Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vosges Capital Fund, LP See All Filings	D/A	2017-05-05 12:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673575 Filed Document 0001673575-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Listen Ventures II, LP See All Filings	D	2017-05-05 12:37:21 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001695874 Filed Document 0001695874-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:37:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE OFFSHORE FUND LTD See All Filings	D/A	2017-05-05 12:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424501 Filed Document 0001424501-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Robotics, LLC See All Filings	D	2017-05-05 12:22:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001651938 Filed Document 0001651938-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:22:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AG Corporate Credit Opportunities Fund, L.P. See All Filings	D/A	2017-05-05 12:17:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lyster, Watson & Company, Inc., Morgan Stanley Smith Barney LLC, Oppenheimer & Co., Inc., and March Capital Corp. CIK Number 0000823845 Filed Document 0000823845-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:17:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agency Spotter Inc. See All Filings	D	2017-05-05 12:16:30 UTC
Amount To Be Raised $793,953 Associated Brokers / Dealers N/A CIK Number 0001562235 Filed Document 0001562235-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:16:30 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pigs Flying Over Broadway, Ltd Liability Co See All Filings	D	2017-05-05 12:07:25 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001705653 Filed Document 0001705653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 12:07:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rocket Pharmaceuticals Ltd. See All Filings	D/A	2017-05-05 11:50:29 UTC
Amount To Be Raised $30,075,000 Associated Brokers / Dealers N/A CIK Number 0001663128 Filed Document 0001663128-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:50:29 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
SPR Therapeutics, LLC See All Filings	D	2017-05-05 11:49:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Sword Securities LLC CIK Number 0001532647 Filed Document 0001532647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:49:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Kaplan GP Partners, LP See All Filings	D/A	2017-05-05 11:41:09 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699992 Filed Document 0001699992-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:41:09 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ivy Funding Nine, LLC See All Filings	D	2017-05-05 11:35:48 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001618514 Filed Document 0001618514-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:35:48 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
PFM Healthcare Opportunities Fund, L.P. See All Filings	D/A	2017-05-05 11:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503942 Filed Document 0001503942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Asian Opportunities Institutional Fund Ltd See All Filings	D/A	2017-05-05 11:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001517059 Filed Document 0001144204-17-024708 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TreeHouse, Inc. See All Filings	D	2017-05-05 11:14:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001514543 Filed Document 0001514543-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:14:07 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PFM Healthcare Emerging Growth Fund, L.P. See All Filings	D/A	2017-05-05 11:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630576 Filed Document 0001630576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:08:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iconixx Software Corp See All Filings	D	2017-05-05 11:06:36 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001565206 Filed Document 0001565206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:06:36 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 161 See All Filings	D/A	2017-05-05 11:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001690778 Filed Document 0001690778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schechter Private Capital Fund I, LLC See All Filings	D/A	2017-05-05 11:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673410 Filed Document 0001673410-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
WayBlazer, Inc. See All Filings	D	2017-05-05 11:04:05 UTC
Amount To Be Raised $4,626,823 Associated Brokers / Dealers N/A CIK Number 0001705251 Filed Document 0001705251-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:04:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TETON WATERS RANCH LLC See All Filings	D	2017-05-05 11:03:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613369 Filed Document 0001613369-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 11:03:30 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kaplan GP Partners, LP See All Filings	D	2017-05-05 10:55:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699992 Filed Document 0001699992-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:55:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EVP 1080, LLC See All Filings	D	2017-05-05 10:49:11 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001705827 Filed Document 0001705827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:49:11 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Colonial Deerfield, LLC See All Filings	D/A	2017-05-05 10:48:21 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001673768 Filed Document 0001673768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:48:21 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GP & GM Partners, LP See All Filings	D/A	2017-05-05 10:39:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511567 Filed Document 0001511567-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:39:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Diversified Principals Fund, L.P. See All Filings	D/A	2017-05-05 10:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303371 Filed Document 0001303371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kadena LLC See All Filings	D	2017-05-05 10:30:48 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001705865 Filed Document 0001705865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:30:48 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Serrus Clemson House on the Lake, LLC See All Filings	D	2017-05-05 10:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705919 Filed Document 0001705919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:28:50 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Innoblative Designs, Inc. See All Filings	D	2017-05-05 10:22:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001664268 Filed Document 0001664268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:22:51 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Donald Smith Long/Short Equities Fund, L.P. See All Filings	D/A	2017-05-05 10:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576013 Filed Document 0000945621-17-000234 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:22:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Jack Ultimate Holdings LP See All Filings	D/A	2017-05-05 10:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645625 Filed Document 0000895345-17-000186 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:21:12 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concourse Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2017-05-05 10:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC and Seaport Global Securities, LLC CIK Number 0001504158 Filed Document 0001453975-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Global Long Alpha Fund, L.P. See All Filings	D/A	2017-05-05 10:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607207 Filed Document 0001607207-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TearSolutions, Inc. See All Filings	D/A	2017-05-05 10:12:36 UTC
Amount To Be Raised $5,320,668 Associated Brokers / Dealers N/A CIK Number 0001611687 Filed Document 0001611687-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:12:36 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
CONCOURSE CAPITAL PARTNERS LP See All Filings	D/A	2017-05-05 10:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC and Seaport Global Securities, LLC CIK Number 0001453975 Filed Document 0001453975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:09:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM HEALTHCARE PRINCIPALS FUND L P See All Filings	D/A	2017-05-05 10:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350988 Filed Document 0001350988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Offshore Ltd. See All Filings	D/A	2017-05-05 10:07:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301801 Filed Document 0001301801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:07:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quintessence Associates LP See All Filings	D/A	2017-05-05 10:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406804 Filed Document 0001406804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM DIVERSIFIED FUND LP See All Filings	D/A	2017-05-05 10:01:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401164 Filed Document 0001343211-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:01:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gerstner Medical, LLC See All Filings	D	2017-05-05 10:00:24 UTC
Amount To Be Raised $1,390,000 Associated Brokers / Dealers N/A CIK Number 0001705818 Filed Document 0001705818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:00:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE TSF, LLC See All Filings	D	2017-05-05 10:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001704742 Filed Document 0001014100-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-05-05 10:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VGO Special Situations Fund II LP See All Filings	D	2017-05-05 09:59:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704875 Filed Document 0001704875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:59:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Chinook II Fund, LLC See All Filings	D/A	2017-05-05 09:56:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572214 Filed Document 0001572214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:56:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2017-05-05 09:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, and Bruno Machado CIK Number 0001641693 Filed Document 0001140361-17-018536 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 156 See All Filings	D/A	2017-05-05 09:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc., and M Financial Securities Marketing, Inc. CIK Number 0001685675 Filed Document 0001685675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantedge Global Fund (US) See All Filings	D/A	2017-05-05 09:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Quantedge Capital USA Inc. CIK Number 0001548580 Filed Document 0001548580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARTNER INVESTMENTS L P See All Filings	D/A	2017-05-05 09:37:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343211 Filed Document 0001343211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:37:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantedge Global Fund (Offshore) See All Filings	D/A	2017-05-05 09:31:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Quantedge Capital USA Inc. CIK Number 0001548579 Filed Document 0001548579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:31:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highclere International Investors Emerging Markets SMID Fund See All Filings	D/A	2017-05-05 09:29:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598032 Filed Document 0001393725-17-000100 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:29:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND See All Filings	D/A	2017-05-05 09:26:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366584 Filed Document 0001393725-17-000099 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:26:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incoba LLC See All Filings	D	2017-05-05 09:25:24 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001618949 Filed Document 0001618949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 09:25:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity