Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Complete Intelligence Technologies, Inc. See All Filings	D	2019-04-05 14:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772808 Filed Document 0001772808-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:26:35 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hadron Fund See All Filings	D/A	2019-04-05 14:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513386 Filed Document 0000902664-19-001788 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:21:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARA EXPLORATION LTD See All Filings	D	2019-04-05 14:20:13 UTC
Amount To Be Raised $1,158,973 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001357277 Filed Document 0001534122-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:20:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DK Distressed Opportunities Access LLC See All Filings	D/A	2019-04-05 14:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001727973 Filed Document 0001727973-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArrowMark Income Opportunity Fund QP, Ltd. See All Filings	D/A	2019-04-05 14:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655757 Filed Document 0001655757-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:17:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 112 See All Filings	D/A	2019-04-05 14:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., M Financial Securities Marketing, Inc., M Holdings Securities, Inc, and M Financial Securities Marketing, Inc CIK Number 0001602211 Filed Document 0001602211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Street Fund, LP See All Filings	D/A	2019-04-05 14:07:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462117 Filed Document 0001462117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:07:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B Capital Fund II, L.P. See All Filings	D	2019-04-05 13:58:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771843 Filed Document 0001771843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:58:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Capital Fund, LP See All Filings	D/A	2019-04-05 13:56:33 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757755 Filed Document 0001757755-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Goldman Sachs Private Middle Market Credit II LLC See All Filings	D	2019-04-05 13:53:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001772704 Filed Document 0001772704-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 13:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 132 See All Filings	D/A	2019-04-05 13:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc, M Holdings Securities, Inc, and M Financial Securities Marketing, Inc CIK Number 0001648220 Filed Document 0001648220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIRCO Seniors Housing Fund, LP See All Filings	D/A	2019-04-05 13:37:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700348 Filed Document 0001700348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:37:34 UTC Type of Offering D/A Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RCP-DR2, LLC See All Filings	D	2019-04-05 13:34:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772465 Filed Document 0001772465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:34:40 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Lorient Healthcare Fund, LP See All Filings	D/A	2019-04-05 13:32:06 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001715247 Filed Document 0001715247-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETIP INC. See All Filings	D	2019-04-05 13:23:41 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001772262 Filed Document 0001772262-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:23:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Visibly, Inc. See All Filings	D	2019-04-05 13:22:50 UTC
Amount To Be Raised $6,234,995 Associated Brokers / Dealers N/A CIK Number 0001626434 Filed Document 0000897069-19-000207 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:22:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Cholla Hills Holdings, LLC See All Filings	D	2019-04-05 13:20:55 UTC
Amount To Be Raised $7,850,000 Associated Brokers / Dealers Emerson Equity CIK Number 0001771332 Filed Document 0001771332-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 13:20:55 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NO Fund I, a series of RLabs Master, LP See All Filings	D	2019-04-05 13:20:42 UTC
Amount To Be Raised $88,500 Associated Brokers / Dealers N/A CIK Number 0001772982 Filed Document 0001772982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:20:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE Michigan Impact Fund, Limited Partnership See All Filings	D/A	2019-04-05 13:19:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001721607 Filed Document 0000905729-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:19:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Smule, Inc. See All Filings	D/A	2019-04-05 13:17:58 UTC
Amount To Be Raised $55,500,000 Associated Brokers / Dealers N/A CIK Number 0001441408 Filed Document 0001441408-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:17:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carderock Builder Capital II, LLC See All Filings	D	2019-04-05 13:17:51 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001771915 Filed Document 0001771915-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:17:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Ag, LLC See All Filings	D	2019-04-05 13:16:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650867 Filed Document 0001650867-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:16:40 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Nimbix, Inc. See All Filings	D	2019-04-05 13:07:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556614 Filed Document 0001556614-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:07:47 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2019-04-05 13:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ludlow Ventures Detroit II-A LP See All Filings	D	2019-04-05 12:54:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001767793 Filed Document 0001767793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:54:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP Parent, L.L.C. See All Filings	D	2019-04-05 12:51:32 UTC
Amount To Be Raised $14,330,000 Associated Brokers / Dealers N/A CIK Number 0001772063 Filed Document 0001567619-19-008473 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:51:32 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
KAE Holdings Inc. See All Filings	D	2019-04-05 12:50:40 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001724975 Filed Document 0001731122-19-000176 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:50:40 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOOM TREE FUND QP, LP See All Filings	D/A	2019-04-05 12:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and J.P. Morgan Securities LLC CIK Number 0001588541 Filed Document 0000919574-19-002748 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:50:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitefort Capital Master Fund, LP See All Filings	D/A	2019-04-05 12:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704387 Filed Document 0001013594-19-000322 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swoon City Music LLC See All Filings	C/A	2019-04-05 12:49:23 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001673927 Filed Document 0001669191-19-000112 Accepted Date 2019-04-05 12:49:23 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
Whitefort Capital Offshore Fund, Ltd. See All Filings	D/A	2019-04-05 12:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703067 Filed Document 0001013594-19-000321 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:49:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Zipnosis, Inc. See All Filings	D	2019-04-05 12:48:40 UTC
Amount To Be Raised $3,050,009 Associated Brokers / Dealers N/A CIK Number 0001486551 Filed Document 0001209191-19-023779 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:48:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EdConnective See All Filings	D	2019-04-05 12:47:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772905 Filed Document 0001772905-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:47:14 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Whitefort Capital Fund, LP See All Filings	D/A	2019-04-05 12:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702735 Filed Document 0001013594-19-000320 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:46:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2019-04-05 12:46:16 UTC
Amount To Be Raised $2,465,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:46:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Golden Arrow Resources Corp See All Filings	D/A	2019-04-05 12:44:22 UTC
Amount To Be Raised $5,915,994 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD. CIK Number 0001403870 Filed Document 0001403870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:44:22 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Bloom Tree Fund, LP See All Filings	D/A	2019-04-05 12:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads CIK Number 0001435273 Filed Document 0000919574-19-002746 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:43:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RazMar Bluestone Fund, LP See All Filings	D	2019-04-05 12:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772131 Filed Document 0001772131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:42:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Beauty Investors I, L.L.C. See All Filings	D/A	2019-04-05 12:41:11 UTC
Amount To Be Raised $101,558,015 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001759385 Filed Document 0001567619-19-008471 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:41:11 UTC Type of Offering D/A Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Mendon Capital QP Ltd. See All Filings	D/A	2019-04-05 12:39:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639145 Filed Document 0001639145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:39:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liine, LLC See All Filings	D/A	2019-04-05 12:39:11 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001766084 Filed Document 0001766084-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:39:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ariel International DM/EM LLC See All Filings	D/A	2019-04-05 12:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703033 Filed Document 0001703033-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 12:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Panama City 20 LLC See All Filings	D	2019-04-05 12:37:51 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001772888 Filed Document 0001772888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:37:51 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WE-INNVENTURE, LLC See All Filings	D	2019-04-05 12:35:49 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers GREAT POINT CAPITAL LLC CIK Number 0001772241 Filed Document 0001772241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:35:49 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2019-04-05 12:32:11 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:32:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Call2test, LLC See All Filings	D	2019-04-05 12:30:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772136 Filed Document 0001772136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:30:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Cove Atlanta Medical DST See All Filings	D	2019-04-05 12:26:28 UTC
Amount To Be Raised $6,280,851 Associated Brokers / Dealers Wealth Forge Securities, LLC CIK Number 0001772164 Filed Document 0001772164-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 12:26:28 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Kotak India Advantage Fund -III See All Filings	D/A	2019-04-05 12:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001736270 Filed Document 0001736270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:26:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINSTON HEDGED EQUITY FUND LTD See All Filings	D/A	2019-04-05 12:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0001097940 Filed Document 0000919574-19-002744 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Workspot, Inc. See All Filings	D	2019-04-05 12:23:05 UTC
Amount To Be Raised $19,019,175 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:23:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity