|
|
D/A |
2017-03-17 08:02:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001315598
- Filed Document
- 0000902664-17-001637
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-17 08:02:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-17 08:00:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001061342
- Filed Document
- 0000902664-17-001636
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-17 08:00:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-17 07:59:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001315379
- Filed Document
- 0000902664-17-001635
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-17 07:59:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-17 07:52:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460913
- Filed Document
- 0000902664-17-001634
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-17 07:52:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-17 07:19:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001270623
- Filed Document
- 0000902664-17-001633
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-17 07:19:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-17 06:10:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001169161
- Filed Document
- 0000902664-17-001631
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-17 06:10:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-17 06:09:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001178340
- Filed Document
- 0000902664-17-001630
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-17 06:09:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 20:34:59 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656914
- Filed Document
- 0001656914-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 20:34:59 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 20:17:12 UTC |
- Amount To Be Raised
- $118,650,000
- Associated Brokers / Dealers
- RPII DK LLC
- CIK Number
- 0001575033
- Filed Document
- 0001575033-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 20:17:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 19:52:40 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- HMC Investments, Inc.
- CIK Number
- 0001700958
- Filed Document
- 0001700958-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 19:52:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 19:46:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701033
- Filed Document
- 0001701033-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 19:46:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 19:20:11 UTC |
- Amount To Be Raised
- $50,003
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701014
- Filed Document
- 0001701014-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 19:20:11 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 19:16:30 UTC |
- Amount To Be Raised
- $9,159,360
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639981
- Filed Document
- 0001639981-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 19:16:30 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 19:04:30 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699391
- Filed Document
- 0001699395-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 19:04:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 19:00:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc., City National Securities, Citigroup Global Markets, Inc., Morgan Keegan & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incoporated, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Enerecap Partners, LLC, RA Bench Inc., Stifel, Nicolaus & Company, Inc, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, and LPL Financial LLC
- CIK Number
- 0000884031
- Filed Document
- 0000884031-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 19:00:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 19:00:23 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699395
- Filed Document
- 0001699395-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 19:00:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 18:58:33 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701171
- Filed Document
- 0001701171-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 18:58:33 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 18:58:27 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610072
- Filed Document
- 0001610072-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 18:58:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 18:56:13 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001296474
- Filed Document
- 0001296474-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 18:56:13 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 18:26:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., LPL Financial LLC, HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., Stifel, Nicolaus & Company, Inc., Credit Suisse Securities (USA) LLC, and Raymond James & Associates, Inc.
- CIK Number
- 0001170736
- Filed Document
- 0001170736-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 18:26:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 18:26:18 UTC |
- Amount To Be Raised
- $3,351,496
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701177
- Filed Document
- 0001701177-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 18:26:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 18:24:44 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700974
- Filed Document
- 0001700974-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 18:24:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-03-16 18:06:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699484
- Filed Document
- 0001699484-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 18:06:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 17:52:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, and Raymond James & Associates, Inc.
- CIK Number
- 0001365495
- Filed Document
- 0001365495-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:52:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 17:50:13 UTC |
- Amount To Be Raised
- $52,499,985
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639225
- Filed Document
- 0001639225-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:50:13 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 17:42:44 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700595
- Filed Document
- 0001700595-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:42:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-16 17:34:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636544
- Filed Document
- 0000902664-17-001624
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:34:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 17:30:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636545
- Filed Document
- 0000902664-17-001623
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:30:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 17:27:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660945
- Filed Document
- 0001660945-17-000002
- Exclusions or Exemptions
- 504, 505, 504.1, and 506b
- Accepted Date
- 2017-03-16 17:27:43 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-03-16 17:25:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617700
- Filed Document
- 0001562555-17-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:25:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 17:21:01 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692358
- Filed Document
- 0001692358-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:21:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 17:15:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Crewe Capital, LLC
- CIK Number
- 0001689428
- Filed Document
- 0001689428-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:15:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 17:14:35 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701014
- Filed Document
- 0001701014-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:14:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 17:13:44 UTC |
- Amount To Be Raised
- $3,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610972
- Filed Document
- 0001493152-17-002514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:13:44 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-03-16 17:13:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sunbelt Securities, Inc.
- CIK Number
- 0001652829
- Filed Document
- 0001652829-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:13:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 17:09:38 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626697
- Filed Document
- 0001209191-17-021130
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:09:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 17:09:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001043534
- Filed Document
- 0001043534-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:09:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 17:07:08 UTC |
- Amount To Be Raised
- $1,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699609
- Filed Document
- 0001699609-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:07:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-16 17:06:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406599
- Filed Document
- 0001406599-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:06:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 17:05:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459500
- Filed Document
- 0001013594-17-000271
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:05:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 17:05:12 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654044
- Filed Document
- 0001654044-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:05:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 17:05:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- C.P. Eaton and Associates and Maybridge Partners
- CIK Number
- 0001458230
- Filed Document
- 0001458225-17-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:05:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 17:04:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001043539
- Filed Document
- 0001043539-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:04:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 17:04:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., J.P, Morgan Securities LLC, Credit Suisse Securities (USA) LLC, and Morgan Stanley & CO. LLC
- CIK Number
- 0001178063
- Filed Document
- 0001013594-17-000270
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:04:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 17:04:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., J.P. Morgan Securities LLC, Credit Suisee Securities (USA) LLC, and Morgan Stanley & CO. LLC
- CIK Number
- 0001357210
- Filed Document
- 0001013594-17-000269
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:04:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-16 17:03:14 UTC |
- Amount To Be Raised
- $24,000,000
- Associated Brokers / Dealers
- Height Securities, LLC and DSC Advisors, L.P.
- CIK Number
- 0001700523
- Filed Document
- 0001700523-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:03:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-16 17:02:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444389
- Filed Document
- 0001444389-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:02:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 17:00:20 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701084
- Filed Document
- 0001701084-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:00:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-16 17:00:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Renaissance Institutional Management LLC
- CIK Number
- 0001333222
- Filed Document
- 0001333222-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 17:00:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-16 16:59:18 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700591
- Filed Document
- 0001700591-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-16 16:59:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|