Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 14:59:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001605628 Filed Document 0001605628-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:59:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
OCX Group Inc. See All Filings	D	2019-05-16 14:58:33 UTC
Amount To Be Raised $10,175,002 Associated Brokers / Dealers N/A CIK Number 0001776556 Filed Document 0001776556-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:58:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Access Ltd See All Filings	D/A	2019-05-16 14:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001402382 Filed Document 0001548578-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 14:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001605628 Filed Document 0001537090-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:57:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
LAUNDRY 2.0, LLC See All Filings	D	2019-05-16 14:56:57 UTC
Amount To Be Raised $1,050,084 Associated Brokers / Dealers N/A CIK Number 0001644552 Filed Document 0001644552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:56:57 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HNW PPVUL Series Account - 1 See All Filings	D/A	2019-05-16 14:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001537090 Filed Document 0001537090-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:54:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Vivos Therapeutics, Inc. See All Filings	D	2019-05-16 14:39:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001716166 Filed Document 0001465818-19-000027 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:39:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Arcus Japan Value Fund See All Filings	D/A	2019-05-16 14:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616893 Filed Document 0000919574-19-003757 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
P5 Systems, Inc. See All Filings	C	2019-05-16 14:31:03 UTC
Financial Interest Intermediary will receive a number of common stock of the issuer equal to 7% of the total number of shares of common stock sold by the issuer in the offering. Filing Platform Equifund Crowd Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001772369 Filed Document 0001772369-19-000001 Accepted Date 2019-05-16 14:31:03 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Common Stock State CALIFORNIA
AnswersNow, Inc. See All Filings	D	2019-05-16 14:30:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001745339 Filed Document 0001745339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:30:44 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Digibeat Health Monitoring Systems, LLC See All Filings	D	2019-05-16 14:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774634 Filed Document 0001774634-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:24:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Z Capital Loan Opportunity Offshore Fund Ltd. See All Filings	D/A	2019-05-16 14:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548578 Filed Document 0001548578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATURAL PARTNERS, INC See All Filings	D	2019-05-16 14:21:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001075883 Filed Document 0001075883-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:21:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MINERVA SURGICAL INC See All Filings	D	2019-05-16 14:12:23 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001452965 Filed Document 0001452965-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:12:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Decision Technologies Corp See All Filings	D/A	2019-05-16 14:10:05 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001776920 Filed Document 0001776920-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:10:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Chive International, LLC See All Filings	D	2019-05-16 14:09:23 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001686507 Filed Document 0001686507-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:09:23 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2019-05-16 14:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001750940-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 14:07:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chive International, LLC See All Filings	D	2019-05-16 13:59:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001686507 Filed Document 0001686507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:59:46 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arcus Genseki Fund See All Filings	D/A	2019-05-16 13:51:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616890 Filed Document 0000919574-19-003755 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:51:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Big Data Analytics, Inc See All Filings	C/A	2019-05-16 13:48:30 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001719575 Filed Document 0001719575-19-000004 Accepted Date 2019-05-16 13:48:30 UTC Type of Offering C/A Security Offered Amount 107,000 Security Offered Type Other State COLORADO
Black Tusk Resources Inc. See All Filings	D	2019-05-16 13:44:39 UTC
Amount To Be Raised $13,653 Associated Brokers / Dealers CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. CIK Number 0001776722 Filed Document 0001534122-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:44:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HLM Venture Partners V, L.P. See All Filings	D	2019-05-16 13:44:37 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001776206 Filed Document 0001776206-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:44:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blue Amber Ventures II, LLC See All Filings	D	2019-05-16 13:44:03 UTC
Amount To Be Raised $642,925 Associated Brokers / Dealers N/A CIK Number 0001775375 Filed Document 0001775375-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:44:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Small Exchange, Inc. See All Filings	D	2019-05-16 13:36:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001776981 Filed Document 0001776981-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:36:40 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dolly, Inc. See All Filings	D	2019-05-16 13:36:28 UTC
Amount To Be Raised $10,524,406 Associated Brokers / Dealers N/A CIK Number 0001655682 Filed Document 0001655682-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:36:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Light & Hologram, Inc. See All Filings	D	2019-05-16 13:23:06 UTC
Amount To Be Raised $35,637,260 Associated Brokers / Dealers N/A CIK Number 0001737076 Filed Document 0001737076-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:23:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dipsea Capital Fund, LP See All Filings	D/A	2019-05-16 13:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001643492 Filed Document 0001643492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asheville West LLC See All Filings	D	2019-05-16 13:18:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001776867 Filed Document 0001776867-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:18:48 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RENAISSANCE ACCESS LLC See All Filings	D/A	2019-05-16 13:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001401868 Filed Document 0001750940-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:18:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuatara Capital Fund II, L.P. See All Filings	D/A	2019-05-16 13:11:23 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001766083 Filed Document 0001766083-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 13:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Hands Corporation See All Filings	1-A/A	2019-05-16 12:59:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001494413 Filed Document 0001262463-19-000152 Accepted Date 2019-05-16 12:59:42 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business ONTARIO, CANADA Revenue or Assets $390,381 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
QIM Global Access Fund LLC See All Filings	D/A	2019-05-16 12:51:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001750940 Filed Document 0001750940-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:51:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leonovus Inc. See All Filings	D	2019-05-16 12:47:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Entoro Securities, LLC CIK Number 0001776904 Filed Document 0001776904-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 12:47:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
SOFAR Americas, Inc. See All Filings	D	2019-05-16 12:42:22 UTC
Amount To Be Raised $52,350 Associated Brokers / Dealers N/A CIK Number 0001773530 Filed Document 0001773530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:42:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kickbox, Inc. See All Filings	D	2019-05-16 12:36:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001773263 Filed Document 0001773263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:36:23 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Y2K Partners, L.P. See All Filings	D/A	2019-05-16 12:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369777 Filed Document 0000935836-19-000310 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Credit Premia Feeder Fund See All Filings	D	2019-05-16 12:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775807 Filed Document 0000945621-19-000192 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsford Alpha Capture Fund, L.P. See All Filings	D/A	2019-05-16 12:28:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674829 Filed Document 0000935836-19-000309 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:28:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoVenture Lending Company, LLC See All Filings	D	2019-05-16 12:27:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001776482 Filed Document 0001776482-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:27:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Virtual Health Partners, Inc. See All Filings	D	2019-05-16 12:20:39 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001693871 Filed Document 0001465818-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:20:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlson Double Black Diamond Participation Fund LLC See All Filings	D/A	2019-05-16 12:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529882 Filed Document 0001529882-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlie Brown Tour Ltd Liability Co See All Filings	D	2019-05-16 12:14:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776789 Filed Document 0001776789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 12:14:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Slingshot Technology, Inc. See All Filings	D/A	2019-05-16 11:49:49 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001766882 Filed Document 0001766882-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 11:49:49 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SCP VII Transformation Fund, L.P. See All Filings	D	2019-05-16 11:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001762442 Filed Document 0001762442-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 11:46:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
OEN Angel Conference 2019 - Food & Beverage, LLC See All Filings	D	2019-05-16 11:28:34 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001776377 Filed Document 0001776377-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 11:28:34 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Access LLC See All Filings	D/A	2019-05-16 11:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460049 Filed Document 0001460049-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 11:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bedu Holdings Ltd See All Filings	D	2019-05-16 11:27:07 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001776834 Filed Document 0001776834-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 11:27:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
LSC-UKHS HC2, DST See All Filings	D/A	2019-05-16 11:25:01 UTC
Amount To Be Raised $16,482,175 Associated Brokers / Dealers Orchard Securities, LLC, ADVISORY GROUP EQUITY SERVICES LTD., and WEALTHFORGE SECURITIES, LLC CIK Number 0001773443 Filed Document 0001773443-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 11:25:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Austin Chalk #1 Joint Venture See All Filings	D/A	2019-05-16 11:18:59 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001768679 Filed Document 0001768679-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 11:18:59 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
DW-TX, LP See All Filings	D/A	2019-05-16 11:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740557 Filed Document 0001012975-19-000383 Exclusions or Exemptions 506b Accepted Date 2019-05-16 11:15:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund