Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Siguler Guff Global Emerging Markets Opportunities Fund IV (DE), LP See All Filings	D/A	2016-12-16 15:59:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001661909 Filed Document 0001661907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:59:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellBrain Inc See All Filings	D	2016-12-16 15:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668210 Filed Document 0001668210-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:56:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
West Creek Investors, LLC See All Filings	D	2016-12-16 15:50:39 UTC
Amount To Be Raised $4,515,000 Associated Brokers / Dealers N/A CIK Number 0001692015 Filed Document 0001692015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:50:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Sense Medical, LLC See All Filings	D/A	2016-12-16 15:48:45 UTC
Amount To Be Raised $1,436,320 Associated Brokers / Dealers N/A CIK Number 0001644807 Filed Document 0001644807-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:48:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Partners, L.P. See All Filings	D/A	2016-12-16 15:48:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510127 Filed Document 0001140361-16-089995 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:48:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conatus Capital Long Opportunities Overseas Ltd. See All Filings	D/A	2016-12-16 15:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661328 Filed Document 0000902664-16-009133 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Equity Fund (Cayman), L.P. See All Filings	D/A	2016-12-16 15:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550686 Filed Document 0001550686-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Astute Medical, Inc. See All Filings	D	2016-12-16 15:41:11 UTC
Amount To Be Raised $43,032,359 Associated Brokers / Dealers PIPER JAFFRAY & CO. CIK Number 0001432372 Filed Document 0001432372-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:41:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Equity Fund (Delaware), L.P. See All Filings	D/A	2016-12-16 15:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550685 Filed Document 0001550685-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Southvest Fund VII, L.P. See All Filings	D/A	2016-12-16 15:29:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001660786 Filed Document 0001660786-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CIVATECH ONCOLOGY, INC. See All Filings	D/A	2016-12-16 15:29:03 UTC
Amount To Be Raised $2,720,000 Associated Brokers / Dealers N/A CIK Number 0001373884 Filed Document 0001373884-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:29:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CINNAIRE MID-ATLANTIC CAPITAL FUND 3 LIMITED PARTNERSHIP See All Filings	D	2016-12-16 15:21:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph R. Herbert CIK Number 0001680869 Filed Document 0001680869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:21:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERKINS & WILL INC See All Filings	D	2016-12-16 15:21:31 UTC
Amount To Be Raised $3,883,652 Associated Brokers / Dealers N/A CIK Number 0000077558 Filed Document 0001140361-16-089984 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:21:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Stonestep AG See All Filings	D	2016-12-16 15:21:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692482 Filed Document 0001692482-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-16 15:21:10 UTC Type of Offering D Industry Insurance Principal Place of Business SWITZERLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Graham Growth Partners, L.P. See All Filings	D/A	2016-12-16 15:10:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510296 Filed Document 0001510296-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:10:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montage Thrive, Ltd. See All Filings	D	2016-12-16 15:07:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692065 Filed Document 0001692065-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:07:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRT BioEdge Ventures, LLC See All Filings	D/A	2016-12-16 15:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625087 Filed Document 0001625087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 15:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLOCS SCHOLARSHIP #10 LLC See All Filings	D	2016-12-16 14:59:36 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001692549 Filed Document 0001692549-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:59:36 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MERCURYGATE INTERNATIONAL INC See All Filings	D	2016-12-16 14:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130016 Filed Document 0001130016-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:52:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
IIG Inc. See All Filings	D	2016-12-16 14:50:14 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001691874 Filed Document 0001691874-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:50:14 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Legion Partners Special Opportunities, L.P. II See All Filings	D/A	2016-12-16 14:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661189 Filed Document 0001661189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:49:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M10 Motors, LLC See All Filings	D	2016-12-16 14:42:23 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001692361 Filed Document 0001692361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:42:23 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BLOCS SCHOLARSHIP #9 LLC See All Filings	D	2016-12-16 14:39:56 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001692548 Filed Document 0001692548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:39:56 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Capital Fund II, LLC See All Filings	D	2016-12-16 14:38:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533539 Filed Document 0001682445-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:38:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Medable Inc. See All Filings	D/A	2016-12-16 14:32:15 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001661043 Filed Document 0001661043-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:32:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salon Lofts Group, LLC See All Filings	D/A	2016-12-16 14:30:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679431 Filed Document 0001679431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:30:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Legacy Venture VIII, LLC See All Filings	D/A	2016-12-16 14:28:10 UTC
Amount To Be Raised $291,100,000 Associated Brokers / Dealers N/A CIK Number 0001664250 Filed Document 0001664250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:28:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB SAWMILL TIC 2, LLC See All Filings	D	2016-12-16 14:28:04 UTC
Amount To Be Raised $15,862,474 Associated Brokers / Dealers Brian Nelson, Zack S. Brough, Henry V. Mariano, Corbin S. Thomas, and James Michael Whitson CIK Number 0001682259 Filed Document 0001682259-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:28:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Velocity Financial, LLC See All Filings	D	2016-12-16 14:25:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692376 Filed Document 0001692376-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:25:36 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOCS SCHOLARSHIP #4 LLC See All Filings	D	2016-12-16 14:22:20 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001692524 Filed Document 0001692524-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:22:20 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEUBERGER BERMAN DYNAMIC BETA NAVIGATOR FUND LTD. See All Filings	D/A	2016-12-16 14:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN LLC CIK Number 0001617282 Filed Document 0001140361-16-089952 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aldgate Real Estate Partners, LLC See All Filings	D	2016-12-16 14:06:58 UTC
Amount To Be Raised $2,510,000 Associated Brokers / Dealers N/A CIK Number 0001692052 Filed Document 0001692052-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:06:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
BC Life Sciences Private Investors, L.P. See All Filings	D	2016-12-16 14:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001692605 Filed Document 0001692605-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:06:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGC's Tapestry Tallahassee Walden Memory Care LP See All Filings	D	2016-12-16 14:01:18 UTC
Amount To Be Raised $6,762,000 Associated Brokers / Dealers Brian Sullivan CIK Number 0001691822 Filed Document 0001691822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 14:01:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
XTEST, INC. See All Filings	D	2016-12-16 13:58:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Jocilia Moreno CIK Number 0001681076 Filed Document 0001681076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:58:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AEA INVESTORS EXECUTIVE FUND VI LP See All Filings	D/A	2016-12-16 13:55:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001659334 Filed Document 0001659334-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:55:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Sidecar Offshore Fund SPC Segregated Portfolio III See All Filings	D	2016-12-16 13:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690788 Filed Document 0001690788-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:52:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMC 2 The New Fountains, LLC See All Filings	D	2016-12-16 13:48:31 UTC
Amount To Be Raised $2,991,054 Associated Brokers / Dealers N/A CIK Number 0001692586 Filed Document 0001692586-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:48:31 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SALTBOX PARTNERS FUND LP See All Filings	D/A	2016-12-16 13:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384289 Filed Document 0001625257-16-000229 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRUCKER TOOLS, LLC See All Filings	D	2016-12-16 13:46:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001686867 Filed Document 0001686867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:46:01 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Otis Gold Corp. See All Filings	D	2016-12-16 13:37:32 UTC
Amount To Be Raised $310,500 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001469907 Filed Document 0001176256-16-000713 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:37:32 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 19, LP See All Filings	D/A	2016-12-16 13:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593973 Filed Document 0001593973-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thatcher Fund, LLC See All Filings	D	2016-12-16 13:33:23 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001692574 Filed Document 0001692574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:33:23 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Sidecar Fund III L.P. See All Filings	D	2016-12-16 13:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690786 Filed Document 0001690786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:25:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFI S&P 500 Plus, L.P. See All Filings	D	2016-12-16 13:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692543 Filed Document 0001565452-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:21:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZARGA URANIUM CORP. See All Filings	D	2016-12-16 13:09:19 UTC
Amount To Be Raised $54,790 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:09:19 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ReplyYes, Inc. See All Filings	D	2016-12-16 13:07:31 UTC
Amount To Be Raised $9,327,000 Associated Brokers / Dealers N/A CIK Number 0001692355 Filed Document 0001692355-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 13:07:31 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GLYMPSE INC See All Filings	D	2016-12-16 12:41:47 UTC
Amount To Be Raised $11,999,997 Associated Brokers / Dealers N/A CIK Number 0001447538 Filed Document 0001447538-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:41:47 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Galactic Fog IP, Inc. See All Filings	D	2016-12-16 12:39:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001692431 Filed Document 0001140361-16-089938 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:39:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Netherlands LS Portfolio TEI Investors LLC See All Filings	D	2016-12-16 12:38:23 UTC
Amount To Be Raised $38,239,183 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001690767 Filed Document 0001690767-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:38:23 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity