Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Weatherbie Long/Short Fund, L.P. See All Filings	D	2019-04-12 15:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370877 Filed Document 0001370877-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 15:24:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERBIE GROWTH FUND LP See All Filings	D	2019-04-12 15:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001005102 Filed Document 0001005102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 15:20:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTV Fund V, L.P. See All Filings	D	2019-04-12 15:18:38 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Ric Felker and Dayna Elaine Gant CIK Number 0001773457 Filed Document 0001773457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 15:18:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALGER DYNAMIC RETURN FUND LLC See All Filings	D	2019-04-12 15:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435277 Filed Document 0001435277-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-12 15:16:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYLife Office Holdings Acquisition REIT LLC See All Filings	D/A	2019-04-12 15:13:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001728621 Filed Document 0001728621-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 15:13:28 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Equinox Private Equity Fund II, L.P. See All Filings	D/A	2019-04-12 15:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734362 Filed Document 0001734362-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 15:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Circular Systems S.P.C. See All Filings	D/A	2019-04-12 14:57:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734876 Filed Document 0001734876-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:57:26 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TECH M3, INC. See All Filings	D	2019-04-12 14:56:03 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001518574 Filed Document 0001518574-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:56:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIMCOE PARTNERS L P See All Filings	D/A	2019-04-12 14:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC and Silver Leaf Partners, LLC CIK Number 0001220336 Filed Document 0001220336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:54:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EVPI Investments I LP - Series 7 See All Filings	D	2019-04-12 14:50:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001773258 Filed Document 0001773258-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Virage Recovery Fund LP See All Filings	D/A	2019-04-12 14:48:07 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001732503 Filed Document 0001315863-19-000345 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:48:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Alternative Investment Completion Portfolio, Ltd. See All Filings	D	2019-04-12 14:47:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773251 Filed Document 0001566114-19-000060 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:47:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospect Hill Growth Fund II, L.P. See All Filings	D/A	2019-04-12 14:44:30 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001725347 Filed Document 0001012975-19-000294 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:44:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
San Joaquin Renewables, LLC See All Filings	D/A	2019-04-12 14:44:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Russell Lee Goings CIK Number 0001749019 Filed Document 0001749019-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-12 14:44:07 UTC Type of Offering D/A Industry Other Energy Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
SPI Texas 530, LLC See All Filings	D	2019-04-12 14:28:36 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001773099 Filed Document 0001773099-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-12 14:28:36 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CU Healthcare Innovation Fund, L.P. See All Filings	D	2019-04-12 14:25:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001773222 Filed Document 0001773222-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:25:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironshield Special Situations L2 Fund L.P. See All Filings	D/A	2019-04-12 14:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603363 Filed Document 0000902664-19-001899 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teton Peaks, LP See All Filings	D/A	2019-04-12 14:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734639 Filed Document 0000919574-19-002923 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GreenWood Builders Fund I LP See All Filings	D	2019-04-12 14:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770167 Filed Document 0001770167-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:15:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
301 Fund, LP See All Filings	D/A	2019-04-12 14:14:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703801 Filed Document 0001703801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:14:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levin Easterly Partners LLC See All Filings	D	2019-04-12 14:10:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766150 Filed Document 0001766150-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:10:34 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOAST HOLDINGS, INC. See All Filings	D	2019-04-12 14:08:30 UTC
Amount To Be Raised $9,677,166 Associated Brokers / Dealers N/A CIK Number 0001760986 Filed Document 0001760986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:08:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silverback Opportunistic Credit Fund Ltd. See All Filings	D/A	2019-04-12 14:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001469490 Filed Document 0000919574-19-002921 Exclusions or Exemptions 506b Accepted Date 2019-04-12 14:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK OPPORTUNISTIC CREDIT FUND LLC See All Filings	D/A	2019-04-12 13:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001439467 Filed Document 0000919574-19-002919 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:56:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AB-Abbott Private Equity Investors 2019 (Delaware) Fund L.P. See All Filings	D	2019-04-12 13:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772037 Filed Document 0000902664-19-001897 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:56:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Puerto Rico Opportunities Feeder Fund, L.P. See All Filings	D/A	2019-04-12 13:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001639564 Filed Document 0001567619-19-008734 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMART Opportunistic Fund, Ltd. See All Filings	D	2019-04-12 13:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773219 Filed Document 0001566114-19-000059 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:49:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardent D4 Housing Fund I, LP See All Filings	D/A	2019-04-12 13:45:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001737474 Filed Document 0001772308-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:45:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iroquois Valley Farmland REIT, PBC See All Filings	1-A/A	2019-04-12 13:41:54 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706350 Filed Document 0000715812-19-000012 Accepted Date 2019-04-12 13:41:54 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $1 State of Jurisdiction DELAWARE Type of Security E
MacKay Puerto Rico Opportunities Fund, L.P. See All Filings	D/A	2019-04-12 13:40:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001639566 Filed Document 0001567619-19-008732 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:40:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ctrl5 Corp. See All Filings	D	2019-04-12 13:39:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773702 Filed Document 0001773702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:39:55 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
M3 Ventures II LP See All Filings	D	2019-04-12 13:38:22 UTC
Amount To Be Raised $23,518,000 Associated Brokers / Dealers N/A CIK Number 0001773614 Filed Document 0001773614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:38:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chatham Asset Private Debt & Strategic Capital Fund, LP See All Filings	D/A	2019-04-12 13:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719185 Filed Document 0000919574-19-002917 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:33:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-04-12 13:26:26 UTC
Amount To Be Raised $1,795,790 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-019471 Accepted Date 2019-04-12 13:26:26 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
TISSUETECH, INC. See All Filings	D	2019-04-12 13:25:51 UTC
Amount To Be Raised $82,250,001 Associated Brokers / Dealers N/A CIK Number 0001560311 Filed Document 0001560311-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:25:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-04-12 13:25:48 UTC
Amount To Be Raised $1,795,790 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-019470 Accepted Date 2019-04-12 13:25:48 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
THG ACQUISITION, LLC See All Filings	D	2019-04-12 13:24:01 UTC
Amount To Be Raised $2,239,500 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-19-008730 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:24:01 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-04-12 13:23:50 UTC
Amount To Be Raised $945,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-019468 Accepted Date 2019-04-12 13:23:50 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND See All Filings	D/A	2019-04-12 13:22:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605090 Filed Document 0001605090-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:22:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THG ACQUISITION, LLC See All Filings	D	2019-04-12 13:19:22 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-19-008729 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:19:22 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HUMPHREYS QUALIFIED OPPORTUNITY FUND 2019, LLC See All Filings	D	2019-04-12 13:18:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001773005 Filed Document 0001773005-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-12 13:18:53 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
GMO Funds Plc on behalf of its sub-fund GMO Quality Investment Fund See All Filings	D/A	2019-04-12 13:17:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545531 Filed Document 0001545531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHALE ROCK FLAGSHIP FUND L P See All Filings	D/A	2019-04-12 13:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001363290 Filed Document 0001363290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeepGreen Metals Inc. See All Filings	D	2019-04-12 13:14:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001630641 Filed Document 0001727689-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:14:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Griffin Capital, LLC See All Filings	D/A	2019-04-12 13:12:27 UTC
Amount To Be Raised $160,868,337 Associated Brokers / Dealers N/A CIK Number 0001693610 Filed Document 0001630207-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:12:27 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WHALE ROCK FLAGSHIP FUND LTD See All Filings	D/A	2019-04-12 13:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001457666 Filed Document 0001457666-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:11:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Emerging Country Debt Investment Fund Plc See All Filings	D/A	2019-04-12 13:07:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545529 Filed Document 0001545529-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:07:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA MARKET NEUTRAL FUND, L.P. See All Filings	D/A	2019-04-12 13:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584035 Filed Document 0000919574-19-002915 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:05:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Energy Fund VII - A, L.P. See All Filings	D	2019-04-12 13:05:22 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers MCAM Adviser (UK) Ltd CIK Number 0001773629 Filed Document 0001773629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:05:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NEWBROOK CAPITAL PARTNERS LP See All Filings	D/A	2019-04-12 13:02:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460462 Filed Document 0001315863-19-000344 Exclusions or Exemptions 506b Accepted Date 2019-04-12 13:02:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity