Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CANSORTIUM INC. See All Filings	D	2019-02-26 14:48:04 UTC
Amount To Be Raised $10,000,021 Associated Brokers / Dealers Ascendant Alternative Strategies, LLC CIK Number 0001758124 Filed Document 0001758124-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:48:04 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Pulmotect, Inc. See All Filings	D/A	2019-02-26 14:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673929 Filed Document 0001673929-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:46:47 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-02-26 14:44:40 UTC
Amount To Be Raised $2,872,160 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-010145 Accepted Date 2019-02-26 14:44:40 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
Vndly Inc. See All Filings	D	2019-02-26 14:44:21 UTC
Amount To Be Raised $11,950,946 Associated Brokers / Dealers N/A CIK Number 0001707246 Filed Document 0001707246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:44:21 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Omniome, Inc. See All Filings	D	2019-02-26 14:43:51 UTC
Amount To Be Raised $39,999,998 Associated Brokers / Dealers N/A CIK Number 0001608305 Filed Document 0001608305-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:43:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT LATAM HOLDINGS LLC See All Filings	D	2019-02-26 14:42:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001769113 Filed Document 0001769113-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:42:02 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Airport Properties of America Fund I, LP See All Filings	D/A	2019-02-26 14:39:24 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001733740 Filed Document 0001733740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
II Transatlantic, Inc. See All Filings	C	2019-02-26 14:32:25 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001763972 Filed Document 0001665160-19-000223 Accepted Date 2019-02-26 14:32:25 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Hint Inc See All Filings	D	2019-02-26 14:30:34 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001376463 Filed Document 0001376463-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:30:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GET TO WORK, INC. See All Filings	D	2019-02-26 14:28:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001769118 Filed Document 0001769118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:28:32 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
StraTec Partners LP See All Filings	D/A	2019-02-26 14:26:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733411 Filed Document 0000919574-19-002007 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CareMount Health Solutions, LLC See All Filings	D	2019-02-26 14:26:15 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001723638 Filed Document 0001723638-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:26:15 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AHR, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-02-26 14:17:00 UTC
Amount To Be Raised $416,891 Associated Brokers / Dealers N/A CIK Number 0001754711 Filed Document 0001766650-19-000014 Exclusions or Exemptions 506c Accepted Date 2019-02-26 14:17:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRISA LP See All Filings	D/A	2019-02-26 14:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566301 Filed Document 0001566301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RN VILLA HOLDCO LLC See All Filings	D	2019-02-26 14:15:41 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001769103 Filed Document 0001769103-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:15:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orchards at Market Plaza, LLC See All Filings	D	2019-02-26 14:15:31 UTC
Amount To Be Raised $7,825,000 Associated Brokers / Dealers N/A CIK Number 0001769084 Filed Document 0001769084-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:15:31 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Hopkins MontAnna LLC See All Filings	D	2019-02-26 14:13:18 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001769080 Filed Document 0001769080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:13:18 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SummerHaven Commodity Offshore Fund, Ltd. See All Filings	D/A	2019-02-26 14:11:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546157 Filed Document 0000919574-19-002005 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:11:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JEPRIV Fund1, LP See All Filings	D	2019-02-26 14:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768625 Filed Document 0000935836-19-000146 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:05:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture Science Select Micro Fund I, LP See All Filings	D/A	2019-02-26 14:05:50 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001648276 Filed Document 0001766650-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-02-26 14:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azad Alliance 2019 LLC See All Filings	D	2019-02-26 13:56:09 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001768474 Filed Document 0001768474-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:56:09 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HKW CAPITAL PARTNERS V-A, L.P. See All Filings	D/A	2019-02-26 13:55:03 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers THOMAS CAPITAL GROUP, INC. CIK Number 0001715754 Filed Document 0001715754-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:55:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Careerlist, a Series of Breakawaygrowth LLC See All Filings	D	2019-02-26 13:54:39 UTC
Amount To Be Raised $146,460 Associated Brokers / Dealers N/A CIK Number 0001752399 Filed Document 0001766650-19-000012 Exclusions or Exemptions 506c Accepted Date 2019-02-26 13:54:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HKW CAPITAL PARTNERS V, L.P. See All Filings	D/A	2019-02-26 13:53:54 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers THOMAS CAPITAL GROUP, INC. CIK Number 0001715741 Filed Document 0001715741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:53:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tiny II, a series of Continental Tiny Supercomputer Investment Companies, LP See All Filings	D/A	2019-02-26 13:46:00 UTC
Amount To Be Raised $742,925 Associated Brokers / Dealers N/A CIK Number 0001743338 Filed Document 0001766650-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ULCER SOLUTIONS, LLC See All Filings	D	2019-02-26 13:39:43 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001768787 Filed Document 0001768787-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:39:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
A-TXP-14-Fund, a series of AX-UbUb-Funds, LLC See All Filings	D	2019-02-26 13:38:28 UTC
Amount To Be Raised $377,153 Associated Brokers / Dealers N/A CIK Number 0001754692 Filed Document 0001766650-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:38:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-KFB-11-Fund, a series of AX-AJ-Funds, LLC See All Filings	D	2019-02-26 13:32:07 UTC
Amount To Be Raised $616,100 Associated Brokers / Dealers N/A CIK Number 0001750539 Filed Document 0001766650-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:32:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premier Investments LLC See All Filings	D/A	2019-02-26 13:32:01 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001764449 Filed Document 0001764449-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:32:01 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Lazard ESC International Strategic Equity Portfolio, a series of Lazard ESC Funds LLC See All Filings	D	2019-02-26 13:31:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768328 Filed Document 0001768328-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KABN (GIBRALTAR) Ltd See All Filings	D	2019-02-26 13:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768525 Filed Document 0001731122-19-000068 Exclusions or Exemptions 506c Accepted Date 2019-02-26 13:30:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
Ohana School of Performing Arts See All Filings	C/A	2019-02-26 13:29:18 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $100,000 CIK Number 0001765585 Filed Document 0001765585-19-000003 Accepted Date 2019-02-26 13:29:18 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
LC GoOpCo Manuel #3 LP See All Filings	D/A	2019-02-26 13:29:01 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001762494 Filed Document 0001762494-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-26 13:29:01 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard ESC Global Equity Select Portfolio, a series of Lazard ESC Funds LLC See All Filings	D	2019-02-26 13:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768327 Filed Document 0001768327-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:27:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2019-02-26 13:25:47 UTC
Amount To Be Raised $18,441,995 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001692236 Filed Document 0001766650-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard ESC Global Listed Infrastructure Portfolio, a series of Lazard ESC Funds LLC See All Filings	D	2019-02-26 13:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768326 Filed Document 0001768326-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:23:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard ESC US Short Duration Treasuries Portfolio, a series of Lazard ESC Funds LLC See All Filings	D	2019-02-26 13:19:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768335 Filed Document 0001768335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:19:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DS VI LLC See All Filings	D	2019-02-26 13:19:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001717293 Filed Document 0001717293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:19:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Lazard ESC Emerging Markets Equity Portfolio, a series of Lazard ESC Funds LLC See All Filings	D	2019-02-26 13:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768324 Filed Document 0001768324-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:14:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oval Park SPV ALSSP LLC See All Filings	D	2019-02-26 13:13:41 UTC
Amount To Be Raised $830,000 Associated Brokers / Dealers N/A CIK Number 0001768508 Filed Document 0001768508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:13:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lightmatter, Inc. See All Filings	D	2019-02-26 13:11:26 UTC
Amount To Be Raised $22,229,274 Associated Brokers / Dealers N/A CIK Number 0001768622 Filed Document 0001768622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:11:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard ESC US Equity Concentrated Portfolio, a series of Lazard ESC Funds LLC See All Filings	D	2019-02-26 13:10:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768329 Filed Document 0001768329-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:10:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenaron Capital Offshore Fund Ltd. See All Filings	D/A	2019-02-26 13:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698958 Filed Document 0001698958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Embold Health, Inc. See All Filings	D/A	2019-02-26 13:04:51 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001730870 Filed Document 0001730870-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:04:51 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
A-SXM-38-Fund, a series of IA Fund, LLC See All Filings	D	2019-02-26 13:01:48 UTC
Amount To Be Raised $298,000 Associated Brokers / Dealers N/A CIK Number 0001726386 Filed Document 0001766650-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:01:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyApps Corp. See All Filings	C	2019-02-26 13:01:00 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001768717 Filed Document 0001665160-19-000220 Accepted Date 2019-02-26 13:01:00 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State FLORIDA
Pep Films LLC See All Filings	D	2019-02-26 13:00:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001768166 Filed Document 0001768166-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 13:00:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Geopulse Exploration Inc. See All Filings	C/A	2019-02-26 12:41:39 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001374584 Filed Document 0001665160-19-000217 Accepted Date 2019-02-26 12:41:39 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
Bowmark Investment Partnership-H, L.P. See All Filings	D	2019-02-26 12:41:31 UTC
Amount To Be Raised $9,488,426 Associated Brokers / Dealers N/A CIK Number 0001767406 Filed Document 0001192482-19-000115 Exclusions or Exemptions 506b Accepted Date 2019-02-26 12:41:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NREA Retreat, DST See All Filings	D/A	2019-02-26 12:40:52 UTC
Amount To Be Raised $35,125,712 Associated Brokers / Dealers Concorde Investment Services LLC, Kim R. Kunz, Justin Bachman, Ed Fernandez, Troy Thomas, Gary Pohl, Jim A. Lund, Robert A. Horning, Curtis J. Sathre, Joral T Schmalle, DFPG Investments Inc, Kyle S. Jobin, Tomas J. Velken, Frank Piscitelli, Corbin S. Thomas, Liam F. Dalton, Steven A. Barnes, David P. Dahill, and Patrick T. Shea CIK Number 0001756270 Filed Document 0001756270-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-26 12:40:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity