Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMI-AF, LP See All Filings	D/A	2016-12-12 11:43:31 UTC
Amount To Be Raised $11,084,116 Associated Brokers / Dealers Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, Bobby Kyle Cowand, Curtis J Jones, Stephen J Sumner, Azam Jaber, Maria Escobar, Aaron Knoll, Kenny Harter, Ted Burkhart, and Torry Scott CIK Number 0001688540 Filed Document 0001688540-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:43:31 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YAKIRA PARTNERS, L.P. See All Filings	D/A	2016-12-12 11:35:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001036183 Filed Document 0001036183-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:35:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6500 Hulen, LP See All Filings	D	2016-12-12 11:32:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001692057 Filed Document 0001692057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:32:34 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pine River Baxter Fund LLC See All Filings	D	2016-12-12 11:27:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691996 Filed Document 0001691996-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:27:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas IDF, LP See All Filings	D/A	2016-12-12 11:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660386 Filed Document 0001660386-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:18:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis II Fund SPC - Segregated Portfolio Twelve See All Filings	D	2016-12-12 11:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691690 Filed Document 0000902664-16-009057 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:13:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man Systematic TailProtect Offshore Fund Ltd. See All Filings	D/A	2016-12-12 11:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001536472 Filed Document 0000902664-16-009056 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 11:09:33 UTC
Amount To Be Raised $1,795,200 Associated Brokers / Dealers Brett Ellen, Armand Fidler, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-16-000761 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:09:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greene Lyon Group Inc See All Filings	D	2016-12-12 10:59:23 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001504765 Filed Document 0001504765-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 10:59:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 10:56:36 UTC
Amount To Be Raised $3,544,737 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-16-000760 Exclusions or Exemptions 506b Accepted Date 2016-12-12 10:56:36 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ASCEND AC FUND LP See All Filings	D/A	2016-12-12 10:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627859 Filed Document 0001405086-16-000720 Exclusions or Exemptions 506b Accepted Date 2016-12-12 10:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rand PE Fund I, L.P. See All Filings	D/A	2016-12-12 10:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660401 Filed Document 0001660401-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 10:44:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Compass Partners, LP See All Filings	D/A	2016-12-12 10:44:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593128 Filed Document 0001593128-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 10:44:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
J3 BIOSCIENCE, INC. See All Filings	D	2016-12-12 10:32:30 UTC
Amount To Be Raised $1,520,000 Associated Brokers / Dealers N/A CIK Number 0001408012 Filed Document 0001408012-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-12 10:32:30 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Tac Opps Access Fund (Offshore) L.P. See All Filings	D	2016-12-12 10:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001692035 Filed Document 0001140361-16-089316 Exclusions or Exemptions 506b Accepted Date 2016-12-12 10:26:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Tac Opps Access L.P. See All Filings	D	2016-12-12 10:09:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001692032 Filed Document 0001140361-16-089313 Exclusions or Exemptions 506b Accepted Date 2016-12-12 10:09:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANA Nirvana Fund, L.P. See All Filings	D/A	2016-12-12 09:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459715 Filed Document 0000902664-16-009054 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JANA Nirvana Offshore Fund, Ltd. See All Filings	D/A	2016-12-12 09:55:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459638 Filed Document 0000902664-16-009053 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:55:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JANA Partners Qualified, L.P. See All Filings	D/A	2016-12-12 09:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460112 Filed Document 0000902664-16-009052 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDHA Blocker Corp. See All Filings	D	2016-12-12 09:53:46 UTC
Amount To Be Raised $50,616,000 Associated Brokers / Dealers N/A CIK Number 0001692085 Filed Document 0001692085-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:53:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
JANA Partners, L.P. See All Filings	D/A	2016-12-12 09:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156346 Filed Document 0000902664-16-009051 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:53:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JANA Offshore Partners, Ltd. See All Filings	D/A	2016-12-12 09:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460014 Filed Document 0000902664-16-009050 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:52:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW TOPS World ex-US (US) Fund See All Filings	D/A	2016-12-12 09:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659509 Filed Document 0000902664-16-009049 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:50:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KD Capital, L.P. See All Filings	D/A	2016-12-12 09:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627581 Filed Document 0001627581-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:49:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 09:29:02 UTC
Amount To Be Raised $4,814,622 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-16-000759 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:29:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HOWARD COMMUNITY SURGERY CENTER, LLC See All Filings	D	2016-12-12 09:24:16 UTC
Amount To Be Raised $521,400 Associated Brokers / Dealers N/A CIK Number 0001125374 Filed Document 0001125374-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:24:16 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Cayo Marsopa Holdings, LLC See All Filings	D/A	2016-12-12 09:19:08 UTC
Amount To Be Raised $14,497,217 Associated Brokers / Dealers Axiom Capital Management, Inc., Center Street Securities, Inc., Dyche Wealth Management, Inc., Kalos Capital, Inc., Lion Street Financial, LLC, Lucia Securities, LLC, The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001689376 Filed Document 0001689376-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:19:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 09:16:32 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-16-000758 Exclusions or Exemptions 506b Accepted Date 2016-12-12 09:16:32 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 08:57:33 UTC
Amount To Be Raised $10,270,498 Associated Brokers / Dealers Neal Slafsky CIK Number 0001135856 Filed Document 0001135856-16-000757 Exclusions or Exemptions 506b Accepted Date 2016-12-12 08:57:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 08:53:44 UTC
Amount To Be Raised $2,477,238 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-16-000756 Exclusions or Exemptions 506b Accepted Date 2016-12-12 08:53:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D/A	2016-12-12 08:43:28 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-12 08:43:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 07:12:37 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen, Armand Fidler, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-16-000755 Exclusions or Exemptions 506b Accepted Date 2016-12-12 07:12:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2016-12-12 06:04:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-16-138835 Exclusions or Exemptions 506b Accepted Date 2016-12-12 06:04:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Good Foodie Co See All Filings	D	2016-12-09 21:29:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001691384 Filed Document 0001691384-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 21:29:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eureka Therapeutics Inc See All Filings	D	2016-12-09 20:33:42 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001386560 Filed Document 0001386560-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 20:33:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CopsForHire, Inc See All Filings	D	2016-12-09 19:20:41 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001583820 Filed Document 0001583820-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-09 19:20:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Scandy, LLC See All Filings	D	2016-12-09 18:07:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656878 Filed Document 0001656878-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-09 18:07:17 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Holding Co See All Filings	D	2016-12-09 18:06:29 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001636963 Filed Document 0001636963-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 18:06:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
innoBright Technologies Inc. See All Filings	D	2016-12-09 17:34:36 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001634265 Filed Document 0001634265-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:34:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TurboPatent Corp. See All Filings	D	2016-12-09 17:31:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650177 Filed Document 0001650177-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:31:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Information Services Group Inc. See All Filings	D	2016-12-09 17:28:07 UTC
Amount To Be Raised $10,944,000 Associated Brokers / Dealers N/A CIK Number 0001371489 Filed Document 0001104659-16-161551 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:28:07 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
REDBRIDGE DTA UK Ltd See All Filings	D	2016-12-09 17:14:15 UTC
Amount To Be Raised $142,120 Associated Brokers / Dealers NONE CIK Number 0001691938 Filed Document 0001691938-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:14:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Principal Real Estate Debt Fund Employees II, LLC See All Filings	D	2016-12-09 17:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691934 Filed Document 0001691934-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:05:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Canterbury Capital, LLC See All Filings	D	2016-12-09 17:02:07 UTC
Amount To Be Raised $1,518,500 Associated Brokers / Dealers N/A CIK Number 0001691833 Filed Document 0001691833-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:02:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Automox Inc. See All Filings	D/A	2016-12-09 17:01:53 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001674892 Filed Document 0001674892-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:01:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BIOS OMI SPV I, LP See All Filings	D	2016-12-09 17:01:44 UTC
Amount To Be Raised $1,545,000 Associated Brokers / Dealers N/A CIK Number 0001640167 Filed Document 0001640167-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:01:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EXPANDED HIGH YIELD FUND, L.P. See All Filings	D/A	2016-12-09 16:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087222 Filed Document 0001087222-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:50:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northern Vertex Mining Corp. See All Filings	D	2016-12-09 16:48:54 UTC
Amount To Be Raised $126,335 Associated Brokers / Dealers N/A CIK Number 0001518353 Filed Document 0001140361-16-089274 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:48:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CMAP Trend TCYP Fund Ltd See All Filings	D	2016-12-09 16:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691884 Filed Document 0001691884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:47:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EUROPEAN HIGH YIELD FUND, L.P. See All Filings	D/A	2016-12-09 16:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087221 Filed Document 0001087221-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:41:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity