Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sagefield Multi-Strategy Fund LP See All Filings	D	2019-05-16 18:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771180 Filed Document 0001315863-19-000472 Exclusions or Exemptions 506b Accepted Date 2019-05-16 18:25:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
MDmetrix, Inc. See All Filings	D/A	2019-05-16 18:00:10 UTC
Amount To Be Raised $3,285,738 Associated Brokers / Dealers N/A CIK Number 0001742577 Filed Document 0001742577-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 18:00:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Simplex Belli Capital, LP See All Filings	D	2019-05-16 17:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776744 Filed Document 0001776744-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 17:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedaRed, Inc. See All Filings	D	2019-05-16 17:48:30 UTC
Amount To Be Raised $6,499,430 Associated Brokers / Dealers N/A CIK Number 0001776935 Filed Document 0001776935-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:48:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KDK Private Wealth Management, LLC See All Filings	D	2019-05-16 17:33:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001776910 Filed Document 0001776910-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:33:54 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Invesco ESC Strategic Opportunities III, L.P. See All Filings	D	2019-05-16 17:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001775479 Filed Document 0001775479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVINE Live Inc. See All Filings	D	2019-05-16 17:29:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000870826 Filed Document 0000870826-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:29:04 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2019-05-16 17:26:57 UTC
Amount To Be Raised $7,290,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:26:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
UZURV Holdings, Inc. See All Filings	D	2019-05-16 17:20:33 UTC
Amount To Be Raised $5,499,981 Associated Brokers / Dealers N/A CIK Number 0001775591 Filed Document 0001775591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:20:33 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PoliticalBank, LLC See All Filings	C	2019-05-16 17:19:29 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001773359 Filed Document 0001773359-19-000001 Accepted Date 2019-05-16 17:19:29 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State INDIANA
Butterfly Fund II-A, LP See All Filings	D/A	2019-05-16 17:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001704146 Filed Document 0001704146-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:18:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Butterfly Fund II, LP See All Filings	D/A	2019-05-16 17:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001704128 Filed Document 0001704128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:09:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GHP CI Aggregator, LLC See All Filings	D	2019-05-16 17:07:23 UTC
Amount To Be Raised $163,305,568 Associated Brokers / Dealers N/A CIK Number 0001777044 Filed Document 0001777044-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:07:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Access Ltd. See All Filings	D/A	2019-05-16 17:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457062 Filed Document 0001457062-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBG SMITH Properties See All Filings	D	2019-05-16 17:00:57 UTC
Amount To Be Raised $2,110,000 Associated Brokers / Dealers N/A CIK Number 0001689796 Filed Document 0001567619-19-011440 Exclusions or Exemptions 506b Accepted Date 2019-05-16 17:00:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Vida Longevity Fund, LP See All Filings	D/A	2019-05-16 16:55:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Advance Equities Inc., Conservative Asset Management Inc., Argentus Securities LLC (formerly Summitt), Equus Financial Consulting LLC, Evolve Bank and Trust, Feltl and Company, Inc., Gentry Securities LLC, Harbor Light Securities, LLC, IFS Securities, Inc., Welcome Life Securities, LLC, Landolt Securities, Inc., and Andrews Partners CIK Number 0001493418 Filed Document 0001493418-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:55:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Merion Collingswood, L.P. See All Filings	D	2019-05-16 16:54:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers MainLine Securities, LLC CIK Number 0001776332 Filed Document 0001776332-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:54:24 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FOX FACTORY HOLDING CORP See All Filings	D	2019-05-16 16:53:38 UTC
Amount To Be Raised $7,618,666 Associated Brokers / Dealers N/A CIK Number 0001424929 Filed Document 0001209191-19-030440 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:53:38 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Fundrise Income eREIT V, LLC See All Filings	1-A	2019-05-16 16:47:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001776860 Filed Document 0001144204-19-026865 Accepted Date 2019-05-16 16:47:10 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Fundrise Growth eREIT V, LLC See All Filings	1-A	2019-05-16 16:46:35 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001776857 Filed Document 0001144204-19-026862 Accepted Date 2019-05-16 16:46:35 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Revenue Analytics, Inc. See All Filings	D	2019-05-16 16:43:59 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001776752 Filed Document 0001776752-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 16:43:59 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling ADG Investments, LLC See All Filings	D	2019-05-16 16:38:27 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001762595 Filed Document 0001762595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:38:27 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YORK TOTAL ACCESS LLC See All Filings	D/A	2019-05-16 16:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001390243 Filed Document 0001390243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:35:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuWave Communications, Inc. See All Filings	D	2019-05-16 16:32:27 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Gary Killoran CIK Number 0001776747 Filed Document 0001776747-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:32:27 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BRIX REIT, Inc. See All Filings	1-A POS	2019-05-16 16:26:52 UTC
Amount To Be Raised $40,159,975 Associated Brokers / Dealers N/A CIK Number 0001723028 Filed Document 0001144204-19-026851 Accepted Date 2019-05-16 16:26:52 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Nobbos Inc. See All Filings	D	2019-05-16 16:22:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776922 Filed Document 0001776922-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:22:15 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Boomtown Network, Inc. See All Filings	D	2019-05-16 16:22:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001626160 Filed Document 0001626160-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:22:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance RIEF Access LLC See All Filings	D/A	2019-05-16 16:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001727768 Filed Document 0001711943-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RELMADA THERAPEUTICS, INC. See All Filings	D	2019-05-16 16:12:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Alexander Capital, LP and Brookline Capital Markets, A division of CIM Securities, LLC CIK Number 0001553643 Filed Document 0001213900-19-009006 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:12:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TTCP FUND II, L.P. See All Filings	D/A	2019-05-16 16:11:53 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001719967 Filed Document 0001719967-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Checkout Payments Group Ltd. See All Filings	D	2019-05-16 16:09:11 UTC
Amount To Be Raised $227,999,946 Associated Brokers / Dealers N/A CIK Number 0001776681 Filed Document 0001776681-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:09:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
KC Axcend-SPV, LLC See All Filings	D	2019-05-16 16:01:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001777025 Filed Document 0001777025-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 16:01:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Gold Shore Fund LP See All Filings	D/A	2019-05-16 15:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673250 Filed Document 0001673250-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
25 Roses, Inc. See All Filings	D	2019-05-16 15:48:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001774725 Filed Document 0001774725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:48:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magna Gold Corp. See All Filings	D	2019-05-16 15:37:03 UTC
Amount To Be Raised $841,824 Associated Brokers / Dealers N/A CIK Number 0001735678 Filed Document 0001757861-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:37:03 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
P5 Systems, Inc. See All Filings	D	2019-05-16 15:35:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772369 Filed Document 0001772369-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:35:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CANAM NEW YORK REGIONAL CENTER, LP X See All Filings	D	2019-05-16 15:31:21 UTC
Amount To Be Raised $33,300,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001776999 Filed Document 0001776999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:31:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP PARTNERS, L.P. See All Filings	D	2019-05-16 15:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768907 Filed Document 0001768907-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Impala P2 Fund LP See All Filings	D/A	2019-05-16 15:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607979 Filed Document 0001567619-19-011421 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR US CLO Equity Partners II L.P. See All Filings	D	2019-05-16 15:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776906 Filed Document 0001776906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:23:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucid VR Inc. See All Filings	D/A	2019-05-16 15:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673163 Filed Document 0001673163-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:20:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Impala Expedition Fund Ltd. See All Filings	D/A	2019-05-16 15:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672510 Filed Document 0001567619-19-011419 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renaissance RIDA Access LLC See All Filings	D/A	2019-05-16 15:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001711943 Filed Document 0001711943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arka India Fund See All Filings	D/A	2019-05-16 15:12:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677312 Filed Document 0001677312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:12:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Springcoin, Inc. See All Filings	D	2019-05-16 15:12:40 UTC
Amount To Be Raised $13,750,068 Associated Brokers / Dealers N/A CIK Number 0001731431 Filed Document 0001731431-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:12:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Predicta, Inc. See All Filings	D	2019-05-16 15:08:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001750901 Filed Document 0001750901-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:08:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Other
TPEG RI CO-OP Investors LLC See All Filings	D	2019-05-16 15:06:08 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001748555 Filed Document 0001748555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 15:06:08 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
VL Series Account-1 See All Filings	D/A	2019-05-16 15:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630925 Filed Document 0001630925-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:04:57 UTC Type of Offering D/A Industry Insurance Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Other
GiveXist, Inc. See All Filings	C	2019-05-16 15:03:34 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001774156 Filed Document 0001774156-19-000005 Accepted Date 2019-05-16 15:03:34 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW JERSEY
ZALICONY HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 15:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, Deborah Montaperto, M Holdings Securities, American Portfolios, First Liberties Financial, and NFP Advisor Services CIK Number 0001610286 Filed Document 0001610286-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:02:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other