Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DTC West Bay, LLC See All Filings	D	2019-01-10 17:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757850 Filed Document 0001757850-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:48:43 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Co-Investment Select Fund A LP See All Filings	D/A	2019-01-10 17:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723180 Filed Document 0001720385-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SMB Capital Management Fund, LP See All Filings	D	2019-01-10 17:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763947 Filed Document 0001763947-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:43:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jones Road Opportunity Master Fund I LP See All Filings	D	2019-01-10 17:43:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736780 Filed Document 0000902664-19-000110 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:43:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MADHAT MEDIA INC See All Filings	D/A	2019-01-10 17:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685774 Filed Document 0001685774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:42:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Adams Street Co-Investment Fund IV B LP See All Filings	D/A	2019-01-10 17:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720384 Filed Document 0001720385-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:42:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Cash Dollar Cove Investments, LLC See All Filings	D	2019-01-10 17:41:29 UTC
Amount To Be Raised $3,264,000 Associated Brokers / Dealers N/A CIK Number 0001764409 Filed Document 0001764409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:41:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Future Mobility Company Holdings, Inc. See All Filings	C/A	2019-01-10 17:41:08 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $504,000 CIK Number 0001754123 Filed Document 0001669191-19-000015 Accepted Date 2019-01-10 17:41:08 UTC Type of Offering C/A Security Offered Amount 11,905 Security Offered Type Common Stock State ILLINOIS
Adams Street Co-Investment Fund IV A LP See All Filings	D/A	2019-01-10 17:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720385 Filed Document 0001720385-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
UndergroundGIS, Inc. See All Filings	D	2019-01-10 17:37:06 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001739011 Filed Document 0001739011-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:37:06 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1955 EQUITY LLC See All Filings	D	2019-01-10 17:36:37 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001764366 Filed Document 0001764366-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:36:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tyson Holistic Holdings, Inc. See All Filings	D	2019-01-10 17:36:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001732274 Filed Document 0001732274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:36:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ICONIQ Strategic Partners III Co-Invest, L.P. (Series EP1) See All Filings	D/A	2019-01-10 17:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757433 Filed Document 0001757433-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:29:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRIKINTECH LLC See All Filings	D	2019-01-10 17:26:20 UTC
Amount To Be Raised $1,168,000 Associated Brokers / Dealers N/A CIK Number 0001764270 Filed Document 0001764270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:26:20 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
AgEagle Aerial Systems Inc. See All Filings	D	2019-01-10 17:22:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000008504 Filed Document 0001575705-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:22:14 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2019-01-10 17:19:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp., Chauner Securities, David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., ProEquities, Inc., and Silverhawk Asset Management LLC CIK Number 0001750064 Filed Document 0001750064-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:19:01 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Industrial Growth Partners V, L.P. See All Filings	D/A	2019-01-10 17:15:49 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001672329 Filed Document 0001672329-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:15:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Secondary Opportunity Fund III, LP See All Filings	D/A	2019-01-10 17:14:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers PTP Securities, LLC, Roam Capital, Inc., and Platypus Partners CIK Number 0001719292 Filed Document 0001719292-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:14:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Run Reserve, LLC See All Filings	D	2019-01-10 17:13:28 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001764294 Filed Document 0001764294-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:13:28 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SolitonReach Inc. See All Filings	D	2019-01-10 17:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696077 Filed Document 0001696077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:13:14 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mountain West Notes, LLC See All Filings	D/A	2019-01-10 17:10:11 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001593915 Filed Document 0001593915-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:10:11 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
KH PROFESSIONAL BUILDING, LLC See All Filings	D	2019-01-10 17:06:37 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001764304 Filed Document 0001376474-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-10 17:06:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
ASP Partners Co-Investment IV LP See All Filings	D/A	2019-01-10 17:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720386 Filed Document 0001720385-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:06:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
KH PROFESSIONAL BUILDING, LLC See All Filings	D	2019-01-10 17:06:17 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001764304 Filed Document 0001376474-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-01-10 17:06:17 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Caffeinated Capital Bosu SPV III, LLC See All Filings	D	2019-01-10 17:04:38 UTC
Amount To Be Raised $1,101,000 Associated Brokers / Dealers N/A CIK Number 0001760322 Filed Document 0001760322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:04:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zapata Computing, Inc. See All Filings	D	2019-01-10 17:02:30 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001736019 Filed Document 0001736019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:02:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Rainier Retail Portfolio III, LP See All Filings	D	2019-01-10 16:59:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759412 Filed Document 0001759412-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-10 16:59:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MUTUALINK INC See All Filings	D/A	2019-01-10 16:56:39 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers FAIRPORT CAPITAL, INC. CIK Number 0001447606 Filed Document 0001447606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:56:39 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GPT BTS Linden Avenue REIT LLC See All Filings	D	2019-01-10 16:51:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001764298 Filed Document 0001764296-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:51:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA232 See All Filings	D	2019-01-10 16:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001764217 Filed Document 0001764217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:50:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pluton Biosciences, LLC See All Filings	C/A	2019-01-10 16:50:15 UTC
Financial Interest None Filing Platform Nvsted Offering Amount $150,000 CIK Number 0001759355 Filed Document 0001759355-19-000008 Accepted Date 2019-01-10 16:50:15 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MISSOURI
AEA INVESTORS SBF IV LP See All Filings	D	2019-01-10 16:48:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764098 Filed Document 0001764098-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:48:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buxus Landscape Solutions, LLC See All Filings	D	2019-01-10 16:47:45 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001764161 Filed Document 0001763410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:47:45 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AEA INVESTORS FUND VII-A LP See All Filings	D	2019-01-10 16:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764262 Filed Document 0001764262-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:47:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AEA INVESTORS FUND VII LP See All Filings	D	2019-01-10 16:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764263 Filed Document 0001764263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:46:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RL Texas Inns LLC See All Filings	D	2019-01-10 16:45:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001764392 Filed Document 0001764392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:45:39 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HIDDEN HARBOR CAPITAL PARTNERS I-A, L.P. See All Filings	D/A	2019-01-10 16:44:54 UTC
Amount To Be Raised $265,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001693089 Filed Document 0001693089-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HIDDEN HARBOR CAPITAL PARTNERS I, L.P. See All Filings	D/A	2019-01-10 16:43:22 UTC
Amount To Be Raised $265,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001693090 Filed Document 0001693090-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Double D-F Royalty Fund II, LP See All Filings	D	2019-01-10 16:39:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001763821 Filed Document 0001763821-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:39:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sensor Industries Corp. See All Filings	D	2019-01-10 16:38:05 UTC
Amount To Be Raised $748,000 Associated Brokers / Dealers N/A CIK Number 0001764322 Filed Document 0001764322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:38:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GPT BTS Business Boulevard REIT LLC See All Filings	D	2019-01-10 16:32:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001764296 Filed Document 0001764296-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:32:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GWG Holdings, Inc. See All Filings	D	2019-01-10 16:31:06 UTC
Amount To Be Raised $270,135,160 Associated Brokers / Dealers N/A CIK Number 0001522690 Filed Document 0001213900-19-000538 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:31:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CERF Co-Investment, S.C.Sp. See All Filings	D/A	2019-01-10 16:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727414 Filed Document 0001567619-19-000973 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:27:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
EPALEX Corp See All Filings	D	2019-01-10 16:25:39 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001755010 Filed Document 0001755010-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:25:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MessageGears, LLC See All Filings	D	2019-01-10 16:18:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710227 Filed Document 0001710227-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:18:55 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GPT BTS 103rd Street REIT LLC See All Filings	D	2019-01-10 16:09:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001764299 Filed Document 0001764132-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:09:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ely Gold Royalties, Inc. See All Filings	D	2019-01-10 15:56:43 UTC
Amount To Be Raised $3,189,615 Associated Brokers / Dealers Sprott Gloval Resource Investments, Ltd. CIK Number 0001687411 Filed Document 0001687411-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:56:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CEDAR CREEK PARTNERS LLC See All Filings	D/A	2019-01-10 15:54:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001041718 Filed Document 0001041718-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-10 15:54:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haitou GP, LLC See All Filings	D	2019-01-10 15:49:59 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:49:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TurnCare, Inc. See All Filings	D	2019-01-10 15:44:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722136 Filed Document 0001722136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:44:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt