Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Multi-Strategy Portfolio Lightning, LLC See All Filings	D/A	2019-05-14 11:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001576354 Filed Document 0001773769-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-14 11:12:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECHO CHEMICAL EXCHANGE INC See All Filings	D/A	2019-05-14 11:06:16 UTC
Amount To Be Raised $1,103,640 Associated Brokers / Dealers N/A CIK Number 0001742483 Filed Document 0001742483-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 11:06:16 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital International Investments L.P. See All Filings	D/A	2019-05-14 11:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606629 Filed Document 0001606629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 11:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirae Asset Properties I, DST See All Filings	D	2019-05-14 10:52:07 UTC
Amount To Be Raised $34,652,399 Associated Brokers / Dealers N/A CIK Number 0001776601 Filed Document 0001776601-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:52:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VITANOVA BIOMEDICAL, INC. See All Filings	D	2019-05-14 10:50:40 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001776700 Filed Document 0001776700-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:50:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Kinetic Pressure Control Ltd See All Filings	D	2019-05-14 10:48:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677588 Filed Document 0001677588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:48:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital India Fund QP See All Filings	D/A	2019-05-14 10:46:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643059 Filed Document 0001643059-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:46:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angara River Partners LLC See All Filings	D	2019-05-14 10:46:20 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001776642 Filed Document 0001776642-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:46:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
HSRE-Osborn Core Fund Co-Investment, LP See All Filings	D	2019-05-14 10:44:40 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001776011 Filed Document 0001776011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:44:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Terra Secured Income Fund 7, LLC See All Filings	D	2019-05-14 10:35:38 UTC
Amount To Be Raised $69,226,625 Associated Brokers / Dealers Terra Capital Markets, LLC CIK Number 0001677186 Filed Document 0001677186-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:35:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sharebite, Inc. See All Filings	D	2019-05-14 10:32:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers JonesTrading Institutional Services LLC CIK Number 0001711040 Filed Document 0001711040-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-05-14 10:32:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MUTUALINK INC See All Filings	D	2019-05-14 10:20:46 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001447606 Filed Document 0001447606-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:20:46 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Enduvo, Inc. See All Filings	D/A	2019-05-14 10:05:53 UTC
Amount To Be Raised $1,255,000 Associated Brokers / Dealers N/A CIK Number 0001728944 Filed Document 0001728944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:05:53 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ORTHOSENSOR, INC See All Filings	D	2019-05-14 10:02:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-19-000260 Exclusions or Exemptions 506b Accepted Date 2019-05-14 10:02:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Hatch Holdings LLC See All Filings	D	2019-05-14 09:55:18 UTC
Amount To Be Raised $5,163,454 Associated Brokers / Dealers N/A CIK Number 0001712789 Filed Document 0001712789-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 09:55:18 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Preservation Group LLC See All Filings	D	2019-05-14 09:35:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CORPORATE FINANCE SECURITIES, INC. CIK Number 0001727887 Filed Document 0001727887-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 09:35:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
RPC 1899 McKinney Partners, LLC See All Filings	D	2019-05-14 09:14:57 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001768590 Filed Document 0001768590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 09:14:57 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ark Global Emerging Companies, LP See All Filings	D/A	2019-05-14 09:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726104 Filed Document 0001726104-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 09:11:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sarasota 101 LLC See All Filings	D/A	2019-05-14 08:52:42 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001775322 Filed Document 0001775322-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-14 08:52:42 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
UMBRA Technologies (US) Inc. See All Filings	1-A/A	2019-05-14 08:37:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001742808 Filed Document 0001742808-19-000003 Accepted Date 2019-05-14 08:37:35 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business RHODE ISLAND Revenue or Assets $540,333 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
EMERALD GATE EQUITIES PORTFOLIO, LP See All Filings	D	2019-05-14 07:51:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776083 Filed Document 0001776083-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 07:51:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hyperloop Technologies, Inc. See All Filings	D	2019-05-13 21:52:11 UTC
Amount To Be Raised $224,726,737 Associated Brokers / Dealers N/A CIK Number 0001634332 Filed Document 0001634332-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-05-13 21:52:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEA CREST MASTER FUND Ltd See All Filings	D/A	2019-05-13 21:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647767 Filed Document 0001647767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 21:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zaahh, Inc. See All Filings	D	2019-05-13 21:44:25 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001770329 Filed Document 0001770329-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 21:44:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MW SAGE FUND 1 LLC See All Filings	D	2019-05-13 21:28:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001775237 Filed Document 0001775237-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 21:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AGM Capital Fund II, LLC See All Filings	D	2019-05-13 21:06:31 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001776558 Filed Document 0001776558-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-13 21:06:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Unravel Data Systems, Inc. See All Filings	D	2019-05-13 20:54:29 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001603418 Filed Document 0001603418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 20:54:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nelson's Green Brier Distillery, LLC See All Filings	D	2019-05-13 20:41:01 UTC
Amount To Be Raised $20,004,158 Associated Brokers / Dealers Stephens Inc. CIK Number 0001494909 Filed Document 0001144204-19-025720 Exclusions or Exemptions 506b Accepted Date 2019-05-13 20:41:01 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MEALTHY, INC. See All Filings	C	2019-05-13 20:12:08 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001769210 Filed Document 0001769210-19-000001 Accepted Date 2019-05-13 20:12:08 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State TEXAS
DRS Funding Company, LLC See All Filings	D	2019-05-13 19:52:05 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001774853 Filed Document 0001774853-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-13 19:52:05 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swca109, a trust series of Roofstock One Trust See All Filings	D	2019-05-13 19:50:08 UTC
Amount To Be Raised $69,010 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001774452 Filed Document 0001776550-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-05-13 19:50:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expanesthetics, Inc See All Filings	D	2019-05-13 19:44:47 UTC
Amount To Be Raised $500,100 Associated Brokers / Dealers n/a CIK Number 0001716170 Filed Document 0001716170-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-05-13 19:44:47 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
INVESTX SERIES G-4A LIMITED PARTNERSHIP See All Filings	D	2019-05-13 19:44:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001770766 Filed Document 0001770766-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-13 19:44:34 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Reneo Pharmaceuticals, Inc. See All Filings	D	2019-05-13 19:39:12 UTC
Amount To Be Raised $25,000,002 Associated Brokers / Dealers N/A CIK Number 0001637715 Filed Document 0001645182-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 19:39:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE-BROWN ABBOTT FUNDS P.L.C ASIA EX-JAPAN FUND See All Filings	D/A	2019-05-13 19:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705988 Filed Document 0001705988-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 19:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saca852, a trust series of Roofstock One Trust See All Filings	D	2019-05-13 19:29:05 UTC
Amount To Be Raised $68,500 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001774449 Filed Document 0001776550-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-05-13 19:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 227 See All Filings	D	2019-05-13 19:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kestra Investment Services, LLC CIK Number 0001775201 Filed Document 0001775201-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 19:20:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stte221, a trust series of Roofstock One Trust See All Filings	D	2019-05-13 19:13:34 UTC
Amount To Be Raised $75,400 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001776550 Filed Document 0001776550-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-13 19:13:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trulla, LLC See All Filings	D	2019-05-13 19:08:57 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001775663 Filed Document 0001775663-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 19:08:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SSI Fund 2018 B LP See All Filings	D	2019-05-13 18:58:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001773789 Filed Document 0001773789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 18:58:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Slingshot Power PBC See All Filings	D	2019-05-13 18:33:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001776560 Filed Document 0001776560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 18:33:03 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regulus Therapeutics Inc. See All Filings	D	2019-05-13 18:31:33 UTC
Amount To Be Raised $79,343,959 Associated Brokers / Dealers H.C. Wainwright Co. CIK Number 0001505512 Filed Document 0001169987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 18:31:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WHGR2 LLC See All Filings	D	2019-05-13 18:10:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776465 Filed Document 0001776465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 18:10:08 UTC Type of Offering D Industry Restaurants Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Little Dancer Broadway Ltd Liability Co See All Filings	D/A	2019-05-13 18:02:35 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001746750 Filed Document 0001746750-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 18:02:35 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
NewRoad Fund III, L.P. See All Filings	D/A	2019-05-13 17:59:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756431 Filed Document 0001567619-19-010642 Exclusions or Exemptions 506b Accepted Date 2019-05-13 17:59:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Takes a Village 1 Corp See All Filings	C/A	2019-05-13 17:48:34 UTC
Financial Interest There is no other financial interest held by the intermediary. Filing Platform Buy The Block Offering Amount CIK Number 0001772897 Filed Document 0001772897-19-000002 Accepted Date 2019-05-13 17:48:34 UTC Type of Offering C/A Security Offered Amount 1,070 Security Offered Type Common Stock State ILLINOIS
BlackPoint Multi-Series Fund, LLC, Series C See All Filings	D/A	2019-05-13 17:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Capital Advisors Group, LLC CIK Number 0001772406 Filed Document 0001772481-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-13 17:44:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
W.E. Equity Associates, LLC See All Filings	D	2019-05-13 17:43:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776602 Filed Document 0001776602-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 17:43:56 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KinDex Pharmaceuticals, Inc. See All Filings	D	2019-05-13 17:41:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001602462 Filed Document 0001602462-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 17:41:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BlackPoint Multi-Series Fund, LLC, Series A See All Filings	D/A	2019-05-13 17:38:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Cpaital Advisors Group, LLC CIK Number 0001772473 Filed Document 0001772481-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-13 17:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund