Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MarketCipher Fund I, LP See All Filings	D/A	2019-01-11 13:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727422 Filed Document 0001727422-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:46:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sloat Lumber Co See All Filings	D	2019-01-11 13:45:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001764414 Filed Document 0001764414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:45:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Schonfeld Strategic Partners Fund LLC See All Filings	D	2019-01-11 13:42:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663473 Filed Document 0001663473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:42:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Energy Partners III L.P. See All Filings	D/A	2019-01-11 13:42:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities and Morgan Stanley Smith Barney LLC CIK Number 0001743970 Filed Document 0001743970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:42:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York Co-Investment Pool Asia Investors III, LP See All Filings	D	2019-01-11 13:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758544 Filed Document 0001758544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:40:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCOPIA LB LLC See All Filings	D/A	2019-01-11 13:39:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579272 Filed Document 0000919574-19-000346 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:39:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lariat Holding Company, Ltd See All Filings	D/A	2019-01-11 13:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463747 Filed Document 0001463747-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-01-11 13:36:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AVADIM HEALTH, INC. See All Filings	D/A	2019-01-11 13:28:25 UTC
Amount To Be Raised $30,000,006 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-11 13:28:25 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Jones Road Opportunity Offshore Fund I LP See All Filings	D	2019-01-11 13:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736795 Filed Document 0000902664-19-000144 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:21:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Blue Cayman Fund Ltd. See All Filings	D/A	2019-01-11 13:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480790 Filed Document 0001480790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jones Road Opportunity Domestic Fund I LP See All Filings	D	2019-01-11 13:19:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736794 Filed Document 0000902664-19-000143 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:19:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paladin Technologies Inc. See All Filings	D	2019-01-11 13:18:34 UTC
Amount To Be Raised $6,011,000 Associated Brokers / Dealers N/A CIK Number 0001764340 Filed Document 0001764340-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:18:34 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Physicians Management Services, Inc. See All Filings	D	2019-01-11 13:17:28 UTC
Amount To Be Raised $1,647,000 Associated Brokers / Dealers N/A CIK Number 0001613454 Filed Document 0001613454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:17:28 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MPC NC 2019 Energy ICF 4, LLC See All Filings	D	2019-01-11 13:11:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764481 Filed Document 0001764481-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:11:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
KSTONE MULTISTRATEGY LTD. See All Filings	D/A	2019-01-11 13:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, CARTER, TERRY & COMPANY, INC., and PLANNER SECURITIES LLC CIK Number 0001596253 Filed Document 0000919574-19-000344 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PAGAC Galileo Holding I LP See All Filings	D	2019-01-11 13:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763955 Filed Document 0001763955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:09:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KSTONE MULTISTRATEGY LP See All Filings	D/A	2019-01-11 13:04:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001454381 Filed Document 0000919574-19-000342 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:04:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MPC NC 2019 Energy ICF 4, LLC See All Filings	D	2019-01-11 13:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764481 Filed Document 0001764481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:03:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
MARLIN FUND OFFSHORE II LTD. See All Filings	D/A	2019-01-11 13:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601710 Filed Document 0000919574-19-000340 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KStone ARV Ltd. See All Filings	D/A	2019-01-11 13:00:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, CARTER, TERRY & COMPANY, INC., and PLANNER SECURITIES LLC CIK Number 0001481289 Filed Document 0000919574-19-000338 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:00:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eclipse Fund III, L.P. See All Filings	D	2019-01-11 13:00:20 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001763853 Filed Document 0001763853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 13:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Marlin Fund III, Limited Partnership See All Filings	D/A	2019-01-11 12:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467026 Filed Document 0000919574-19-000336 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Multi-Strategy Equity Investors LLC See All Filings	D/A	2019-01-11 12:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001412713 Filed Document 0001694177-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:59:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Outcomes Fund LP See All Filings	D/A	2019-01-11 12:58:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001726979 Filed Document 0000950142-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KSTONE ARV LP See All Filings	D/A	2019-01-11 12:55:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001454443 Filed Document 0000919574-19-000334 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:55:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marlin Fund II, Limited Partnership See All Filings	D/A	2019-01-11 12:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kuck, Roxane Mellor, and Thomas R. Mellor CIK Number 0001159087 Filed Document 0000919574-19-000332 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:53:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CenterSquare Value-Added REIT #4 See All Filings	D/A	2019-01-11 12:49:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001764303 Filed Document 0001764303-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:49:36 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERGENT CAPITAL, INC. See All Filings	D	2019-01-11 12:48:03 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers none CIK Number 0001494448 Filed Document 0000932440-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:48:03 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Marlin Fund, Limited Partnership See All Filings	D/A	2019-01-11 12:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kuck, Roxane Mellor, and Thomas R. Mellor CIK Number 0000942668 Filed Document 0000919574-19-000330 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:47:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Involta Holdings, LLC See All Filings	D/A	2019-01-11 12:44:30 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001647143 Filed Document 0001647143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:44:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund See All Filings	D	2019-01-11 12:36:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764374 Filed Document 0000902664-19-000140 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:36:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Contingent Asset Portfolio, LLC See All Filings	D/A	2019-01-11 12:35:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001629941 Filed Document 0001694177-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:35:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHI Special Investments, LLC See All Filings	D/A	2019-01-11 12:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663257 Filed Document 0001475743-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MAK Capital International Ltd See All Filings	D/A	2019-01-11 12:30:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458464 Filed Document 0000919574-19-000326 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:30:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Temperpack Technologies Inc. See All Filings	D	2019-01-11 12:29:38 UTC
Amount To Be Raised $22,547,012 Associated Brokers / Dealers N/A CIK Number 0001640287 Filed Document 0001640287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:29:38 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MPC SC 2019 Abandoned ICF, LLC See All Filings	D	2019-01-11 12:26:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764479 Filed Document 0001764479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:26:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
VEP Lemon Creek FF Equity, LP See All Filings	D	2019-01-11 12:26:29 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001763345 Filed Document 0001763345-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:26:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MAK One Fund LP See All Filings	D/A	2019-01-11 12:26:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001289595 Filed Document 0000919574-19-000323 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:26:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCA Energy Partners II, L.P. See All Filings	D/A	2019-01-11 12:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727591 Filed Document 0000950142-19-000032 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Andersons, Inc. See All Filings	D	2019-01-11 12:26:08 UTC
Amount To Be Raised $123,000,000 Associated Brokers / Dealers N/A CIK Number 0000821026 Filed Document 0001705438-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:26:08 UTC Type of Offering D Industry Agriculture Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
Breckhurst Commodity Fund, L.P. See All Filings	D/A	2019-01-11 12:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001513832 Filed Document 0001513832-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miso Brothers, Inc. See All Filings	D	2019-01-11 12:22:54 UTC
Amount To Be Raised $7,244,451 Associated Brokers / Dealers N/A CIK Number 0001733734 Filed Document 0001733734-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:22:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Calamos Global Opportunities Fund LP See All Filings	D/A	2019-01-11 12:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403002 Filed Document 0001248580-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WHI NFP Fund, LLC See All Filings	D/A	2019-01-11 12:21:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475724 Filed Document 0001475743-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:21:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Chaty Holdings LLC See All Filings	D	2019-01-11 12:17:52 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001762888 Filed Document 0001762888-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:17:52 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Cavalry Fund LP See All Filings	D/A	2019-01-11 12:16:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727626 Filed Document 0000919574-19-000321 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:16:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AperiSys, Inc. See All Filings	D	2019-01-11 12:16:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658374 Filed Document 0001658374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:16:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Cresta Energy Fund I LP See All Filings	D/A	2019-01-11 12:14:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001697195 Filed Document 0001697195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:14:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MPC SC 2019 Historic ICF, LLC See All Filings	D	2019-01-11 12:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764477 Filed Document 0001764477-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:12:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
WHI Multi-Strategy Fund LLC See All Filings	D/A	2019-01-11 12:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475723 Filed Document 0001475743-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 12:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund