Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Visionary Venture Fund II (QP), LP See All Filings	D	2019-06-28 13:47:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001778999 Filed Document 0001778999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:47:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Flower Media, Inc. See All Filings	D	2019-06-28 13:46:09 UTC
Amount To Be Raised $5,336,781 Associated Brokers / Dealers N/A CIK Number 0001690175 Filed Document 0001690175-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:46:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (E) (Cayman), L.P. See All Filings	D/A	2019-06-28 13:45:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735458 Filed Document 0001315863-19-000554 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:45:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (E), L.P. See All Filings	D/A	2019-06-28 13:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735357 Filed Document 0001315863-19-000553 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VanWest Storage Fund I, LLC See All Filings	D	2019-06-28 13:43:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001772651 Filed Document 0001772651-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-28 13:43:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kalahari Brands, Inc. See All Filings	D	2019-06-28 13:42:11 UTC
Amount To Be Raised $2,774,374 Associated Brokers / Dealers N/A CIK Number 0001719535 Filed Document 0001719535-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:42:11 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Roadrunner Fund, LP See All Filings	D/A	2019-06-28 13:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499046 Filed Document 0001499046-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:41:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (Non-US) II, L.P. See All Filings	D/A	2019-06-28 13:40:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771996 Filed Document 0001315863-19-000552 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:40:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Public Equity Global Industrials Fund (Offshore), L.P. See All Filings	D/A	2019-06-28 13:40:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001745327 Filed Document 0001780457-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:40:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (Non-US), L.P. See All Filings	D/A	2019-06-28 13:39:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669251 Filed Document 0001315863-19-000551 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:39:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Potomac Health Solutions, Inc. See All Filings	D	2019-06-28 13:38:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623592 Filed Document 0001623592-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:38:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE) II, L.P. See All Filings	D/A	2019-06-28 13:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560984 Filed Document 0001315863-19-000550 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:37:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2019-06-28 13:36:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-19-000549 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:36:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. See All Filings	D/A	2019-06-28 13:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431698 Filed Document 0001315863-19-000548 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:34:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2019-06-28 13:32:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-19-000547 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:32:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXPOINT OVERAGE FUND IV-B, L.P. See All Filings	D	2019-06-28 13:30:59 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001778689 Filed Document 0001778689-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:30:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXPOINT OVERAGE FUND IV-A, L.P. See All Filings	D	2019-06-28 13:30:07 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001778687 Filed Document 0001778687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:30:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund III (Non-US), L.P. See All Filings	D/A	2019-06-28 13:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693260 Filed Document 0001315863-19-000546 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXPOINT FUND IV-B, L.P. See All Filings	D	2019-06-28 13:29:18 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001778686 Filed Document 0001778686-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:29:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund III (USTE), L.P. See All Filings	D/A	2019-06-28 13:28:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693259 Filed Document 0001315863-19-000545 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:28:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXPOINT FUND IV-A, L.P. See All Filings	D	2019-06-28 13:28:11 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001778685 Filed Document 0001778685-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund III, L.P. See All Filings	D/A	2019-06-28 13:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693265 Filed Document 0001315863-19-000544 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LBA Logistics Value Fund VII, L.P. See All Filings	D	2019-06-28 13:25:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780800 Filed Document 0001780800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:25:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIR TREE CAPITAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2019-06-28 13:23:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431432 Filed Document 0001315863-19-000543 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:23:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mallard Fund, L.P. See All Filings	D/A	2019-06-28 13:23:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465938 Filed Document 0001465938-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:23:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ajax Therapeutics, Inc. See All Filings	D	2019-06-28 13:21:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001780490 Filed Document 0001231919-19-000035 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:21:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-06-28 13:20:26 UTC
Amount To Be Raised $2,882,880 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-032963 Accepted Date 2019-06-28 13:20:26 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2019-06-28 13:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-19-000542 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US), L.P. See All Filings	D/A	2019-06-28 13:19:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562263 Filed Document 0001315863-19-000541 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:19:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Piney Point Onshore Fund LP See All Filings	D/A	2019-06-28 13:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613130 Filed Document 0000919574-19-004337 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:18:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (USTE) II, L.P. See All Filings	D/A	2019-06-28 13:16:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560963 Filed Document 0001315863-19-000540 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:16:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (USTE), L.P. See All Filings	D/A	2019-06-28 13:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560982 Filed Document 0001315863-19-000539 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Northern Mosaic LP See All Filings	D	2019-06-28 13:10:03 UTC
Amount To Be Raised $7,292,116 Associated Brokers / Dealers N/A CIK Number 0001779897 Filed Document 0001779897-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:10:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ADAPTIIV MEDICAL TECHNOLOGIES INC. See All Filings	D	2019-06-28 13:09:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers ALEXANDER CAPITAL L.P. CIK Number 0001676137 Filed Document 0001676137-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:09:40 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE INTERNATIONAL VALUE FUND II, LTD. See All Filings	D/A	2019-06-28 13:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431699 Filed Document 0001315863-19-000538 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:06:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Mining Finance Fund No. 2, L.P. See All Filings	D	2019-06-28 13:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780306 Filed Document 0001780306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE INTERNATIONAL VALUE FUND, LTD. See All Filings	D/A	2019-06-28 13:04:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431627 Filed Document 0001315863-19-000537 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:04:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE VALUE FUND, L.P. See All Filings	D/A	2019-06-28 13:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918478 Filed Document 0001315863-19-000536 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:01:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Austin Opportunity Fund, LP See All Filings	D/A	2019-06-28 12:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755463 Filed Document 0001315863-19-000535 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQT Ventures II (No.2) SCSp See All Filings	D	2019-06-28 12:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780884 Filed Document 0001780884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:42:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
BARCA GLOBAL FUND LP See All Filings	D/A	2019-06-28 12:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454773 Filed Document 0001454773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lynrock Lake Fund Offshore LP See All Filings	D/A	2019-06-28 12:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736468 Filed Document 0001315863-19-000534 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lynrock Lake Fund LP See All Filings	D/A	2019-06-28 12:35:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734291 Filed Document 0001315863-19-000533 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:35:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RB Knoxville Holdings LLC See All Filings	D	2019-06-28 12:32:17 UTC
Amount To Be Raised $19,617,000 Associated Brokers / Dealers N/A CIK Number 0001780753 Filed Document 0001780753-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:32:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Nine Panel, Inc. See All Filings	D/A	2019-06-28 12:31:14 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001764346 Filed Document 0001764346-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:31:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kestrel Fund, L.P. See All Filings	D/A	2019-06-28 12:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315337 Filed Document 0001464060-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Energy Income & Growth Fund II SBS (Unlev) L.P. See All Filings	D	2019-06-28 12:26:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780807 Filed Document 0001780807-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:26:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Energy Income & Growth Fund II SBS (Lev) L.P. See All Filings	D	2019-06-28 12:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780806 Filed Document 0001780806-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:22:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elefund II, L.P. See All Filings	D	2019-06-28 12:17:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001775184 Filed Document 0001775184-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:17:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garganey, LP See All Filings	D/A	2019-06-28 12:14:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577152 Filed Document 0001464060-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 12:14:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund