Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Huntress Partners, L.P. See All Filings	D/A	2019-01-11 12:06:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694697 Filed Document 0001694697-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:06:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arkon Ibero Feeder Fund Ltd. See All Filings	D/A	2019-01-11 12:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723899 Filed Document 0000919574-19-000319 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:04:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Waterfund LLC See All Filings	D/A	2019-01-11 12:01:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663802 Filed Document 0001663802-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:01:27 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
BlockMarkets, Inc. See All Filings	D	2019-01-11 12:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762234 Filed Document 0001762234-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:00:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Other
Hoplite Long Fund, L.P. See All Filings	D/A	2019-01-11 11:58:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694568 Filed Document 0000919574-19-000317 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:58:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partbnb Holdings LLC See All Filings	D	2019-01-11 11:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764469 Filed Document 0001764469-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-11 11:56:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WHI Equity Managers Fund LLC See All Filings	D/A	2019-01-11 11:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475743 Filed Document 0001475743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:54:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Commonfund Core Equity Master Fund, LLC See All Filings	D/A	2019-01-11 11:53:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001539113 Filed Document 0001694177-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:53:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Harris Branch Investors LLC See All Filings	D	2019-01-11 11:53:11 UTC
Amount To Be Raised $8,088,300 Associated Brokers / Dealers N/A CIK Number 0001764471 Filed Document 0001445866-19-000028 Exclusions or Exemptions 506c Accepted Date 2019-01-11 11:53:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VEP Lemon Creek, LP See All Filings	D	2019-01-11 11:52:57 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001763348 Filed Document 0001763348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:52:57 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Guarnerix Inc. See All Filings	D	2019-01-11 11:47:37 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001656129 Filed Document 0001656129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:47:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CMWA Micro Cap Fund LLC See All Filings	D/A	2019-01-11 11:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:45:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kenwood Holdings, Ltd. See All Filings	D/A	2019-01-11 11:44:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459857 Filed Document 0001463747-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-01-11 11:44:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cattlog, Inc. See All Filings	D	2019-01-11 11:42:35 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001764421 Filed Document 0001764421-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:42:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Gymkhana Partners L.P. See All Filings	D/A	2019-01-11 11:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725876 Filed Document 0000902664-19-000139 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parvus Armadillo Fund See All Filings	D/A	2019-01-11 11:38:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584118 Filed Document 0000902664-19-000138 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:38:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FreightVerify Inc See All Filings	D	2019-01-11 11:36:56 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001762213 Filed Document 0001762213-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:36:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Light in the Tunnel LLC See All Filings	D/A	2019-01-11 11:34:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529590 Filed Document 0001529590-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:34:34 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLENDALE HOLDINGS LTD See All Filings	D/A	2019-01-11 11:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000732161 Filed Document 0001463747-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-01-11 11:32:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2019-01-11 11:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:31:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Multifamily IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC See All Filings	D/A	2019-01-11 11:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001761889 Filed Document 0001748316-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Private Markets Opportunity Feeder Fund (Credit Series) LP See All Filings	D/A	2019-01-11 11:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001727121 Filed Document 0001727119-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTH AVENUE VALUE CREATION IRA OFFSHORE FUND LTD See All Filings	D/A	2019-01-11 11:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264457 Filed Document 0000919574-19-000314 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BELLUS Health Inc. See All Filings	D	2019-01-11 11:24:38 UTC
Amount To Be Raised $1,291,591 Associated Brokers / Dealers N/A CIK Number 0001259942 Filed Document 0001259942-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:24:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIFTH AVENUE MULTI-STRATEGY OFFSHORE FUND LTD See All Filings	D/A	2019-01-11 11:22:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052976 Filed Document 0000919574-19-000312 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:22:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AIS LS Fund 1 TX, LLC See All Filings	D	2019-01-11 11:21:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001762472 Filed Document 0001762472-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:21:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lake Hill Tactical Fund (Cayman) Ltd. See All Filings	D/A	2019-01-11 11:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727954 Filed Document 0001694177-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTH AVENUE ABSOLUTE RETURN IRA OFFSHORE FUND LTD See All Filings	D/A	2019-01-11 11:19:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264458 Filed Document 0000919574-19-000310 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:19:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Greystone Senior Debt Opportunity REIT Fund (B) LLC See All Filings	D	2019-01-11 11:19:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001764448 Filed Document 0001764448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:19:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Private Markets Opportunity Fund LP, Credit Series See All Filings	D/A	2019-01-11 11:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001727119 Filed Document 0001727119-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:18:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTH AVENUE VALUE CREATION FUND LLC See All Filings	D/A	2019-01-11 11:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422149 Filed Document 0000919574-19-000308 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ancient Oaks Partners, LLC See All Filings	D	2019-01-11 11:16:24 UTC
Amount To Be Raised $22,011,660 Associated Brokers / Dealers N/A CIK Number 0001764369 Filed Document 0001445866-19-000027 Exclusions or Exemptions 506c Accepted Date 2019-01-11 11:16:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ASSET HOLDING GROUP LTD See All Filings	D/A	2019-01-11 11:14:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006571 Filed Document 0001463747-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-11 11:14:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FIFTH AVENUE ABSOLUTE RETURN FUND LLC See All Filings	D/A	2019-01-11 11:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052218 Filed Document 0000919574-19-000306 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JBE INDUSTRIES LLC See All Filings	D	2019-01-11 11:09:18 UTC
Amount To Be Raised $1,101,100 Associated Brokers / Dealers N/A CIK Number 0001716827 Filed Document 0001716827-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:09:18 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Old Kings Capital, L.P. See All Filings	D/A	2019-01-11 11:04:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY INC., UBS FINANCIAL SERVICES INC., and COMMONWEALTH FINANCIAL NETWORK CIK Number 0001476956 Filed Document 0000919574-19-000304 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:04:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2019-01-11 11:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:03:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Net Return Fund, LP See All Filings	D/A	2019-01-11 11:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001364017 Filed Document 0000919574-19-000302 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:01:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Kings Capital Offshore, Ltd. See All Filings	D/A	2019-01-11 11:00:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381302 Filed Document 0000919574-19-000301 Exclusions or Exemptions 506b Accepted Date 2019-01-11 11:00:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Concord Atlantic Holding, Ltd See All Filings	D/A	2019-01-11 10:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001463747-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-11 10:57:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Aligned Energy Data Centers (SLC), LLC See All Filings	D	2019-01-11 10:57:34 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001764063 Filed Document 0001764063-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:57:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Net Return Fund, Ltd. See All Filings	D/A	2019-01-11 10:56:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001381619 Filed Document 0000919574-19-000297 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:56:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2019-01-11 10:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:55:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CEDAR ROCK CAPITAL PARTNERS LLC See All Filings	D/A	2019-01-11 10:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221943 Filed Document 0000919574-19-000296 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:54:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tenacis Systematic Macro Fund, LLC See All Filings	D/A	2019-01-11 10:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727987 Filed Document 0001694177-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:53:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyborg Industries, LLC See All Filings	D	2019-01-11 10:50:22 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001763871 Filed Document 0001763871-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:50:22 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Healthcombix Inc See All Filings	D	2019-01-11 10:48:59 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001764283 Filed Document 0001764283-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-11 10:48:59 UTC Type of Offering D Industry Computers Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NRMA, LLC See All Filings	D/A	2019-01-11 10:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001510686 Filed Document 0000919574-19-000291 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cadian Offshore Fund Ltd. See All Filings	D/A	2019-01-11 10:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420605 Filed Document 0000919574-19-000289 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aravt Global Partners LP See All Filings	D/A	2019-01-11 10:45:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599543 Filed Document 0000919574-19-000288 Exclusions or Exemptions 506b Accepted Date 2019-01-11 10:45:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity