Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Can-Fite BioPharma Ltd. See All Filings	D	2019-05-31 16:34:01 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001536196 Filed Document 0001213900-19-009894 Exclusions or Exemptions 506b Accepted Date 2019-05-31 16:34:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Monogram Orthopaedics Inc. See All Filings	1-A/A	2019-05-31 16:23:16 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001769759 Filed Document 0001144204-19-029248 Accepted Date 2019-05-31 16:23:16 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
BR DeSota, DST See All Filings	D/A	2019-05-31 16:21:02 UTC
Amount To Be Raised $37,268,913 Associated Brokers / Dealers Bluerock Capital Markets LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., CAPULENT LLC, COURTLANDT SECURITIES CORPORATION, EMERSON EQUITY LLC, LIGHTPATH CAPITAL, INC, MCDERMOTT INVESTMENT SERVICES, LLC, MURIEL SIEBERT & CO., INC., NEXTREND SECURITIES, INC., PRIMEX, WEALTHFORGE SECURITIES, LLC, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., SIGMA FINANCIAL CORPORATION, PARKLAND SECURITIES, LLC, and CAPITAL INVESTMENT GROUP, INC. CIK Number 0001777338 Filed Document 0001777338-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 16:21:02 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
FireEye, Inc. See All Filings	D	2019-05-31 16:14:37 UTC
Amount To Be Raised $126,097,652 Associated Brokers / Dealers N/A CIK Number 0001370880 Filed Document 0001318083-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 16:14:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
ICAN Harvest, LLC See All Filings	D	2019-05-31 16:09:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778092 Filed Document 0001778092-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 16:09:09 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TTCP EXECUTIVE FUND - CAH, LLC See All Filings	D	2019-05-31 16:07:02 UTC
Amount To Be Raised $4,725,000 Associated Brokers / Dealers N/A CIK Number 0001774931 Filed Document 0001774931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 16:07:02 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Artist Edge Partners II LP See All Filings	D	2019-05-31 16:05:16 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Artist Capital LLC CIK Number 0001776842 Filed Document 0001776842-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-31 16:05:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INNOVATE BIOPHARMACEUTICALS, INC. See All Filings	D	2019-05-31 16:04:05 UTC
Amount To Be Raised $487,126 Associated Brokers / Dealers N/A CIK Number 0001551986 Filed Document 0001551986-19-000060 Exclusions or Exemptions 506b Accepted Date 2019-05-31 16:04:05 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Prime Meridian Special Opportunities Fund, LP See All Filings	D/A	2019-05-31 15:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742473 Filed Document 0001742473-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 15:53:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metis Equity Trust - Metis Emerging Markets Small Cap Portfolio See All Filings	D/A	2019-05-31 15:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601296 Filed Document 0001601296-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:50:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Equity Trust - Metis International Equity Portfolio See All Filings	D/A	2019-05-31 15:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601665 Filed Document 0001601665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Equity Trust - Metis International Small Cap Portfolio See All Filings	D/A	2019-05-31 15:45:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601378 Filed Document 0001601378-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:45:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clear Haven Investment Fund, LP - Clear Haven Credit Opportunities Fund I Series See All Filings	D	2019-05-31 15:42:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778035 Filed Document 0001013594-19-000394 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:42:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metis Equity Trust- Metis International Micro Cap Portfolio See All Filings	D/A	2019-05-31 15:42:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731646 Filed Document 0001731646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:42:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Class C Segregated Portfolio of FORT Global Offshore Fund, SPC See All Filings	D/A	2019-05-31 15:40:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001593358 Filed Document 0001593358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metis Equity Trust- Metis Global Micro Cap Portfolio See All Filings	D/A	2019-05-31 15:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734949 Filed Document 0001734949-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND (CAYMAN), L.P. See All Filings	D/A	2019-05-31 15:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339820 Filed Document 0000945621-19-000206 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metis Equity Trust - Metis Global Equity Portfolio See All Filings	D/A	2019-05-31 15:37:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601666 Filed Document 0001734949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:37:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Capital High Income Fund, L.P. See All Filings	D/A	2019-05-31 15:35:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545555 Filed Document 0000945621-19-000205 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:35:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:34:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vivonoetics, Inc. See All Filings	D	2019-05-31 15:23:01 UTC
Amount To Be Raised $1,999,198 Associated Brokers / Dealers N/A CIK Number 0001778463 Filed Document 0001778463-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:23:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Haitou GP, LLC See All Filings	D/A	2019-05-31 15:22:35 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:22:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GenNx360 Capital Partners III, L.P. See All Filings	D/A	2019-05-31 15:19:16 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001745838 Filed Document 0000902664-19-002580 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChainLogic Fund, LP See All Filings	D/A	2019-05-31 15:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720577 Filed Document 0001720577-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:18:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Left Hand Robotics, Inc. See All Filings	D	2019-05-31 15:17:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001701112 Filed Document 0001701112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:17:45 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EF VC29, LP See All Filings	D	2019-05-31 15:16:59 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001775988 Filed Document 0001775988-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:16:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:15:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RL AcquisitionCo, Inc. See All Filings	D	2019-05-31 15:14:32 UTC
Amount To Be Raised $6,765,445 Associated Brokers / Dealers N/A CIK Number 0001777998 Filed Document 0001209191-19-033595 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:14:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Our Town Associates II, LLC See All Filings	D	2019-05-31 15:11:33 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001776425 Filed Document 0001567619-19-012483 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:11:33 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Haitou GP, LLC See All Filings	D/A	2019-05-31 15:08:45 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:08:45 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CAZ Partners Fund, L.P. See All Filings	D/A	2019-05-31 15:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 15:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AZTherapies, INC See All Filings	D	2019-05-31 14:59:02 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001629864 Filed Document 0001629864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:59:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HealthQuest Ajax II SPV, L.P. See All Filings	D/A	2019-05-31 14:58:08 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001772108 Filed Document 0001772108-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:58:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
570 LOS ROBLES, LLC See All Filings	D	2019-05-31 14:55:47 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001777484 Filed Document 0001777484-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:55:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dream Finders Holdings LLC See All Filings	D	2019-05-31 14:54:59 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001727619 Filed Document 0001727619-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:54:59 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund Liquid Income (TE), L.P. See All Filings	D/A	2019-05-31 14:54:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690758 Filed Document 0001690758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:54:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tree of Life Seeds, Inc. See All Filings	D	2019-05-31 14:49:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001774823 Filed Document 0001774823-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:49:15 UTC Type of Offering D Industry Agriculture Principal Place of Business ARKANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Gaucho Group Holdings, Inc. See All Filings	D/A	2019-05-31 14:45:30 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-19-008463 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:45:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Navigating Cancer, Inc. See All Filings	D	2019-05-31 14:43:54 UTC
Amount To Be Raised $353,215 Associated Brokers / Dealers N/A CIK Number 0001533177 Filed Document 0001168404-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:43:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Azalea Court Residential Park, LLC See All Filings	D	2019-05-31 14:43:40 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001778432 Filed Document 0001778432-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-31 14:43:40 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Frost Control Systems, Inc. See All Filings	D	2019-05-31 14:41:53 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001777902 Filed Document 0001777902-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-05-31 14:41:53 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ashvattha Therapeutics, LLC See All Filings	D	2019-05-31 14:37:53 UTC
Amount To Be Raised $6,443,262 Associated Brokers / Dealers N/A CIK Number 0001668528 Filed Document 0001144204-19-029203 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:37:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wafra Alternative Yield Strategies Fund LP See All Filings	D	2019-05-31 14:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778418 Filed Document 0001778418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:34:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BW WEST VILLAGE LLC See All Filings	D	2019-05-31 14:32:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001778414 Filed Document 0001778414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:32:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXENGAGE INC. See All Filings	D	2019-05-31 14:31:04 UTC
Amount To Be Raised $6,275,000 Associated Brokers / Dealers N/A CIK Number 0001565183 Filed Document 0001565183-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:31:04 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KineticFuse, LLC See All Filings	D	2019-05-31 14:30:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001750371 Filed Document 0001078782-19-000487 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:30:21 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Boulder Opportunity Fund, LLC See All Filings	D/A	2019-05-31 14:22:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001727169 Filed Document 0001727169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:22:20 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
MeritDirect Holdings, LP See All Filings	D	2019-05-31 14:20:36 UTC
Amount To Be Raised $77,771,000 Associated Brokers / Dealers N/A CIK Number 0001777824 Filed Document 0001567619-19-012479 Exclusions or Exemptions 506b Accepted Date 2019-05-31 14:20:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Equity