Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PassionFlix Inc. See All Filings	D	2019-05-31 14:17:08 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001693164 Filed Document 0001567619-19-012477 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:17:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skyphos Industries Inc. See All Filings	D/A	2019-05-31 14:16:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001771872 Filed Document 0001771872-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:16:52 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Hostry Inc See All Filings	C	2019-05-31 14:09:56 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $450,000 CIK Number 0001772494 Filed Document 0001772494-19-000001 Accepted Date 2019-05-31 14:09:56 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
ALGO CAPITAL GP LLC See All Filings	D	2019-05-31 14:03:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001777048 Filed Document 0001777048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:03:14 UTC Type of Offering D Industry Business Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Activum SG Fund VI L.P. See All Filings	D	2019-05-31 13:59:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778274 Filed Document 0001778274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:59:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HQP Inc. See All Filings	D	2019-05-31 13:49:11 UTC
Amount To Be Raised $14,880,000 Associated Brokers / Dealers N/A CIK Number 0001778384 Filed Document 0001778384-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 13:49:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eXo Imaging, Inc. See All Filings	D	2019-05-31 13:48:05 UTC
Amount To Be Raised $35,475,517 Associated Brokers / Dealers N/A CIK Number 0001696992 Filed Document 0001696992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:48:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pzena Global Best Ideas Fund, LP See All Filings	D/A	2019-05-31 13:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001740384 Filed Document 0001315863-19-000497 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tucky Lending, LP See All Filings	D	2019-05-31 13:36:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001761008 Filed Document 0001752879-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 13:36:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NB Crossroads Private Markets Fund V (TI) LP See All Filings	D/A	2019-05-31 13:32:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001714708 Filed Document 0001012975-19-000394 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:32:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinewell RF LP See All Filings	D	2019-05-31 13:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778245 Filed Document 0001778245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:27:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mailtag Company, LLC See All Filings	D	2019-05-31 13:25:11 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001759348 Filed Document 0001759348-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:25:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Inhibrx, Inc. See All Filings	D	2019-05-31 13:21:54 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001739614 Filed Document 0001739614-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:21:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mixlab, Inc. See All Filings	D	2019-05-31 13:19:15 UTC
Amount To Be Raised $8,622,627 Associated Brokers / Dealers N/A CIK Number 0001778260 Filed Document 0001231919-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:19:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB Crossroads Private Markets Fund V (TE) LP See All Filings	D/A	2019-05-31 13:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001702537 Filed Document 0001012975-19-000393 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fluide Inc. See All Filings	D	2019-05-31 13:16:27 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001772489 Filed Document 0001772489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:16:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ELEMENTIS PLC See All Filings	D/A	2019-05-31 13:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271140 Filed Document 0001567619-19-012471 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:09:49 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Security To Be Acquired
NREA Southeast Portfolio Three, DST See All Filings	D/A	2019-05-31 13:07:39 UTC
Amount To Be Raised $72,403,877 Associated Brokers / Dealers DFPG Investments Inc., McDermott Investment Services LLC, Gary G Benson, Matthew T Rubis, Gregory J Meyer, Concorde Investment Services LLC, James M. Lamont, David B. Clark, Chay Lapin, Joral T Schmalle, David P Dahill, Tomas J Velken, Robin T Naylor, Michael L. Cruz, Edward Fernandez, Leslie Pappas, Kim R. Kunz, Elizabeth L. Friant, James K. Johnston, Martin J. Curry, Patrick T Shea, Jason A Salmon, Christina S. Nielson, John L. Jenkins, Joseph D. Jackson, Mcihael G. Culwell, Dieter E. Thurow, Robert D. Brinbaum, Dawn E. Campbell, Stacey J. Morimoto, Brian K. Evans, and Jim A. Lund CIK Number 0001762806 Filed Document 0001762806-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:07:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2019-05-31 13:03:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers KCD Financial Inc. CIK Number 0000875729 Filed Document 0000875729-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:03:17 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Ambulatory Surgery Center, LLC See All Filings	D	2019-05-31 13:00:20 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers N/A CIK Number 0001778287 Filed Document 0001778287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 13:00:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Oakhurst Hospitality Fund I LP See All Filings	D	2019-05-31 12:59:36 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001777771 Filed Document 0001777771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:59:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockview Digital Solutions, Inc. See All Filings	D	2019-05-31 12:53:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001777622 Filed Document 0001777622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:53:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Oakhurst Opportunity Lending Fund I, LP See All Filings	D	2019-05-31 12:50:19 UTC
Amount To Be Raised $252,500,000 Associated Brokers / Dealers N/A CIK Number 0001777770 Filed Document 0001777770-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:50:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oakhurst Real Estate Fund XII, LP See All Filings	D	2019-05-31 12:41:45 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001777769 Filed Document 0001777769-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:41:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEAPORT GLOBAL ASSET MANAGEMENT EV LLC See All Filings	D	2019-05-31 12:33:30 UTC
Amount To Be Raised $8,921,000 Associated Brokers / Dealers N/A CIK Number 0001778402 Filed Document 0001778402-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:33:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forq Ventures, Inc. See All Filings	D	2019-05-31 12:32:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001776637 Filed Document 0001776637-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:32:01 UTC Type of Offering D Industry Other Technology Principal Place of Business PUERTO RICO Revenue or Assets $No Revenues Type of Security Equity
selectIon, Inc. See All Filings	D	2019-05-31 12:26:31 UTC
Amount To Be Raised $4,570,810 Associated Brokers / Dealers N/A CIK Number 0001777508 Filed Document 0001777508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:26:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacArthur Irving ZSPV LLC See All Filings	D	2019-05-31 12:20:21 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers None CIK Number 0001778303 Filed Document 0001778303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:20:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Managed Fund/PSAM WorldArb Fund Ltd. See All Filings	D/A	2019-05-31 12:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001469980 Filed Document 0001469980-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NVP VIII, L.P. See All Filings	D	2019-05-31 12:08:14 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001648086 Filed Document 0001648086-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-31 12:08:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nautican Capital, LP See All Filings	D/A	2019-05-31 11:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708945 Filed Document 0001566114-19-000073 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:59:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVRx, Inc. See All Filings	D/A	2019-05-31 11:56:05 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers N/A CIK Number 0001235912 Filed Document 0001235912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:56:05 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GrubMarket, Inc. See All Filings	D/A	2019-05-31 11:53:05 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001652648 Filed Document 0001652648-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:53:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Super Superpedestrian Fund LLC See All Filings	D	2019-05-31 11:46:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777471 Filed Document 0001777471-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:46:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Fund/Sandler Plus Offshore Fund Ltd. See All Filings	D/A	2019-05-31 11:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001542699 Filed Document 0001542699-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Dazzle Partners, L.P. See All Filings	D	2019-05-31 11:37:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778406 Filed Document 0001778406-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:37:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D/A	2019-05-31 11:36:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 11:36:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR Private Investment Fund - Series J, LP See All Filings	D/A	2019-05-31 11:35:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741437 Filed Document 0001013594-19-000393 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:35:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR Real Assets Fund V, LP See All Filings	D/A	2019-05-31 11:34:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741436 Filed Document 0001013594-19-000392 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:34:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cala Health, Inc. See All Filings	D	2019-05-31 11:30:47 UTC
Amount To Be Raised $51,050,833 Associated Brokers / Dealers N/A CIK Number 0001664994 Filed Document 0001664994-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:30:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pure Momentum (Restricted) Ltd See All Filings	D/A	2019-05-31 11:24:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001675559 Filed Document 0001675559-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:24:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - INVESCO INTERMEDIATE FUND See All Filings	D/A	2019-05-31 11:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180212 Filed Document 0001180212-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 11:21:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GILMORE HOMES - GILMORE LOANS, LLC See All Filings	1-A	2019-05-31 11:20:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001350455 Filed Document 0001350455-19-000004 Accepted Date 2019-05-31 11:20:13 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
Elevate Holdings, Inc. See All Filings	D	2019-05-31 11:12:54 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers None CIK Number 0001778340 Filed Document 0001778340-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 11:12:54 UTC Type of Offering D Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Managed Fund/Marshall Wace TOPS European Fund Ltd. See All Filings	D/A	2019-05-31 11:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001598202 Filed Document 0001598202-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Cala Health, Inc. See All Filings	D	2019-05-31 11:08:57 UTC
Amount To Be Raised $11,999,988 Associated Brokers / Dealers N/A CIK Number 0001664994 Filed Document 0001664994-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:08:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Interlock Partners Fund I Vidmob SPV 2019, LLC See All Filings	D	2019-05-31 11:03:09 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001778201 Filed Document 0001778201-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:03:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington Select China, L.P. See All Filings	D/A	2019-05-31 11:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001741878 Filed Document 0000919574-19-003907 Exclusions or Exemptions 506b Accepted Date 2019-05-31 11:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. Quantitative Core Fund of the Invesco Institutional Equity Trust See All Filings	D/A	2019-05-31 10:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-31 10:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiskadee Diversified Fund Ltd. See All Filings	D/A	2019-05-31 10:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705823 Filed Document 0000899140-19-000414 Exclusions or Exemptions 506b Accepted Date 2019-05-31 10:55:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity