Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GLS CAPITAL PARTNERS FUND I, LP See All Filings	D	2019-01-03 18:21:58 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001754738 Filed Document 0001754738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 18:21:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neighborly I, a series of Abstract Ventures SPV, LLC See All Filings	D	2019-01-03 18:14:34 UTC
Amount To Be Raised $58,250 Associated Brokers / Dealers N/A CIK Number 0001693347 Filed Document 0001693347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 18:14:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retention Rocket, Inc. See All Filings	D	2019-01-03 18:11:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001762884 Filed Document 0001762884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 18:11:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrandPAD Inc. See All Filings	D/A	2019-01-03 18:11:25 UTC
Amount To Be Raised $15,000,021 Associated Brokers / Dealers GCMI SECURITIES CORP. CIK Number 0001624554 Filed Document 0001624554-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 18:11:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Private Equity Ownership Fund II (NC), L.P. See All Filings	D	2019-01-03 18:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755962 Filed Document 0001755962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 18:07:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Thrivent White Rose Fund XII Equity Direct, L.P. See All Filings	D	2019-01-03 18:05:12 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001762650 Filed Document 0001762651-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-03 18:05:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EveryFit, Inc. See All Filings	D	2019-01-03 17:57:17 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001674380 Filed Document 0000897069-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:57:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
StHealth Capital Investment Corp See All Filings	D	2019-01-03 17:55:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001617572 Filed Document 0001617572-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-03 17:55:27 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aphios Pharma LLC See All Filings	C/A	2019-01-03 17:49:43 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001750795 Filed Document 0001669191-19-000005 Accepted Date 2019-01-03 17:49:43 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State MASSACHUSETTS
Rison Corners Investment LLC See All Filings	D	2019-01-03 17:49:10 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers Sequence Financial Specialists LLC, Whitehall-Parker Securities, Inc., Kovack Securities, Inc., Kovack Securities, Inc., Kalos Capital, and Kalos Capital CIK Number 0001761692 Filed Document 0001761692-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:49:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Metalla Royalty & Streaming Ltd. See All Filings	D	2019-01-03 17:45:21 UTC
Amount To Be Raised $2,490,211 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001722606 Filed Document 0001722606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:45:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gravy Analytics, Inc. See All Filings	D	2019-01-03 17:42:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001526946 Filed Document 0001526946-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:42:39 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Revel Transit Inc. See All Filings	D	2019-01-03 17:40:52 UTC
Amount To Be Raised $5,039,998 Associated Brokers / Dealers N/A CIK Number 0001763317 Filed Document 0001231919-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:40:52 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lakeville Memphis, LLC See All Filings	D	2019-01-03 17:37:05 UTC
Amount To Be Raised $2,770,000 Associated Brokers / Dealers N/A CIK Number 0001762887 Filed Document 0001762887-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:37:05 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Wolfe JF Blvd, LLC See All Filings	D	2019-01-03 17:36:26 UTC
Amount To Be Raised $4,105,000 Associated Brokers / Dealers N/A CIK Number 0001762909 Filed Document 0001762909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:36:26 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QUINN 300, LLC See All Filings	D	2019-01-03 17:34:22 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001763519 Filed Document 0001763519-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:34:22 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
H1 CAPITAL FUND LLC See All Filings	D	2019-01-03 17:32:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763330 Filed Document 0001763330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:32:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
FLO WATER, INC. See All Filings	D	2019-01-03 17:27:58 UTC
Amount To Be Raised $17,891,925 Associated Brokers / Dealers N/A CIK Number 0001576681 Filed Document 0001576681-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:27:58 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Thrivent White Rose Fund XII Fund of Funds, L.P. See All Filings	D	2019-01-03 17:27:52 UTC
Amount To Be Raised $1,600,000,000 Associated Brokers / Dealers N/A CIK Number 0001762652 Filed Document 0001762651-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:27:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bell Flatirons REIT, LLC See All Filings	D/A	2019-01-03 17:27:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001762120 Filed Document 0001762120-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:27:31 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lavabit, LLC See All Filings	C/A	2019-01-03 17:25:16 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001747795 Filed Document 0001747795-19-000001 Accepted Date 2019-01-03 17:25:16 UTC Type of Offering C/A Security Offered Amount 150,000 Security Offered Type Other State TEXAS
Providence Capital, LP See All Filings	D	2019-01-03 17:22:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001763195 Filed Document 0001763195-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 17:22:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
M3dicine Holdings Inc. See All Filings	D	2019-01-03 17:21:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001763406 Filed Document 0001144204-19-000472 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:21:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
American Giant, Inc. See All Filings	D	2019-01-03 17:20:44 UTC
Amount To Be Raised $12,441,655 Associated Brokers / Dealers N/A CIK Number 0001590152 Filed Document 0001590152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:20:44 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mailtag Company, LLC See All Filings	C/A	2019-01-03 17:12:02 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001759348 Filed Document 0001759348-19-000003 Accepted Date 2019-01-03 17:12:02 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State ARIZONA
RELAMPAGO INVESTORS, LLC See All Filings	D	2019-01-03 17:10:16 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Bridge Capital Associates, Inc., Bridge Capital Associates, Inc., and Bridge Capital Associates, Inc. CIK Number 0001761173 Filed Document 0001761173-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 17:10:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
DOUBLE BRANCH INVESTORS, LLC See All Filings	D	2019-01-03 17:08:09 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers Bridge Capital Associates, Inc., Bridge Capital Associates, Inc., and Bridge Capital Associates, Inc. CIK Number 0001761403 Filed Document 0001761403-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 17:08:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
WINDTREE THERAPEUTICS INC /DE/ See All Filings	D	2019-01-03 17:06:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:06:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Grassmere Investor, LLC See All Filings	D	2019-01-03 17:02:40 UTC
Amount To Be Raised $3,770,000 Associated Brokers / Dealers N/A CIK Number 0001763493 Filed Document 0001763493-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:02:40 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
First Greenwich Financial, Inc. See All Filings	D	2019-01-03 16:54:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001703590 Filed Document 0001703590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:54:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ocean Approved, Inc. See All Filings	D	2019-01-03 16:49:34 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001717799 Filed Document 0001717799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:49:34 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Niantic, Inc. See All Filings	D	2019-01-03 16:42:52 UTC
Amount To Be Raised $190,552,365 Associated Brokers / Dealers N/A CIK Number 0001656111 Filed Document 0001656111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:42:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORRSTOWN FINANCIAL SERVICES INC See All Filings	D	2019-01-03 16:41:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers BOENNING & SCATTERGOOD, INC. CIK Number 0000826154 Filed Document 0000826154-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:41:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
QUAINT OAK BANCORP INC See All Filings	D	2019-01-03 16:37:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Ambassador Financial Group, Inc. CIK Number 0001391933 Filed Document 0000927089-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:37:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Red Rock Minerals II, LP See All Filings	D/A	2019-01-03 16:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735719 Filed Document 0001735719-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 16:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M&H GEORGETOWN SENIOR LIVING LLC See All Filings	D	2019-01-03 16:34:02 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers M&H Georgetown Senior Living LLC CIK Number 0001760968 Filed Document 0001760968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:34:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Private Label Sk.in, LLC See All Filings	D	2019-01-03 16:31:27 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001671540 Filed Document 0001671540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:31:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thrivent White Rose GP XII, LLC See All Filings	D	2019-01-03 16:27:45 UTC
Amount To Be Raised $2,675,000 Associated Brokers / Dealers N/A CIK Number 0001762651 Filed Document 0001762651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:27:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VOLPI CAPITAL INVESTMENTS II SCSP See All Filings	D	2019-01-03 16:26:29 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001762039 Filed Document 0001405086-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:26:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Lysoclear, Inc. See All Filings	D	2019-01-03 16:26:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001762648 Filed Document 0001762648-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:26:24 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMH Resources, LLC See All Filings	D	2019-01-03 16:21:46 UTC
Amount To Be Raised $279,000 Associated Brokers / Dealers N/A CIK Number 0001484525 Filed Document 0001484525-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 16:21:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Marathon-London Global Fund of The Marathon-London Pooled Trust See All Filings	D/A	2019-01-03 16:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458287 Filed Document 0001458287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pico Networks, Inc. See All Filings	D	2019-01-03 16:17:26 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001759363 Filed Document 0001759363-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:17:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Preemadonna Inc. See All Filings	D	2019-01-03 16:15:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725245 Filed Document 0001725245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:15:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Homestead Buttery & Bakery LLC See All Filings	D	2019-01-03 16:09:26 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001763392 Filed Document 0001763392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:09:26 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MARATHON-LONDON GLOBAL EX U.S. FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2019-01-03 16:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381277 Filed Document 0001381277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bardy Diagnostics, Inc. See All Filings	D	2019-01-03 16:08:18 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001686365 Filed Document 0001686365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:08:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Marathon-London Emerging Markets Investment Trust See All Filings	D/A	2019-01-03 16:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692687 Filed Document 0001692687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:03:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tabula Rasa HealthCare, Inc. See All Filings	D	2019-01-03 16:02:45 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001651561 Filed Document 0001104659-19-000481 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:02:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MARATHON-LONDON INTERNATIONAL INVESTMENT TRUST I See All Filings	D/A	2019-01-03 15:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000926851 Filed Document 0000926851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:55:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund