Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Limelight Health, Inc. See All Filings	D	2017-07-20 19:36:52 UTC
Amount To Be Raised $7,601,331 Associated Brokers / Dealers N/A CIK Number 0001616491 Filed Document 0001616491-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:36:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst Cuisine, Inc. See All Filings	D	2017-07-20 19:17:00 UTC
Amount To Be Raised $149,999 Associated Brokers / Dealers N/A CIK Number 0001712464 Filed Document 0001712464-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:17:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ultivue, Inc. See All Filings	D	2017-07-20 19:06:09 UTC
Amount To Be Raised $13,999,997 Associated Brokers / Dealers N/A CIK Number 0001651511 Filed Document 0001651511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:06:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE JAY HEALTH SCIENCES FUND, L.P. See All Filings	D/A	2017-07-20 19:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001583750 Filed Document 0001209191-17-045859 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE JAY HEALTH SCIENCES FUND, LTD. See All Filings	D/A	2017-07-20 19:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc. CIK Number 0001583762 Filed Document 0001209191-17-045858 Exclusions or Exemptions 506b Accepted Date 2017-07-20 19:01:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCM ST, LLC See All Filings	D/A	2017-07-20 18:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706804 Filed Document 0001140361-17-028336 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:51:28 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STIRLING PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D/A	2017-07-20 18:49:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001346292 Filed Document 0000935836-17-000369 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:49:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snyder Small Cap Value Fund, L.P. See All Filings	D/A	2017-07-20 18:49:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543982 Filed Document 0000935836-17-000368 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:49:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucena Capital LLC See All Filings	D	2017-07-20 18:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712235 Filed Document 0001712235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:44:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THIRD POINT ULTRA LTD See All Filings	D/A	2017-07-20 18:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA and Raymond James & Associates, Inc. CIK Number 0001341762 Filed Document 0001341762-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:27:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Petro Waste Partners, LP See All Filings	D	2017-07-20 18:01:32 UTC
Amount To Be Raised $4,394,239 Associated Brokers / Dealers N/A CIK Number 0001547337 Filed Document 0001547337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 18:01:32 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
First Impression Iron Works, Inc. See All Filings	D	2017-07-20 17:49:08 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001712097 Filed Document 0001712097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:49:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
REVEL VENTURE FUND II, LP See All Filings	D/A	2017-07-20 17:47:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001680331 Filed Document 0001680331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pacific Grove Opportunities International I LP See All Filings	D	2017-07-20 17:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712447 Filed Document 0000935836-17-000365 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:36:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARITIME LITHOTRIPSY LLC See All Filings	D	2017-07-20 17:32:48 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001327633 Filed Document 0001327633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:32:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PICO CO-INVESTMENTS III-A, LLC See All Filings	D	2017-07-20 17:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712445 Filed Document 0001213900-17-007789 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PICO CO-INVESTMENTS III, LLC See All Filings	D	2017-07-20 17:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712423 Filed Document 0001213900-17-007786 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:28:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TN HoldCo, Inc. See All Filings	D	2017-07-20 17:21:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712373 Filed Document 0001712373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:21:19 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital RA Holdings Metric Fund LP See All Filings	D/A	2017-07-20 17:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649567 Filed Document 0001315863-17-000587 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:20:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steadview Capital Fund Ltd. See All Filings	D	2017-07-20 17:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711282 Filed Document 0000943663-17-000192 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:20:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamara Mellon Brand, Inc. See All Filings	D	2017-07-20 17:20:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001667716 Filed Document 0001667716-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:20:01 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEXEON MEDSYSTEMS INC See All Filings	D/A	2017-07-20 17:19:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001416172 Filed Document 0001076542-17-000062 Exclusions or Exemptions 506b Accepted Date 2017-07-20 17:19:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FX Aviation MRO Fund, LLC See All Filings	D	2017-07-20 16:59:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001712256 Filed Document 0001712256-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:59:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Denver MSA Multifamily II DST See All Filings	D	2017-07-20 16:58:43 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, and Concorde Investment Services LLC CIK Number 0001710485 Filed Document 0001703605-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:58:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ardmore Water's Edge, LLC See All Filings	D	2017-07-20 16:58:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001712470 Filed Document 0001712470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:58:27 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Primary Kids, Inc. See All Filings	D	2017-07-20 16:57:35 UTC
Amount To Be Raised $3,940,872 Associated Brokers / Dealers N/A CIK Number 0001654474 Filed Document 0001654474-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:57:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PEARL ENERGY INVESTMENTS II, L.P. See All Filings	D	2017-07-20 16:54:14 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001708247 Filed Document 0001708247-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:54:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Commerce Bank & Trust Holding Co See All Filings	D	2017-07-20 16:54:02 UTC
Amount To Be Raised $18,410,000 Associated Brokers / Dealers N/A CIK Number 0001496126 Filed Document 0001496126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:54:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
hc1.com Inc. See All Filings	D/A	2017-07-20 16:50:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001132442 Filed Document 0001132442-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:50:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Nxt-ID, Inc. See All Filings	D	2017-07-20 16:49:45 UTC
Amount To Be Raised $0 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001566826 Filed Document 0001213900-17-007772 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:49:45 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio III DST See All Filings	D/A	2017-07-20 16:44:36 UTC
Amount To Be Raised $20,001,613 Associated Brokers / Dealers Inland Securities Corporation, Thomas J. Ealy, Robert S. Smith, Christina S. Nielson, Silver Portal Capital LLC, Michele E. Tremblay, Jonathan A. Creighton, Paul B. Abbou, David K. Hays, David B. Levinson, James T. Walesa, Nathaniel M. Kuhn, Mark G. Kosanke, Kathleen M. Williams-Price, James C. Reed, Jason D. Stone, Edward J. Waldron III, Keith A. Vanhoy, Gary E. Conley, John L. Przybysz, Thomas G. Justice, Brandon M. Nelson, Jeremy P. Prickel, James M. Gambaccini, April D. Guinchard, John R. Marshall, Rollance A. Verkennis Jr., Brian E. Kampbell, Gary G. Benson, Terrence J. Scroggin, Brian C. Greenberg, Timothy R. Tehan, Evan B. Dickens, James S. Roof, Edward C. Rusnak, Ducan Eng, John E. Bishop, Ann H. Stewart, and James A. Parry Sr. CIK Number 0001702835 Filed Document 0001704610-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:44:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Wellfount, Corp See All Filings	D	2017-07-20 16:40:18 UTC
Amount To Be Raised $14,916,957 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:40:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Boomerang Finance, LLC See All Filings	D/A	2017-07-20 16:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712403 Filed Document 0001712403-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:40:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BioSig Technologies, Inc. See All Filings	D	2017-07-20 16:38:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001530766 Filed Document 0001185185-17-001572 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:38:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund II, L.P. See All Filings	D/A	2017-07-20 16:35:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476511 Filed Document 0001666726-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:35:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Self-Storage Portfolio IV DST See All Filings	D/A	2017-07-20 16:34:46 UTC
Amount To Be Raised $26,755,741 Associated Brokers / Dealers Inland Private Capital Corporation, Nathaniel M. Kuhn, Timothy L. Stauffer, Joseph G. Michaletz, Daniel P. Raupp, April D. Guinchard, Debra J. Schleining, Jason D. Stone, Peter Cherin, Jonathan R. Creighton, Gene A. Brehm, Jason M. Baker, Preston P. Morkis, Craig E. Fernsler, Joel F. Woods, Alan N. Lichtenstein, David A. Langan, Bruce C. Hatter, Jeffrey B. Baker, Robert S. Smith, Jeffrey A. Kiesnoski, Silver Portal Capital LLC, Gary L. Chapman, Willard B. Wellings, Juile L. Bradsher, Ann H. Stewart, and David P. Robinson CIK Number 0001704610 Filed Document 0001704610-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:34:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC See All Filings	D/A	2017-07-20 16:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001701877 Filed Document 0001701877-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pendo.io, Inc. See All Filings	D	2017-07-20 16:30:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001595931 Filed Document 0001595931-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:30:22 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund, L.P. See All Filings	D/A	2017-07-20 16:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001666726-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Global Residential Mortgage Opportunity Feeder Fund, Ltd. See All Filings	D/A	2017-07-20 16:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581279 Filed Document 0000905718-17-000714 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:27:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FC Languages Inc. See All Filings	D	2017-07-20 16:24:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001662263 Filed Document 0001662263-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:24:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Out Ranch, LP See All Filings	D/A	2017-07-20 16:23:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001712103 Filed Document 0001712103-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:23:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fireman Capital Partners III, L.P. See All Filings	D/A	2017-07-20 16:22:49 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Andre McClure and Michael Rose CIK Number 0001712061 Filed Document 0001144204-17-037506 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MML Private Placement Investment Co I, LLC See All Filings	D/A	2017-07-20 16:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701006 Filed Document 0001666726-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:20:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brighton Multifamily DST See All Filings	D/A	2017-07-20 16:18:23 UTC
Amount To Be Raised $24,099,126 Associated Brokers / Dealers Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, DFPG Investments, Inc, DFPG Investments, Inc, Woodbury Financial Services, Inc, 1st Global Capital Corporation, Concorde Investment Services, LLC, Independent Financial Group, Boustead Securities, LLC, Silver Portal Capital, LLC, Colorado Financial Service Corp, 1st Global Capital Corporation, 1st Global Capital Corporation, lndependent Financial Group, LLC, DFPG Investments, Inc, DFPG Investments, Inc, Concorde Investment Services, LLC, Silver Portal Capital LLC, 1st Global Capital Corporation, Independent Financial Group, LLC, 1st Global Capital Corporation, Woodbury Financial Services, Inc, 1st Global Capital Corporation, McDermott Investment Services, LLC, and FSC Securities Corporation CIK Number 0001693202 Filed Document 0001703605-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:18:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nacuity Pharmaceuticals, Inc. See All Filings	D/A	2017-07-20 16:17:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001690279 Filed Document 0001250853-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:17:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2017-07-20 16:15:46 UTC
Amount To Be Raised $4,136,862 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001683168-17-001820 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:15:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
SALI Multi-Series Fund VII, L.P. See All Filings	D/A	2017-07-20 16:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666726 Filed Document 0001666726-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Tiger LLC See All Filings	D	2017-07-20 16:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712449 Filed Document 0001712449-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:12:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dallas Multifamily DST See All Filings	D/A	2017-07-20 16:10:54 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, Concorde Investment Services LLC, Parkland Securities, Alex Filippini, DFPG Investments, Inc, H.D. Vest Investment Securities Inc, Sigma Financial Corporation, Silver Portal Capital, LLC, Concorde Investment Services, LLC, 1st Global Capital Corporation, lndependent Financial Group, LLC, lndependent Financial Group, LLC, lndependent Financial Group, LLC, Colorado Financial Service Corp, Ausdal Financial Partners, lnc., Triad Advisors, lnc., Questar Capital Corporation, 1st Global Capital Corporation, Concorde lnvestment Services, LLC, Centaurus Financial, lnc., Voya Financial Advisors, Commonwealth Financial Network, Commonwealth Financial Network, Colorado Financial Service Corp, Voya Financial Advisors, Centaurus Financial, Inc, Centaurus Financial, Inc, Voya Financial Advisors, WealthForge LLC, Emerson Equity LLC, JRL Capital Corporation, Emerson Equity LLC, 1st Global Capital Corporation, Questar Capital, and Triad Advisors, Inc CIK Number 0001698656 Filed Document 0001703605-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:10:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity