Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Leerink Pharmaceutical Fund LP See All Filings	D/A	2017-06-23 10:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610059 Filed Document 0001610059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-23 10:08:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMOR QUALIFIED, L. P. See All Filings	D/A	2017-06-23 10:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373990 Filed Document 0000919574-17-004989 Exclusions or Exemptions 506b Accepted Date 2017-06-23 10:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-06-23 10:01:00 UTC
Amount To Be Raised $271,806 Associated Brokers / Dealers Sean Devlin CIK Number 0001135856 Filed Document 0001135856-17-000208 Exclusions or Exemptions 506b Accepted Date 2017-06-23 10:01:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PROTEGE PARTNERS QP FUND LTD See All Filings	D/A	2017-06-23 10:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373503 Filed Document 0000919574-17-004986 Exclusions or Exemptions 506b Accepted Date 2017-06-23 10:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Investment Offshore SPC Ltd See All Filings	D/A	2017-06-23 09:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640507 Filed Document 0001315863-17-000513 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:58:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Investment Onshore LLC See All Filings	D/A	2017-06-23 09:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640506 Filed Document 0001315863-17-000512 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nexamp, Inc. See All Filings	D	2017-06-23 09:52:26 UTC
Amount To Be Raised $19,561,809 Associated Brokers / Dealers N/A CIK Number 0001481062 Filed Document 0001481062-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:52:26 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ARMOR CAPITAL PARTNERS, L.P. See All Filings	D/A	2017-06-23 09:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072995 Filed Document 0000919574-17-004984 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vivix Capital, L.P. See All Filings	D	2017-06-23 09:46:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001710043 Filed Document 0001710043-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:46:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
XRoc Partners LP See All Filings	D/A	2017-06-23 09:45:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643977 Filed Document 0001315863-17-000511 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:45:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Offshore II Ltd. See All Filings	D/A	2017-06-23 09:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591289 Filed Document 0001315863-17-000510 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:41:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Offshore Ltd See All Filings	D/A	2017-06-23 09:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515891 Filed Document 0001315863-17-000509 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FM FIFTH AVENUE FUND, LP See All Filings	D/A	2017-06-23 09:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524778 Filed Document 0000945621-17-000269 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:34:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FM FIFTH AVENUE FUND, LTD. See All Filings	D/A	2017-06-23 09:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524779 Filed Document 0000945621-17-000268 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:32:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Partners LP See All Filings	D/A	2017-06-23 09:29:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515893 Filed Document 0001315863-17-000508 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:29:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller U.S. Small Capitalization Fund QP, L.P. See All Filings	D/A	2017-06-23 09:20:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542575 Filed Document 0000945621-17-000267 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:20:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FORT AMSTERDAM CAPITAL FUND I, LP See All Filings	D/A	2017-06-23 09:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677105 Filed Document 0000919574-17-004982 Exclusions or Exemptions 506b Accepted Date 2017-06-23 09:14:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace UCITS Funds PLC - MW Liquid Alpha UCITS Fund See All Filings	D/A	2017-06-23 08:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677454 Filed Document 0000902664-17-002715 Exclusions or Exemptions 506b Accepted Date 2017-06-23 08:08:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-06-23 08:07:10 UTC
Amount To Be Raised $253,519,488 Associated Brokers / Dealers William Lynch CIK Number 0001135856 Filed Document 0001135856-17-000207 Exclusions or Exemptions 506b Accepted Date 2017-06-23 08:07:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Reef Road Fund Ltd. See All Filings	D/A	2017-06-23 08:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574766 Filed Document 0000902664-17-002714 Exclusions or Exemptions 506b Accepted Date 2017-06-23 08:03:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Road Investors LP See All Filings	D/A	2017-06-23 08:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574770 Filed Document 0000902664-17-002713 Exclusions or Exemptions 506b Accepted Date 2017-06-23 08:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASA Investment Fund, L.P. See All Filings	D/A	2017-06-23 07:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490918 Filed Document 0000902664-17-002712 Exclusions or Exemptions 506b Accepted Date 2017-06-23 07:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Opportunity Fund III, LLC See All Filings	D/A	2017-06-23 07:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677920 Filed Document 0000902664-17-002711 Exclusions or Exemptions 506b Accepted Date 2017-06-23 07:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Summit (Offshore), SPC See All Filings	D/A	2017-06-23 07:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677929 Filed Document 0000902664-17-002710 Exclusions or Exemptions 506b Accepted Date 2017-06-23 07:35:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-06-23 07:34:41 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers George Blaha, Garrett Blaha, Gavin Blaha, Jaclyn Guthmiller, Edward Kilpatrick, and Gregory Joseph Baune CIK Number 0001135856 Filed Document 0001135856-17-000206 Exclusions or Exemptions 506b Accepted Date 2017-06-23 07:34:41 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HALF FULL BREWERY, INC. See All Filings	D/A	2017-06-22 21:51:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001521716 Filed Document 0001521716-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 21:51:34 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Millrock Investment Fund 1, LLC See All Filings	D	2017-06-22 21:43:25 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001708415 Filed Document 0001708415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 21:43:25 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ley-Line Advisory, Inc. See All Filings	D	2017-06-22 21:29:55 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001709828 Filed Document 0001709828-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 21:29:55 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Monarch Platform, L.P. See All Filings	D	2017-06-22 21:10:49 UTC
Amount To Be Raised $2,773,890 Associated Brokers / Dealers N/A CIK Number 0001709932 Filed Document 0001709932-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 21:10:49 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mission Bio, Inc. See All Filings	D	2017-06-22 21:02:17 UTC
Amount To Be Raised $13,258,847 Associated Brokers / Dealers N/A CIK Number 0001709830 Filed Document 0001709830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 21:02:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FusionPipe Software Solutions Inc. See All Filings	D	2017-06-22 20:53:37 UTC
Amount To Be Raised $614,480 Associated Brokers / Dealers N/A CIK Number 0001658599 Filed Document 0001140361-17-025912 Exclusions or Exemptions 506b Accepted Date 2017-06-22 20:53:37 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Amionx, Inc. See All Filings	D	2017-06-22 20:30:45 UTC
Amount To Be Raised $4,999,990 Associated Brokers / Dealers N/A CIK Number 0001709703 Filed Document 0001709703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 20:30:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Credit Opportunities Fund, L.P. See All Filings	D/A	2017-06-22 20:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640920 Filed Document 0001640920-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-22 20:26:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Credit Opportunities Holdings, L.P. See All Filings	D/A	2017-06-22 20:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640919 Filed Document 0001640919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 20:19:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Credit Opportunities Fund, L.P. See All Filings	D/A	2017-06-22 20:04:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640920 Filed Document 0001640920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 20:04:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Workspot, Inc. See All Filings	D	2017-06-22 19:30:29 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 19:30:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CONSTRUCT STUDIO INC. See All Filings	D	2017-06-22 19:04:42 UTC
Amount To Be Raised $125,645 Associated Brokers / Dealers N/A CIK Number 0001709911 Filed Document 0001709911-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 19:04:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cirrina Holdings, LLC See All Filings	D	2017-06-22 19:01:22 UTC
Amount To Be Raised $3,000,021 Associated Brokers / Dealers N/A CIK Number 0001709515 Filed Document 0001709515-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-22 19:01:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Awarepoint Corp See All Filings	D	2017-06-22 18:39:50 UTC
Amount To Be Raised $649,999 Associated Brokers / Dealers N/A CIK Number 0001358551 Filed Document 0001117480-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-06-22 18:39:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ICONIC MINERALS LTD. See All Filings	D/A	2017-06-22 18:27:10 UTC
Amount To Be Raised $321,090 Associated Brokers / Dealers N/A CIK Number 0001271580 Filed Document 0001183740-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-06-22 18:27:10 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
REDWAVE ENERGY, INC. See All Filings	D	2017-06-22 18:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544294 Filed Document 0001544294-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 18:06:13 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JUMPTUIT, INC. See All Filings	D	2017-06-22 18:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710167 Filed Document 0001710167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 18:05:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
FINJAN HOLDINGS, INC. See All Filings	D	2017-06-22 17:56:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers more than 5 CIK Number 0001366340 Filed Document 0001366340-17-000061 Exclusions or Exemptions 506b Accepted Date 2017-06-22 17:56:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund III LLC See All Filings	D/A	2017-06-22 17:33:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001704126 Filed Document 0001213900-17-006735 Exclusions or Exemptions 506b Accepted Date 2017-06-22 17:33:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roth Industries, LLC See All Filings	D/A	2017-06-22 17:29:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001694104 Filed Document 0001553350-17-000780 Exclusions or Exemptions 506b Accepted Date 2017-06-22 17:29:39 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ProSteel Holdings, LLC See All Filings	D	2017-06-22 17:28:26 UTC
Amount To Be Raised $11,450,000 Associated Brokers / Dealers N/A CIK Number 0001709170 Filed Document 0001709170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 17:28:26 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ProSteel Investment Holdings, LLC See All Filings	D	2017-06-22 17:26:47 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001710145 Filed Document 0001042167-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-06-22 17:26:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Urban Electric Power Inc See All Filings	D	2017-06-22 17:26:44 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001710141 Filed Document 0001710141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 17:26:44 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RocketVisor Corp See All Filings	D	2017-06-22 17:24:37 UTC
Amount To Be Raised $2,699,950 Associated Brokers / Dealers N/A CIK Number 0001709946 Filed Document 0001709946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 17:24:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACS Medford, LLC See All Filings	D	2017-06-22 17:23:27 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001709939 Filed Document 0001709939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 17:23:27 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity