|
|
D |
2017-05-02 14:03:39 UTC |
- Amount To Be Raised
- $104,586
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541190
- Filed Document
- 0001183740-17-000075
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 14:03:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 14:02:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- John J. Hock
- CIK Number
- 0001606687
- Filed Document
- 0001013594-17-000366
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 14:02:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-02 13:59:45 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607589
- Filed Document
- 0001607589-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:59:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 13:59:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001519862
- Filed Document
- 0001519862-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:59:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-02 13:26:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001705253
- Filed Document
- 0001705253-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:26:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-02 13:24:43 UTC |
- Amount To Be Raised
- $2,766,393
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618397
- Filed Document
- 0001117480-17-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:24:43 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 13:17:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Richard R. Felker JR, Todd Lashway, and Alexander W. Duff
- CIK Number
- 0001456148
- Filed Document
- 0001595010-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:17:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-02 13:10:33 UTC |
- Amount To Be Raised
- $4,924,000
- Associated Brokers / Dealers
- Elizabeth Learned Friant
- CIK Number
- 0001696878
- Filed Document
- 0001696878-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:10:33 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-05-02 13:07:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001705256
- Filed Document
- 0001705256-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:07:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-02 13:05:14 UTC |
- Amount To Be Raised
- $23,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704585
- Filed Document
- 0001015325-17-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:05:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-02 13:04:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705345
- Filed Document
- 0001705345-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:04:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-02 13:00:08 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001138474
- Filed Document
- 0000935836-17-000225
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 13:00:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-02 12:56:48 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- Enclude Capital Advisory UK Ltd. and Crito Capital, LLC
- CIK Number
- 0001595010
- Filed Document
- 0001595010-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:56:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-02 12:53:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673777
- Filed Document
- 0001673777-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:53:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-02 12:52:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Capital Growth Securities LLC
- CIK Number
- 0001639245
- Filed Document
- 0001639245-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:52:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-02 12:52:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001704306
- Filed Document
- 0001704306-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:52:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-02 12:46:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001704307
- Filed Document
- 0001704307-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:46:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-02 12:41:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Donough P. McDonough, Charles F. Gulden, Christopher Lineberger, Joseph Pellicane, and OPPENHEIMER & CO. INC.
- CIK Number
- 0001555766
- Filed Document
- 0000919574-17-003713
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:41:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:39:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Donough P. McDonough, Charles F. Gulden, Christopher Lineberger, Joseph Pellicane, and OPPENHEIMER & CO. INC.
- CIK Number
- 0001575813
- Filed Document
- 0000919574-17-003711
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:39:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:38:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001054140
- Filed Document
- 0001054140-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:38:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-02 12:35:19 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705457
- Filed Document
- 0001705457-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:35:19 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:33:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683708
- Filed Document
- 0000905718-17-000526
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:33:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:29:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480957
- Filed Document
- 0000905718-17-000525
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:29:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:26:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001397578
- Filed Document
- 0000905718-17-000524
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:26:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:23:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ronald J. Bucci
- CIK Number
- 0001672625
- Filed Document
- 0001140361-17-017804
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:23:22 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:21:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385336
- Filed Document
- 0000905718-17-000523
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:21:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:14:05 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682992
- Filed Document
- 0001682992-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:14:05 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:13:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001392302
- Filed Document
- 0001392302-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:13:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:04:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606565
- Filed Document
- 0001606565-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:04:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-02 12:04:11 UTC |
- Amount To Be Raised
- $5,855,447
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675633
- Filed Document
- 0001675633-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:04:11 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 12:03:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001308887
- Filed Document
- 0000905718-17-000522
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 12:03:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-02 11:55:19 UTC |
- Amount To Be Raised
- $5,855,447
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675789
- Filed Document
- 0001675789-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:55:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:53:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001140575
- Filed Document
- 0000905718-17-000521
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:53:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:49:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000919124
- Filed Document
- 0000905718-17-000520
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:49:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-02 11:45:44 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701587
- Filed Document
- 0000897069-17-000257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:45:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-02 11:45:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463824
- Filed Document
- 0001463824-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:45:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-02 11:44:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683544
- Filed Document
- 0000905718-17-000519
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:44:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-02 11:44:27 UTC |
- Amount To Be Raised
- $5,750,000
- Associated Brokers / Dealers
- Cedar Point Capital, LLC
- CIK Number
- 0001603454
- Filed Document
- 0001209191-17-029082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:44:27 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-05-02 11:40:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683608
- Filed Document
- 0000905718-17-000518
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:40:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:35:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683709
- Filed Document
- 0000905718-17-000517
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:35:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-02 11:33:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705007
- Filed Document
- 0001705007-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:33:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-02 11:30:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683710
- Filed Document
- 0000905718-17-000516
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:30:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:29:42 UTC |
- Amount To Be Raised
- $9,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577213
- Filed Document
- 0001577213-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:29:42 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:24:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683711
- Filed Document
- 0000905718-17-000515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:24:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:20:51 UTC |
- Amount To Be Raised
- $1,595,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703332
- Filed Document
- 0001703332-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:20:51 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:08:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001323448
- Filed Document
- 0000919574-17-003709
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:08:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:07:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001161897
- Filed Document
- 0000919574-17-003707
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:07:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:05:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Alternative Asset Investment Management Securities, LLC, York Stockbrokers, Inc., Charles Jordan & Co., LLC, and Seedchange Execution Services Inc.
- CIK Number
- 0001553129
- Filed Document
- 0001013594-17-000365
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:05:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:05:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001426515
- Filed Document
- 0000919574-17-003705
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:05:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-02 11:03:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001270283
- Filed Document
- 0000919574-17-003703
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-02 11:03:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|