Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cedar Street Offshore Fund, Ltd. See All Filings	D/A	2019-04-05 15:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462116 Filed Document 0001462116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Portfolio, Ltd. See All Filings	D/A	2019-04-05 15:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001639044 Filed Document 0001639044-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:34:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LLC See All Filings	D/A	2019-04-05 15:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001541381 Filed Document 0001541381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANTA FE FARMS, LLC See All Filings	D	2019-04-05 15:32:32 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001772958 Filed Document 0001772958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:32:32 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Private Liquidity Fund, LLC See All Filings	D/A	2019-04-05 15:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001321974 Filed Document 0001321974-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArrowMark Income Opportunity Fund, Ltd. See All Filings	D/A	2019-04-05 15:27:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521757 Filed Document 0001468153-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Opportunistic Structured Securities Portfolio, Ltd. See All Filings	D/A	2019-04-05 15:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001639045 Filed Document 0001639045-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET MACRO OPPORTUNITIES PORTFOLIO, L.L.C. See All Filings	D/A	2019-04-05 15:27:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001566037 Filed Document 0001566037-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:27:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Direct Feeder Fund (Offshore), Ltd. See All Filings	D/A	2019-04-05 15:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001581221 Filed Document 0001581221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:23:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2019-04-05 15:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001410966 Filed Document 0001410966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Direct Feeder Fund, L.L.C. See All Filings	D/A	2019-04-05 15:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001578783 Filed Document 0001578783-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2019-04-05 15:21:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:21:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Macro Opportunities Alternatives Fund, Ltd. See All Filings	D/A	2019-04-05 15:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001619064 Filed Document 0001619064-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osiris Media Corp See All Filings	C	2019-04-05 15:18:08 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $750,000 CIK Number 0001769284 Filed Document 0001769284-19-000001 Accepted Date 2019-04-05 15:18:08 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State DISTRICT OF COLUMBIA
Western Asset India Bond Fund, L.L.C. See All Filings	D/A	2019-04-05 15:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001634331 Filed Document 0001634331-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:17:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArrowMark Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2019-04-05 15:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:17:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Opportunistic Extended Duration Portfolio, L.L.C. See All Filings	D/A	2019-04-05 15:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001696736 Filed Document 0001696736-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:17:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2019-04-05 15:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Global Multi-Asset Portfolio, LLC See All Filings	D/A	2019-04-05 15:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573687 Filed Document 0001424427-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:16:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Government Cash Management Portfolio, L.L.C. See All Filings	D/A	2019-04-05 15:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001738316 Filed Document 0001738316-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:15:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBVIOUS VENTURES III, L.P. See All Filings	D	2019-04-05 15:15:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772693 Filed Document 0001772693-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:15:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Global Sovereign(Q) Fixed Income, Ltd. See All Filings	D/A	2019-04-05 15:12:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001473130 Filed Document 0001473130-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:12:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Global Sovereign Fixed Income, Ltd. See All Filings	D/A	2019-04-05 15:11:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001473129 Filed Document 0001473129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:11:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET GLOBAL REAL BOND FUND, LTD. See All Filings	D/A	2019-04-05 15:09:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001527770 Filed Document 0001527770-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:09:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET OPPORTUNISTIC ASIAN SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2019-04-05 15:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001388918 Filed Document 0001388918-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:07:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2019-04-05 15:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Street Senior Credit Partners II, L.P. See All Filings	D/A	2019-04-05 15:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001760187 Filed Document 0001772704-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-05 15:05:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET GLOBAL MULTI-SECTOR, L.L.C. See All Filings	D/A	2019-04-05 15:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001410356 Filed Document 0001410356-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:02:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, L.L.C. See All Filings	D/A	2019-04-05 15:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001385121 Filed Document 0001385121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 15:01:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, LTD. See All Filings	D/A	2019-04-05 14:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001385122 Filed Document 0001385122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:57:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pison Technology, Inc. See All Filings	D	2019-04-05 14:57:13 UTC
Amount To Be Raised $3,725,407 Associated Brokers / Dealers N/A CIK Number 0001772585 Filed Document 0001567619-19-008477 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:57:13 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET EMERGING MARKETS CORPORATE CREDIT PORTFOLIO, L.L.C. See All Filings	D/A	2019-04-05 14:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001427671 Filed Document 0001427671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sleepless Musical, LLC See All Filings	C/A	2019-04-05 14:54:56 UTC
Financial Interest None Filing Platform MicroVenture Marketplace Inc. Offering Amount $107,000 CIK Number 0001769004 Filed Document 0001769004-19-000004 Accepted Date 2019-04-05 14:54:56 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Western Asset Credit Opportunities Portfolio, L.L.C. See All Filings	D/A	2019-04-05 14:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001416120 Filed Document 0001416120-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:53:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northpass, Inc. See All Filings	D	2019-04-05 14:53:52 UTC
Amount To Be Raised $11,999,851 Associated Brokers / Dealers N/A CIK Number 0001772501 Filed Document 0001772501-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:53:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Brazil Bond Master Fund, Ltd. See All Filings	D/A	2019-04-05 14:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001673864 Filed Document 0001673864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:51:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2019-04-05 14:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Global Absolute Alpha Co See All Filings	D/A	2019-04-05 14:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001424427 Filed Document 0001424427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:50:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Angeles Crest Opportunity Fund, L.L.C. See All Filings	D/A	2019-04-05 14:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001759251 Filed Document 0001759251-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:50:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KI Destin Investors, LLC See All Filings	D	2019-04-05 14:49:41 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001772983 Filed Document 0001772983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:49:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 185 See All Filings	D/A	2019-04-05 14:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001725707 Filed Document 0001725707-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:49:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Multi-Asset Credit Portfolio, L.L.C. See All Filings	D/A	2019-04-05 14:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001549304 Filed Document 0001549304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:48:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuX Technologies, Inc. See All Filings	D	2019-04-05 14:48:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001694932 Filed Document 0001694932-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:48:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Angeles Crest Opportunity Fund, Ltd. See All Filings	D/A	2019-04-05 14:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001759250 Filed Document 0001759250-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Mortgage Opportunity Fund, L.P. See All Filings	D/A	2019-04-05 14:45:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001672710 Filed Document 0001672710-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:45:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lili Financial Services Inc. See All Filings	D	2019-04-05 14:43:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001772346 Filed Document 0001772346-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 14:43:51 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2019-04-05 14:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:43:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FDC Investment Partners V, LLC See All Filings	D/A	2019-04-05 14:42:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690898 Filed Document 0001690898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:42:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FDC Investment Partners IV, LLC See All Filings	D/A	2019-04-05 14:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638000 Filed Document 0001638000-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:40:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET MORTGAGE BACKED SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2019-04-05 14:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001459359 Filed Document 0001459359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 14:40:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund