Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Givsum, Inc. See All Filings	D	2017-07-10 19:12:04 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001642935 Filed Document 0001642935-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-10 19:12:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORGANTO FOODS INC. See All Filings	D	2017-07-10 18:56:59 UTC
Amount To Be Raised $648,173 Associated Brokers / Dealers N/A CIK Number 0001474607 Filed Document 0001183740-17-000115 Exclusions or Exemptions 506b Accepted Date 2017-07-10 18:56:59 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Montrock48 Offshore Ltd. See All Filings	D/A	2017-07-10 18:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678883 Filed Document 0000919574-17-005291 Exclusions or Exemptions 506b Accepted Date 2017-07-10 18:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Montrock48 Partners LP See All Filings	D/A	2017-07-10 18:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679829 Filed Document 0000919574-17-005289 Exclusions or Exemptions 506b Accepted Date 2017-07-10 18:10:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXV KC2 Master, LLC See All Filings	D	2017-07-10 18:06:51 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001711334 Filed Document 0001711334-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 18:06:51 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Heronbridge Value Equity Fund See All Filings	D/A	2017-07-10 17:53:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554600 Filed Document 0001554600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:53:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Looptworks, LLC See All Filings	D/A	2017-07-10 17:49:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001618818 Filed Document 0001618818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:49:20 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Wildfang Co. See All Filings	D	2017-07-10 17:43:19 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001570188 Filed Document 0001570188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:43:19 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hunt/KCVG Real Estate Fund, L.P. See All Filings	D	2017-07-10 17:38:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001711388 Filed Document 0001711388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:38:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MAGALIX Corp See All Filings	D	2017-07-10 17:28:46 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001711468 Filed Document 0001711468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:28:46 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Atlas Point Private Credit Opportunities Fund, LLC See All Filings	D/A	2017-07-10 17:28:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590766 Filed Document 0000943663-17-000188 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:28:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATTE RIVER EQUITY IV-B, L.P. See All Filings	D	2017-07-10 17:28:07 UTC
Amount To Be Raised $624,500,000 Associated Brokers / Dealers CSP SECURITIES, L.P. CIK Number 0001710172 Filed Document 0001710172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:28:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PLATTE RIVER EQUITY IV-AFFILIATES, L.P. See All Filings	D	2017-07-10 17:27:31 UTC
Amount To Be Raised $624,500,000 Associated Brokers / Dealers CSP SECURITIES, L.P. CIK Number 0001710171 Filed Document 0001710171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:27:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PLATTE RIVER EQUITY IV-A, L.P. See All Filings	D	2017-07-10 17:26:56 UTC
Amount To Be Raised $624,500,000 Associated Brokers / Dealers CSP SECURITIES, L.P. CIK Number 0001710169 Filed Document 0001710169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:26:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PLATTE RIVER EQUITY IV, L.P. See All Filings	D	2017-07-10 17:26:17 UTC
Amount To Be Raised $624,500,000 Associated Brokers / Dealers CSP SECURITIES, L.P. CIK Number 0001710168 Filed Document 0001710168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:26:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Capital Dynamics Investors Fund, LLC See All Filings	D/A	2017-07-10 17:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572707 Filed Document 0000943663-17-000187 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgedale Advisors LP See All Filings	D	2017-07-10 17:24:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001709892 Filed Document 0001709892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:24:38 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
FundersClub B3Q LLC See All Filings	D	2017-07-10 17:23:01 UTC
Amount To Be Raised $496,255 Associated Brokers / Dealers N/A CIK Number 0001711362 Filed Document 0001711362-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:23:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Point Opportunity Fund, LLC See All Filings	D/A	2017-07-10 17:22:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531467 Filed Document 0000943663-17-000186 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Point Diversified Strategies Fund, LLC See All Filings	D/A	2017-07-10 17:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344275 Filed Document 0000943663-17-000185 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:20:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Point Oak Hill CP Fund, LLC See All Filings	D/A	2017-07-10 17:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001313653 Filed Document 0000943663-17-000184 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG PARK SUMMIT PARTNERS, LLC See All Filings	D	2017-07-10 17:14:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001711447 Filed Document 0001711447-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:14:53 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Real Estate Fund I, LLC See All Filings	D/A	2017-07-10 17:14:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001202644 Filed Document 0000943663-17-000183 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:14:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strong Force IoT Portfolio 2016, LLC See All Filings	D	2017-07-10 17:11:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001711365 Filed Document 0001711365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:11:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AgeX Therapeutics, Inc. See All Filings	D	2017-07-10 17:11:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001708599 Filed Document 0001462573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:11:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prellis Biologics, Inc See All Filings	D	2017-07-10 17:10:34 UTC
Amount To Be Raised $2,094,999 Associated Brokers / Dealers N/A CIK Number 0001711459 Filed Document 0001711459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:10:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Energy Infrastructure Fund, LLC See All Filings	D/A	2017-07-10 17:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476333 Filed Document 0000943663-17-000182 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:09:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Point Global Multi-Strategy Fund, LLC See All Filings	D/A	2017-07-10 17:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580408 Filed Document 0000943663-17-000181 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:06:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOLFF CREDIT PARTNERS II, L.P. See All Filings	D/A	2017-07-10 17:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672772 Filed Document 0001672772-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:04:44 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2017-07-10 17:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001584220 Filed Document 0001584220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:04:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strong Force Intellectual Capital, LLC See All Filings	D	2017-07-10 17:03:22 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001711366 Filed Document 0001711366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:03:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Atlas Point Global Long/Short Fund, LLC See All Filings	D/A	2017-07-10 17:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476335 Filed Document 0000943663-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-07-10 17:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIONEER MOB, LP See All Filings	D	2017-07-10 16:59:12 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001711244 Filed Document 0001711244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:59:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NAVIGATOR INVESTORS L P See All Filings	D/A	2017-07-10 16:58:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941679 Filed Document 0000941679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:58:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2017-07-10 16:55:28 UTC
Amount To Be Raised $154,848 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:55:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cavendish Futures Fund LLC See All Filings	D/A	2017-07-10 16:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001562622 Filed Document 0001562622-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:52:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Noddings Warrant Limited Partnership See All Filings	D/A	2017-07-10 16:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496723 Filed Document 0001496720-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:45:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sharebite, Inc. See All Filings	D	2017-07-10 16:42:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001711040 Filed Document 0001711040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:42:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
RH Fund XV, LLC See All Filings	D	2017-07-10 16:41:54 UTC
Amount To Be Raised $3,365,000 Associated Brokers / Dealers N/A CIK Number 0001710900 Filed Document 0001710900-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:41:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
HRA Palomar Place, LP See All Filings	D	2017-07-10 16:39:54 UTC
Amount To Be Raised $7,513,593 Associated Brokers / Dealers N/A CIK Number 0001617774 Filed Document 0001617774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:39:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Strike Force Beverage LLC See All Filings	D	2017-07-10 16:37:31 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001711433 Filed Document 0001711433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:37:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio III DST See All Filings	D/A	2017-07-10 16:36:48 UTC
Amount To Be Raised $20,001,613 Associated Brokers / Dealers Inland Securities Corporation, Thomas J. Ealy, Robert S. Smith, Christina S. Nielson, Silver Portal Capital LLC, Michele E. Tremblay, Jonathan A. Creighton, Paul B. Abbou, David K. Hays, David B. Levinson, James T. Walesa, Nathaniel M. Kuhn, Mark G. Kosanke, Kathleen M. Williams-Price, James C. Reed, Jason D. Stone, Edward J. Waldron III, Keith A. Vanhoy, Gary E. Conley, John L. Przybysz, Thomas G. Justice, Brandon M. Nelson, Jeremy P. Prickel, James M. Gambaccini, April D. Guinchard, John R. Marshall, Rollance A. Verkennis Jr., Brian E. Kampbell, Gary G. Benson, Terrence J. Scroggin, Brian C. Greenberg, Timothy R. Tehan, Evan B. Dickens, James S. Roof, Edward C. Rusnak, Ducan Eng, John E. Bishop, and Ann H. Stewart CIK Number 0001702835 Filed Document 0001702835-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:36:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Backcountry Investment Partnership 3, LP See All Filings	D	2017-07-10 16:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711335 Filed Document 0001711335-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:34:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Noddings Convertible Hedge Limited Partnership See All Filings	D/A	2017-07-10 16:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496720 Filed Document 0001496720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:29:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulf View Fund, LP See All Filings	D/A	2017-07-10 16:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690665 Filed Document 0001690665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Phytelligence, Inc. See All Filings	D/A	2017-07-10 16:23:03 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001545112 Filed Document 0001545112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:23:03 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RCP Fund XII, LP See All Filings	D	2017-07-10 16:16:50 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Roam Capital, Inc. CIK Number 0001711032 Filed Document 0001711032-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:16:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
L SQUARED CAPITAL PARTNERS II LLC See All Filings	D/A	2017-07-10 16:16:18 UTC
Amount To Be Raised $322,500,000 Associated Brokers / Dealers N/A CIK Number 0001710681 Filed Document 0000913849-17-000241 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:16:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joyland Brewing Company, LLC See All Filings	D	2017-07-10 16:15:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001711387 Filed Document 0001711387-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:15:48 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Quad Learning, Inc. See All Filings	D	2017-07-10 16:15:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001540492 Filed Document 0001540492-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-10 16:15:12 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt