|
|
D |
2019-01-03 15:54:10 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- PRINCIPAL FUNDS DISTRIBUTOR, INC.
- CIK Number
- 0001762430
- Filed Document
- 0001762430-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:54:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 15:51:34 UTC |
- Amount To Be Raised
- $211,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758393
- Filed Document
- 0001758393-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:51:34 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 15:50:41 UTC |
- Amount To Be Raised
- $1
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762359
- Filed Document
- 0001062993-19-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:50:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2019-01-03 15:49:31 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761714
- Filed Document
- 0001761714-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:49:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
MARATHON-LONDON INTERNATIONAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS
See All Filings
|
D/A |
2019-01-03 15:47:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000932058
- Filed Document
- 0000932058-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:47:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 15:45:39 UTC |
- Amount To Be Raised
- $312,109
- Associated Brokers / Dealers
- Haywood Securities (USA) Inc.
- CIK Number
- 0001763272
- Filed Document
- 0001763272-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:45:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 15:45:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744116
- Filed Document
- 0001744116-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:45:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-03 15:44:45 UTC |
- Amount To Be Raised
- $3,345,812
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674668
- Filed Document
- 0001734863-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:44:45 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 15:42:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000932361
- Filed Document
- 0000932361-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:42:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-03 15:39:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744115
- Filed Document
- 0001684209-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:39:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 15:39:07 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763446
- Filed Document
- 0001763446-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:39:07 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 15:35:41 UTC |
- Amount To Be Raised
- $1,109,541
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553980
- Filed Document
- 0001567619-19-000236
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:35:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 15:34:11 UTC |
- Amount To Be Raised
- $11,337,421
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762973
- Filed Document
- 0001567619-19-000234
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:34:11 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- INDIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 15:20:19 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Hovde Group LLC
- CIK Number
- 0001401831
- Filed Document
- 0001401831-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:20:19 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-01-03 15:19:43 UTC |
- Amount To Be Raised
- $5,025,000
- Associated Brokers / Dealers
- Lynn E. Fedor, Todd Lantier, and Michael W. Hodson
- CIK Number
- 0001759055
- Filed Document
- 0001759055-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-01-03 15:19:43 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 15:18:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565448
- Filed Document
- 0001565448-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:18:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 15:11:15 UTC |
- Amount To Be Raised
- $570,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759339
- Filed Document
- 0001759339-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:11:15 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 15:07:58 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762686
- Filed Document
- 0001762686-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:07:58 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 15:06:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759792
- Filed Document
- 0001759792-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:06:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 15:01:52 UTC |
- Amount To Be Raised
- $2,380,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761170
- Filed Document
- 0001761170-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 15:01:52 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 235
See All Filings
|
D |
2019-01-03 14:57:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc.
- CIK Number
- 0001763419
- Filed Document
- 0001763419-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:57:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 14:55:52 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763381
- Filed Document
- 0001763381-19-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2019-01-03 14:55:52 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 14:55:33 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712231
- Filed Document
- 0001712231-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:55:33 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-01-03 14:54:49 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763153
- Filed Document
- 0001763153-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:54:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 14:53:31 UTC |
- Amount To Be Raised
- $3,822,238
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754197
- Filed Document
- 0001754197-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:53:31 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
ANGELO GORDON DIRECT LENDING III ASP FUND, a series of Alternative Strategies Private Capital Platform, LLC
See All Filings
|
D/A |
2019-01-03 14:48:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001733714
- Filed Document
- 0001748316-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:48:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 14:48:32 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694306
- Filed Document
- 0001694306-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:48:32 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
KKR European V ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
See All Filings
|
D/A |
2019-01-03 14:47:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001739661
- Filed Document
- 0001748316-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:47:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 14:46:50 UTC |
- Amount To Be Raised
- $65,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763004
- Filed Document
- 0001763004-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:46:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 14:46:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762419
- Filed Document
- 0001762419-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-01-03 14:46:34 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
LS Distressed XI ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
See All Filings
|
D/A |
2019-01-03 14:45:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001757186
- Filed Document
- 0001748316-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:45:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 14:39:03 UTC |
- Amount To Be Raised
- $24,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682721
- Filed Document
- 0001567619-19-000216
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:39:03 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:35:50 UTC |
- Amount To Be Raised
- $3,389,341
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757873
- Filed Document
- 0001461373-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:35:50 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 14:35:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724559
- Filed Document
- 0000919574-19-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:35:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:33:24 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630986
- Filed Document
- 0001630986-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:33:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:32:00 UTC |
- Amount To Be Raised
- $5,025,000
- Associated Brokers / Dealers
- Lynn E. Fedor
- CIK Number
- 0001759219
- Filed Document
- 0001759219-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-01-03 14:32:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:31:23 UTC |
- Amount To Be Raised
- $4,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763382
- Filed Document
- 0001763382-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-01-03 14:31:23 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:30:09 UTC |
- Amount To Be Raised
- $70,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759705
- Filed Document
- 0001759705-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:30:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:26:39 UTC |
- Amount To Be Raised
- $3,026,922
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763427
- Filed Document
- 0001763427-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:26:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 14:25:24 UTC |
- Amount To Be Raised
- $1,038,685,000
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, None, and None
- CIK Number
- 0001716898
- Filed Document
- 0001716898-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:25:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-03 14:21:49 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000930775
- Filed Document
- 0001079973-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:21:49 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 14:17:43 UTC |
- Amount To Be Raised
- $361,325,000
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, None, and None
- CIK Number
- 0001716816
- Filed Document
- 0001716816-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:17:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 14:11:11 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763318
- Filed Document
- 0001763318-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:11:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2019-01-03 14:07:16 UTC |
- Amount To Be Raised
- $9,665,428
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763420
- Filed Document
- 0001567619-19-000203
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:07:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SASKATCHEWAN, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:07:09 UTC |
- Amount To Be Raised
- $20,625,000
- Associated Brokers / Dealers
- Capital Investment Group, Inc., Concorde Investment Services, LLC, and McDermott Investment Services, LLC
- CIK Number
- 0001755087
- Filed Document
- 0001755087-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:07:09 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:05:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Competitive Edge Realty LLC
- CIK Number
- 0001763255
- Filed Document
- 0001763255-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:05:51 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2019-01-03 14:05:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763083
- Filed Document
- 0001393725-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:05:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-03 14:00:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ares Investor Services LLC and Merrill Lynch, Pierce, Fenner & Smith Inc.
- CIK Number
- 0001744407
- Filed Document
- 0001315863-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 14:00:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 13:59:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ares Investor Services LLC and Merrill Lynch, Pierce, Fenner & Smith Inc.
- CIK Number
- 0001744451
- Filed Document
- 0001315863-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 13:59:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 13:59:08 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison
- CIK Number
- 0001762348
- Filed Document
- 0001762348-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 13:59:08 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|