|
|
D |
2019-05-13 17:27:16 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673137
- Filed Document
- 0001673137-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:27:16 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:25:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH
- CIK Number
- 0001775444
- Filed Document
- 0001775444-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:25:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-13 17:23:18 UTC |
- Amount To Be Raised
- $22,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775255
- Filed Document
- 0001567619-19-010629
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:23:18 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:22:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH
- CIK Number
- 0001775443
- Filed Document
- 0001775443-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:22:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2019-05-13 17:20:03 UTC |
- Financial Interest
- There is no other financial interest held by the intermediary.
- Filing Platform
- Buy The Block
- Offering Amount
- CIK Number
- 0001772897
- Filed Document
- 0001772897-19-000001
- Accepted Date
- 2019-05-13 17:20:03 UTC
- Type of Offering
- C
- Security Offered Amount
- 1,070
- Security Offered Type
- Common Stock
- State
- ILLINOIS
|
|
|
D/A |
2019-05-13 17:18:32 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761311
- Filed Document
- 0001761311-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:18:32 UTC
- Type of Offering
- D/A
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:17:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776118
- Filed Document
- 0001776118-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:17:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:16:12 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776310
- Filed Document
- 0001776310-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:16:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:14:12 UTC |
- Amount To Be Raised
- $835,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776672
- Filed Document
- 0001776672-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:14:12 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:13:45 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776315
- Filed Document
- 0001776315-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:13:45 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:13:44 UTC |
- Amount To Be Raised
- $13,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001774404
- Filed Document
- 0001774404-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:13:44 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:07:35 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776548
- Filed Document
- 0001078782-19-000418
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:07:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:06:16 UTC |
- Amount To Be Raised
- $31,453,687
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763670
- Filed Document
- 0001763670-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:06:16 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 17:05:21 UTC |
- Amount To Be Raised
- $66,230,446
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, DEBORAH ANN STACKPOLE, MATTHEW J NIELSEN, and EDWARD PIUS KASPERAVICH
- CIK Number
- 0001776277
- Filed Document
- 0001776277-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:05:21 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-05-13 17:02:34 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776680
- Filed Document
- 0001776680-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:02:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2019-05-13 17:02:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776444
- Filed Document
- 0000919574-19-003299
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:02:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-13 17:01:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001764096
- Filed Document
- 0001764096-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 17:01:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-13 16:59:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776307
- Filed Document
- 0000919574-19-003297
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:59:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-13 16:57:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Capital Group, LLC
- CIK Number
- 0001772481
- Filed Document
- 0001772481-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:57:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:55:59 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000931059
- Filed Document
- 0001493152-19-006936
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:55:59 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-05-13 16:54:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776372
- Filed Document
- 0000919574-19-003295
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:54:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:52:43 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000931059
- Filed Document
- 0001493152-19-006933
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:52:43 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-05-13 16:48:02 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730287
- Filed Document
- 0001730287-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:48:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-05-13 16:45:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773664
- Filed Document
- 0001773664-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:45:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-13 16:42:28 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599117
- Filed Document
- 0001599117-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:42:28 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:39:39 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776173
- Filed Document
- 0001776173-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:39:39 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-05-13 16:38:22 UTC |
- Amount To Be Raised
- $58,300
- Associated Brokers / Dealers
- North Capital Private Securities Corp
- CIK Number
- 0001774547
- Filed Document
- 0001774547-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-05-13 16:38:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-13 16:34:42 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730287
- Filed Document
- 0001730287-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:34:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-05-13 16:29:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776037
- Filed Document
- 0000919574-19-003290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:29:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:27:16 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768238
- Filed Document
- 0001768238-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:27:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:25:17 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436117
- Filed Document
- 0001436117-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:25:17 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:23:33 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775559
- Filed Document
- 0001775559-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:23:33 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:20:56 UTC |
- Amount To Be Raised
- $142,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001774575
- Filed Document
- 0001774575-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:20:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:18:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775961
- Filed Document
- 0000919574-19-003287
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:18:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:17:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776497
- Filed Document
- 0000919574-19-003286
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:17:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:16:27 UTC |
- Amount To Be Raised
- $21,300,000
- Associated Brokers / Dealers
- Canaccord Genuity LLC
- CIK Number
- 0001604627
- Filed Document
- 0001144204-19-025626
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:16:27 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
City National Rochdale Structured Claims Fixed Income Fund LLC
See All Filings
|
D/A |
2019-05-13 16:09:28 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477289
- Filed Document
- 0001566114-19-000069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:09:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
City National Rochdale High Yield Alternative Strategies Fund TEI LLC
See All Filings
|
D/A |
2019-05-13 16:07:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- RIM Securities LLC
- CIK Number
- 0001377955
- Filed Document
- 0001566114-19-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:07:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-13 16:06:52 UTC |
- Amount To Be Raised
- $23,952,152
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652935
- Filed Document
- 0001652935-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:06:52 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 16:06:23 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776645
- Filed Document
- 0001776645-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:06:23 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
City National Rochdale High Yield Alternative Strategies Fund LLC
See All Filings
|
D/A |
2019-05-13 16:05:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- RIM Securities LLC
- CIK Number
- 0001377954
- Filed Document
- 0001566114-19-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 16:05:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-13 15:57:17 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715512
- Filed Document
- 0001715512-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 15:57:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-05-13 15:54:59 UTC |
- Amount To Be Raised
- $205,150
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001112578
- Filed Document
- 0001112578-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 15:54:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2019-05-13 15:48:09 UTC |
- Amount To Be Raised
- $700,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001317484
- Filed Document
- 0001317484-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 15:48:09 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-13 15:47:47 UTC |
- Amount To Be Raised
- $5,320,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776573
- Filed Document
- 0001776573-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 15:47:47 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-05-13 15:47:28 UTC |
- Amount To Be Raised
- $4,515,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775328
- Filed Document
- 0001775328-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 15:47:28 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2019-05-13 15:45:54 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001774779
- Filed Document
- 0001665160-19-000653
- Accepted Date
- 2019-05-13 15:45:54 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 10,000
- Security Offered Type
- Common Stock
- State
- DISTRICT OF COLUMBIA
|
|
|
D |
2019-05-13 15:30:35 UTC |
- Amount To Be Raised
- $1,090,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776237
- Filed Document
- 0001461373-19-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 15:30:35 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-13 15:30:12 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765777
- Filed Document
- 0001765777-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 15:30:12 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-05-13 15:26:26 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775744
- Filed Document
- 0001615594-19-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-13 15:26:26 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|