Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CirrusMD Inc. See All Filings	D/A	2017-03-20 13:49:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630384 Filed Document 0001630384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:49:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Vilynx Inc. See All Filings	D	2017-03-20 13:48:00 UTC
Amount To Be Raised $6,066,521 Associated Brokers / Dealers N/A CIK Number 0001532213 Filed Document 0001532213-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:48:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lulabop, Inc. See All Filings	D	2017-03-20 13:44:05 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001700868 Filed Document 0001700868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:44:05 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Drilling Info Holdings, Inc. See All Filings	D/A	2017-03-20 13:41:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543713 Filed Document 0001543713-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:41:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SendGrid, Inc. See All Filings	D	2017-03-20 13:38:54 UTC
Amount To Be Raised $1,124,829 Associated Brokers / Dealers N/A CIK Number 0001477425 Filed Document 0001477425-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:38:54 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CRAIG DRILL CAPITAL II, L.P. See All Filings	D/A	2017-03-20 13:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546137 Filed Document 0000919574-17-002878 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Proskriptive, Inc. See All Filings	D	2017-03-20 13:20:04 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001657187 Filed Document 0001657187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:20:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
10 Perimeter Investors LLC See All Filings	D	2017-03-20 13:20:04 UTC
Amount To Be Raised $5,017,560 Associated Brokers / Dealers N/A CIK Number 0001701111 Filed Document 0001701111-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:20:04 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Advanced Materials Inc. See All Filings	D	2017-03-20 13:18:54 UTC
Amount To Be Raised $3,034,375 Associated Brokers / Dealers N/A CIK Number 0001362898 Filed Document 0001140361-17-012708 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:18:54 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CUREMARK LLC See All Filings	D	2017-03-20 13:15:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001439430 Filed Document 0001439430-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:15:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Garage Dearborn, LLC See All Filings	D	2017-03-20 13:13:35 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001700103 Filed Document 0001700103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:13:35 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
eEcosphere Inc. See All Filings	D/A	2017-03-20 13:08:51 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001584302 Filed Document 0001584302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 13:08:51 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WEATHERFORD MARINAS FUND I, LLC See All Filings	D/A	2017-03-20 12:59:30 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001693137 Filed Document 0001693137-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:59:30 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Canepa Short-Term High Yield Onshore Fund, LLC See All Filings	D/A	2017-03-20 12:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296577 Filed Document 0001192482-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:58:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOGGIN OVERSEAS FUND LTD See All Filings	D/A	2017-03-20 12:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001110449 Filed Document 0001110449-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Canepa Short-Term High Yield Offshore Fund, SPC See All Filings	D/A	2017-03-20 12:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296611 Filed Document 0001192482-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:55:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOGGIN WORLDWIDE DISTRESSED FUND LTD See All Filings	D/A	2017-03-20 12:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461331 Filed Document 0001461331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:53:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SCOGGIN WORLDWIDE DISTRESSED FUND LLC See All Filings	D/A	2017-03-20 12:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387807 Filed Document 0001387807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:49:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ACTUATE THERAPEUTICS, INC. See All Filings	D	2017-03-20 12:48:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652935 Filed Document 0001652935-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:48:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Plei, Inc. See All Filings	D	2017-03-20 12:45:26 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001700943 Filed Document 0001700943-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
SCOGGIN CAPITAL MANAGEMENT LLC See All Filings	D/A	2017-03-20 12:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050889 Filed Document 0001050889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
REMINGTON INVESTMENT STRATEGIES LP See All Filings	D/A	2017-03-20 12:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony Richard Buscemi, John B. Hardy III, John L. Youngblood, Jennifer Kelleher Tamis, Credit Suisse Securities (USA) LLC, Butler Capital Investments, LLC, Charles Leonard Moore, and ROBECO SECURITIES, L.L.C. FKA. Weiss Peck and Greer CIK Number 0001005192 Filed Document 0001005192-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCOGGIN CAPITAL MANAGEMENT II LLC See All Filings	D/A	2017-03-20 12:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130262 Filed Document 0001130262-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-03-20 12:35:09 UTC
Amount To Be Raised $1,622,426 Associated Brokers / Dealers Sean Devlin, Joe Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:35:09 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cardinal AlternativeFocus TT Emerging Markets Fund LP See All Filings	D/A	2017-03-20 12:30:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001619172 Filed Document 0000899140-17-000337 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:30:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Advisor Series - Strategic Commodities Fund Ltd. See All Filings	D/A	2017-03-20 12:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001470106 Filed Document 0000899140-17-000336 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Advisor Series - Strategic Commodities Fund LP See All Filings	D/A	2017-03-20 12:27:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001470105 Filed Document 0000899140-17-000335 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:27:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP See All Filings	D/A	2017-03-20 12:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001432636 Filed Document 0000899140-17-000334 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP See All Filings	D/A	2017-03-20 12:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001424905 Filed Document 0000899140-17-000333 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:25:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LTD See All Filings	D/A	2017-03-20 12:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001430481 Filed Document 0000899140-17-000332 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:24:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lookhu, Inc. See All Filings	D	2017-03-20 12:23:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001658858 Filed Document 0001683168-17-000612 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:23:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CARDINAL ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LP See All Filings	D/A	2017-03-20 12:21:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001430741 Filed Document 0000899140-17-000331 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:21:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal AlternativeFocus Owl Creek Asia II L.P. See All Filings	D/A	2017-03-20 12:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001525136 Filed Document 0000899140-17-000330 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal AlternativeFocus HBK Fund II L.P. See All Filings	D/A	2017-03-20 12:20:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001567960 Filed Document 0000899140-17-000329 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:20:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LTD See All Filings	D/A	2017-03-20 12:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001396358 Filed Document 0000899140-17-000328 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tokken, Inc. See All Filings	D	2017-03-20 12:05:56 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001671137 Filed Document 0001671137-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 12:05:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Freeport Apt Venture, LLC See All Filings	D	2017-03-20 11:49:58 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001701376 Filed Document 0001701376-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 11:49:58 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bivarus, Inc. See All Filings	D	2017-03-20 11:49:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001606253 Filed Document 0001606253-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-20 11:49:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ideal Power Inc. See All Filings	D	2017-03-20 11:48:53 UTC
Amount To Be Raised $15,030,664 Associated Brokers / Dealers National Securities Corporation CIK Number 0001507957 Filed Document 0001507957-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-20 11:48:53 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Exaptive, Inc. See All Filings	D	2017-03-20 11:34:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001567779 Filed Document 0001567779-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-20 11:34:44 UTC Type of Offering D Industry Computers Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Thermagenix, Inc. See All Filings	D	2017-03-20 11:22:38 UTC
Amount To Be Raised $2,200,020 Associated Brokers / Dealers N/A CIK Number 0001696443 Filed Document 0001696443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 11:22:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIDAL PETROLEUM INC See All Filings	D	2017-03-20 11:19:31 UTC
Amount To Be Raised $11,845,600 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 11:19:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
COLLABORATIVE CAPITAL, LLC See All Filings	D/A	2017-03-20 11:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112957 Filed Document 0001112957-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 11:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCA LMMI IV LLC See All Filings	D	2017-03-20 11:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701156 Filed Document 0001701156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 11:04:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H/2 Credit Partners Ltd. See All Filings	D/A	2017-03-20 10:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461027 Filed Document 0001461027-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:59:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Alternative Income Fund Ltd. See All Filings	D/A	2017-03-20 10:58:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637016 Filed Document 0001637016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:58:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LNG Europa Credit Fund Ltd See All Filings	D/A	2017-03-20 10:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Asset Management, LLC CIK Number 0001544637 Filed Document 0001544637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:56:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Alternative Income Fund, LLC See All Filings	D/A	2017-03-20 10:52:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463349 Filed Document 0001463349-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:52:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Income, L.P. See All Filings	D/A	2017-03-20 10:49:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001305560 Filed Document 0000902664-17-001678 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:49:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARD RATHMORE FUND, LTD. See All Filings	D/A	2017-03-20 10:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001438704 Filed Document 0000902664-17-001677 Exclusions or Exemptions 506b Accepted Date 2017-03-20 10:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund