
- $1,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763275
- Filed Document
- 0001761972-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:35:19 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 14:34:06 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001752821
- Filed Document
- 0001752821-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:34:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 14:33:07 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763546
- Filed Document
- 0001763546-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-01-04 14:33:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Security To Be Acquired
|
|
|
D |
2019-01-04 14:30:43 UTC |
- Amount To Be Raised
- $16,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762355
- Filed Document
- 0001762355-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:30:43 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 14:29:23 UTC |
- Amount To Be Raised
- $6,849,726
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763453
- Filed Document
- 0001763453-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:29:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2019-01-04 14:26:21 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $500,000
- CIK Number
- 0001620626
- Filed Document
- 0001620626-19-000001
- Accepted Date
- 2019-01-04 14:26:21 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- NEW YORK
|
|
|
D |
2019-01-04 14:26:07 UTC |
- Amount To Be Raised
- $11,424
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001367522
- Filed Document
- 0001446933-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:26:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
C |
2019-01-04 14:24:52 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001761240
- Filed Document
- 0001665160-19-000017
- Accepted Date
- 2019-01-04 14:24:52 UTC
- Type of Offering
- C
- Security Offered Amount
- 10,000
- Security Offered Type
- Other
- State
- TEXAS
|
|
|
D |
2019-01-04 14:17:05 UTC |
- Amount To Be Raised
- $1,725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763274
- Filed Document
- 0001761972-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:17:05 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2019-01-04 14:09:21 UTC |
- Financial Interest
- None
- Filing Platform
- Nvsted
- Offering Amount
- $150,000
- CIK Number
- 0001759355
- Filed Document
- 0001759355-19-000006
- Accepted Date
- 2019-01-04 14:09:21 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- MISSOURI
|
|
|
D |
2019-01-04 14:06:39 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761972
- Filed Document
- 0001761972-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-01-04 14:06:39 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 14:05:09 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Shopoff Securities Inc., Center Street Securities, Inc., NI ADVISORS, Sunbelt Securities, Inc., Moloney Securities Co., Inc., Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, Inc., KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., WHITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., MOLONEY SECURITIES CO., INC., CENTAURUS FINANCIAL, INC., FINANCIAL GOAL SECURITIES, INC., LIFEMARK SECURITIES CORP, and POLAR INVESTMENT COUNSEL, INC
- CIK Number
- 0001745037
- Filed Document
- 0001745037-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:05:09 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2019-01-04 14:03:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760144
- Filed Document
- 0001315478-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:03:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 14:01:34 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756241
- Filed Document
- 0001756241-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 14:01:34 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 13:59:00 UTC |
- Amount To Be Raised
- $4,139,206
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763490
- Filed Document
- 0001763490-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:59:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 13:57:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661856
- Filed Document
- 0000919574-19-000096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:57:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 13:56:24 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763586
- Filed Document
- 0001763586-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:56:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 13:51:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760135
- Filed Document
- 0001760135-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:51:15 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 13:50:27 UTC |
- Amount To Be Raised
- $99,606,702
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671828
- Filed Document
- 0001671828-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:50:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 13:49:17 UTC |
- Amount To Be Raised
- $4,280,007
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690330
- Filed Document
- 0001690330-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:49:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2019-01-04 13:48:33 UTC |
- Amount To Be Raised
- $98,479,389
- Associated Brokers / Dealers
- Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Grahame Richards, Chris Brereton, Thomas Karsten, Wayne Bernardo, Troy Wada, Jason Salmon, Eric Scaff, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, and Adam Bryan
- CIK Number
- 0001747750
- Filed Document
- 0001757500-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:48:33 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 225
See All Filings
|
D |
2019-01-04 13:48:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stern Capital LLC
- CIK Number
- 0001763277
- Filed Document
- 0001763277-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:48:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 13:46:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001054712
- Filed Document
- 0001054712-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:46:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 13:46:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Collins/Bay Island Securities, LLC
- CIK Number
- 0001540090
- Filed Document
- 0000919574-19-000094
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:46:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2019-01-04 13:42:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761624
- Filed Document
- 0001761624-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:42:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 13:40:58 UTC |
- Amount To Be Raised
- $18,189,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759931
- Filed Document
- 0001759931-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:40:58 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 13:37:04 UTC |
- Amount To Be Raised
- $486,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001088153
- Filed Document
- 0001088153-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 13:37:04 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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