Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Strategic Partners VIII ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC See All Filings	D	2019-01-04 15:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001762821 Filed Document 0001748316-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODHAVEN W&M 340 PORTFOLIO LLC See All Filings	D	2019-01-04 15:44:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001763610 Filed Document 0001763610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:44:20 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WHG CINCINNATI INVESTORS LLC See All Filings	D	2019-01-04 15:41:01 UTC
Amount To Be Raised $505,000 Associated Brokers / Dealers N/A CIK Number 0001763557 Filed Document 0001763557-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:41:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Payformance, LLC See All Filings	D	2019-01-04 15:39:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001763607 Filed Document 0001763607-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:39:27 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Japan Gold Corp. See All Filings	D	2019-01-04 15:36:24 UTC
Amount To Be Raised $1,105,650 Associated Brokers / Dealers N/A CIK Number 0001686000 Filed Document 0001686000-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:36:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Highlands View Development LLC See All Filings	D	2019-01-04 15:36:15 UTC
Amount To Be Raised $9,190,000 Associated Brokers / Dealers N/A CIK Number 0001762320 Filed Document 0001762320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:36:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Jujo, Inc. See All Filings	D/A	2019-01-04 15:34:58 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001589904 Filed Document 0001589904-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:34:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Inprentus, Inc. See All Filings	D	2019-01-04 15:31:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:31:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Blueshift Synergy Fund, LP See All Filings	D/A	2019-01-04 15:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727532 Filed Document 0001727532-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abilitech Medical, Inc. See All Filings	D	2019-01-04 15:26:56 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001742515 Filed Document 0001760483-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:26:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SSNB, Inc. See All Filings	D	2019-01-04 15:25:48 UTC
Amount To Be Raised $546,000 Associated Brokers / Dealers N/A CIK Number 0001763536 Filed Document 0001763536-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:25:48 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Blendtopia, Inc. See All Filings	C/A	2019-01-04 15:24:33 UTC
Financial Interest The issuer will not owe a commission to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $107,000 CIK Number 0001759620 Filed Document 0001759620-19-000001 Accepted Date 2019-01-04 15:24:33 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State TENNESSEE
Hashdex Index Fund See All Filings	D/A	2019-01-04 15:24:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760749 Filed Document 0000950103-19-000248 Exclusions or Exemptions 506c Accepted Date 2019-01-04 15:24:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blueshift Synergy Offshore Fund, Ltd See All Filings	D/A	2019-01-04 15:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727533 Filed Document 0001727533-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustain LLC See All Filings	D	2019-01-04 15:18:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001578884 Filed Document 0001578884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:18:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardiol Therapeutics Inc. See All Filings	D	2019-01-04 15:17:27 UTC
Amount To Be Raised $8,423,198 Associated Brokers / Dealers AltaCorp Capital Inc., Haywood Securities (USA) Inc., Mackie Research Capital Corporation, Raymond James Ltd., Echelon Wealth Partners Inc., and Paradigm Capital Inc. CIK Number 0001702123 Filed Document 0001567619-19-000484 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:17:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Oseberg, Inc. See All Filings	D	2019-01-04 15:17:19 UTC
Amount To Be Raised $3,000,128 Associated Brokers / Dealers N/A CIK Number 0001662576 Filed Document 0001662576-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:17:19 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Ski Time Square Ltd See All Filings	D/A	2019-01-04 15:16:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Glen A. Beigel CIK Number 0001537157 Filed Document 0001689099-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:16:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High QA, Inc. See All Filings	D	2019-01-04 15:14:55 UTC
Amount To Be Raised $2,498,107 Associated Brokers / Dealers N/A CIK Number 0001763599 Filed Document 0001763599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:14:55 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
IBS TURNAROUND FUND (QP) (A LTD PARTNERSHIP) See All Filings	D/A	2019-01-04 15:13:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415021 Filed Document 0001415021-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:13:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Energy Capital Infrastructure Credit Fund II-A LP See All Filings	D/A	2019-01-04 15:07:08 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001754657 Filed Document 0001754657-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:07:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHERN DYNASTY MINERALS LTD See All Filings	D/A	2019-01-04 15:07:01 UTC
Amount To Be Raised $2,547,622 Associated Brokers / Dealers N/A CIK Number 0001164771 Filed Document 0001183740-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:07:01 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
Madryn Health Partners (Cayman Feeder), LP See All Filings	D/A	2019-01-04 15:06:36 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORTRESS GROUP, INC. CIK Number 0001650689 Filed Document 0001012975-19-000025 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:06:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCHC Investors, Ltd. See All Filings	D	2019-01-04 15:00:56 UTC
Amount To Be Raised $20,709,950 Associated Brokers / Dealers N/A CIK Number 0001652484 Filed Document 0001213900-19-000195 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:00:56 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
New Energy Capital Infrastructure Offshore Credit Fund II LP See All Filings	D/A	2019-01-04 15:00:35 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001752820 Filed Document 0001752820-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPC MCCi Investors, LLC See All Filings	D	2019-01-04 14:57:46 UTC
Amount To Be Raised $16,462,713 Associated Brokers / Dealers N/A CIK Number 0001763302 Filed Document 0001763302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:57:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Madryn Health Partners, LP See All Filings	D/A	2019-01-04 14:57:28 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORTRESS GROUP, INC. CIK Number 0001650490 Filed Document 0001012975-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:57:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Republic Midtown, LLC See All Filings	D/A	2019-01-04 14:55:29 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001722923 Filed Document 0001722923-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:55:29 UTC Type of Offering D/A Industry Restaurants Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CPC MCCi Holdings, LLC See All Filings	D	2019-01-04 14:55:10 UTC
Amount To Be Raised $20,218,963 Associated Brokers / Dealers N/A CIK Number 0001763301 Filed Document 0001763301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:55:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTX SERIES 18-02 LIMITED PARTNERSHIP See All Filings	D	2019-01-04 14:54:31 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001763173 Filed Document 0001763173-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-04 14:54:31 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES MASTER FUND LP See All Filings	D/A	2019-01-04 14:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001432467 Filed Document 0001567619-19-000480 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:53:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MH Fund II Trust See All Filings	D	2019-01-04 14:53:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001762113 Filed Document 0001762113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:53:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SBF Opportunities Fund Ltd See All Filings	D/A	2019-01-04 14:52:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Glen A. Beigel CIK Number 0001689099 Filed Document 0001689099-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:52:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCM Amelia, LLC See All Filings	D	2019-01-04 14:52:25 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers N/A CIK Number 0001763276 Filed Document 0001761972-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:52:25 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES FUND LP See All Filings	D/A	2019-01-04 14:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc., Jeffrey Anderson, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services, Inc., Bruno Machado, Morgan Stanley Smith Barney LLC, NYLIFE Distributors LLC, and John Akkerman CIK Number 0001432468 Filed Document 0001567619-19-000476 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MJ Wooly Corp See All Filings	D	2019-01-04 14:45:13 UTC
Amount To Be Raised $226,849 Associated Brokers / Dealers N/A CIK Number 0001762818 Filed Document 0001762818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:45:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sun BioPharma, Inc. See All Filings	D	2019-01-04 14:45:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001567619-19-000475 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:45:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2019-01-04 14:44:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Paulson Investment Company CIK Number 0001500198 Filed Document 0001596771-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:44:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Kiva Brands, Inc. See All Filings	D	2019-01-04 14:43:37 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001748160 Filed Document 0001748160-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:43:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Guestfriend, Inc. See All Filings	D	2019-01-04 14:38:51 UTC
Amount To Be Raised $4,600,443 Associated Brokers / Dealers N/A CIK Number 0001659798 Filed Document 0001659798-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:38:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BCM Jacquelyn Place, LLC See All Filings	D	2019-01-04 14:35:19 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001763275 Filed Document 0001761972-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:35:19 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Capital Infrastructure Credit Fund II LP See All Filings	D/A	2019-01-04 14:34:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001752821 Filed Document 0001752821-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KULFY INC. See All Filings	D	2019-01-04 14:33:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001763546 Filed Document 0001763546-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-04 14:33:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Boulder Property Holdings LP See All Filings	D	2019-01-04 14:30:43 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001762355 Filed Document 0001762355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:30:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flume, Inc. See All Filings	D	2019-01-04 14:29:23 UTC
Amount To Be Raised $6,849,726 Associated Brokers / Dealers N/A CIK Number 0001763453 Filed Document 0001763453-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:29:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SpongeBath LLC See All Filings	C	2019-01-04 14:26:21 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001620626 Filed Document 0001620626-19-000001 Accepted Date 2019-01-04 14:26:21 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
SANDEL AVIONICS INC See All Filings	D	2019-01-04 14:26:07 UTC
Amount To Be Raised $11,424 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:26:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Housa, LLC See All Filings	C	2019-01-04 14:24:52 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001761240 Filed Document 0001665160-19-000017 Accepted Date 2019-01-04 14:24:52 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State TEXAS
BMC Johanna Court, LLC See All Filings	D	2019-01-04 14:17:05 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001763274 Filed Document 0001761972-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:17:05 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Charlie Walch See All Filings	C	2019-01-04 14:09:21 UTC
Financial Interest None Filing Platform Nvsted Offering Amount $150,000 CIK Number 0001759355 Filed Document 0001759355-19-000006 Accepted Date 2019-01-04 14:09:21 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MISSOURI