Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
400 Capital Asset Based Offshore Term Fund II LP See All Filings	D	2019-07-01 13:54:07 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001781084 Filed Document 0001315863-19-000563 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:54:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
APP Intermediate, Inc. See All Filings	D	2019-07-01 13:53:44 UTC
Amount To Be Raised $3,194,094 Associated Brokers / Dealers N/A CIK Number 0001781231 Filed Document 0001781231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:53:44 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ARGA International Small-Cap Fund, a series of ARGA Funds Trust See All Filings	D/A	2019-07-01 13:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742950 Filed Document 0001742950-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Real Estate Mezzanine Debt Fund LP See All Filings	D	2019-07-01 13:45:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001780340 Filed Document 0001567619-19-014149 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HICKORY TSF, LLC See All Filings	D	2019-07-01 13:44:17 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001781184 Filed Document 0001014100-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:44:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Odeza, LLC See All Filings	D	2019-07-01 13:40:57 UTC
Amount To Be Raised $1,681,860 Associated Brokers / Dealers N/A CIK Number 0001780111 Filed Document 0001780111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:40:57 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KENNEDY CAPITAL MANAGEMENT, INC. See All Filings	D	2019-07-01 13:35:56 UTC
Amount To Be Raised $2,528,283 Associated Brokers / Dealers N/A CIK Number 0000884589 Filed Document 0000884589-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:35:56 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ARGA Emerging Markets Equity Fund, a series of ARGA Funds Trust See All Filings	D/A	2019-07-01 13:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586024 Filed Document 0001493616-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:33:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PAK BioSolutions, Inc. See All Filings	D	2019-07-01 13:30:58 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001781101 Filed Document 0001781101-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:30:58 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Ginjan Bros, Inc See All Filings	C/A	2019-07-01 13:29:47 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001757511 Filed Document 0001665160-19-000742 Accepted Date 2019-07-01 13:29:47 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
Keezel, Inc. See All Filings	C/A	2019-07-01 13:25:17 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $535,000 CIK Number 0001713288 Filed Document 0001665160-19-000741 Accepted Date 2019-07-01 13:25:17 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
NANO FINANCIAL HOLDINGS, INC. See All Filings	D	2019-07-01 13:23:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001714537 Filed Document 0001567619-19-014148 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:23:06 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Xcraft Enterprises, LLC See All Filings	C/A	2019-07-01 13:16:12 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $534,996 CIK Number 0001670450 Filed Document 0001665160-19-000740 Accepted Date 2019-07-01 13:16:12 UTC Type of Offering C/A Security Offered Amount 2,808 Security Offered Type Other State IDAHO
JDBC Holding, Inc. See All Filings	D	2019-07-01 13:11:24 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001780567 Filed Document 0001780567-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:11:24 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MKCA Opportunity Fund, LLC See All Filings	D/A	2019-07-01 13:09:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley FBR, Inc. CIK Number 0001465069 Filed Document 0001465069-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:09:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Start, Inc. See All Filings	D	2019-07-01 13:09:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001702552 Filed Document 0001702552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:09:04 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PETROTEQ ENERGY INC. See All Filings	D	2019-07-01 13:08:15 UTC
Amount To Be Raised $293,029 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:08:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACRIGEN BIOSCIENCES, INC. See All Filings	D	2019-07-01 13:08:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001779315 Filed Document 0001779315-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:08:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Zipari, Inc. See All Filings	D	2019-07-01 13:05:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001639915 Filed Document 0001639915-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 13:05:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BYTZ Fund LP See All Filings	D	2019-07-01 13:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781176 Filed Document 0001781176-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-01 13:01:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Larey LLC See All Filings	D	2019-07-01 12:59:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001781096 Filed Document 0001781192-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:59:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ARGA INTERNATIONAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2019-07-01 12:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493616 Filed Document 0001493616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Moon Rocket Capital C LP See All Filings	D	2019-07-01 12:54:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780717 Filed Document 0001780717-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-01 12:54:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
ZC CalAg LLC See All Filings	D	2019-07-01 12:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707711 Filed Document 0001779167-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:50:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Videri Inc. See All Filings	D	2019-07-01 12:47:56 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001629982 Filed Document 0001629982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:47:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moon Rocket Capital B LP See All Filings	D	2019-07-01 12:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781068 Filed Document 0001781068-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-01 12:42:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Sensortecnics Inc. See All Filings	1-A	2019-07-01 12:34:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001755699 Filed Document 0001477932-19-003818 Accepted Date 2019-07-01 12:34:25 UTC Type of Offering 1-A Industry NON-OPERATING ESTABLISHMENTS Offering Tier Tier2 Principal Place of Business MASSACHUSETTS Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
PRIVATE EQUITY PARTNERS VII, LP See All Filings	D	2019-07-01 12:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703457 Filed Document 0001703457-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:34:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SE BOOT RANCH (TAMPA) INVESTORS, LLC See All Filings	D	2019-07-01 12:29:55 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001780352 Filed Document 0001780352-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:29:55 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rethink Brands, Inc. See All Filings	D	2019-07-01 12:18:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001669309 Filed Document 0001669309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:18:05 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
NewQuest Asia Fund IV, L.P. See All Filings	D	2019-07-01 12:18:01 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers TPG Capital BD, LLC CIK Number 0001780230 Filed Document 0001780230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:18:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eudemian Ventures Fund I, LP See All Filings	D	2019-07-01 12:12:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001781077 Filed Document 0001781077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVIDA RECOVERY HOLDINGS, LLC See All Filings	D	2019-07-01 12:03:52 UTC
Amount To Be Raised $800,002 Associated Brokers / Dealers N/A CIK Number 0001758609 Filed Document 0001758609-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:03:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BDS, LP See All Filings	D/A	2019-07-01 12:00:57 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, Todd Gottel, Taher Gilani, Jennifer Lander, Zach Carey, Christopher Fess, Paul Nicolini, Stephen Sumner, George Hjorth, Charles Lanza, Neal Scott, Jill Goldman, Lisa Allen, and Chris Marrs CIK Number 0001765835 Filed Document 0001765835-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-07-01 12:00:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Relief, Inc. See All Filings	D	2019-07-01 11:55:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001781195 Filed Document 0001781195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:55:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARGA GLOBAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2019-07-01 11:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493614 Filed Document 0001493614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:53:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
77 Sugar Creek, LLC See All Filings	D	2019-07-01 11:49:22 UTC
Amount To Be Raised $8,145,000 Associated Brokers / Dealers N/A CIK Number 0001781163 Filed Document 0001781163-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-01 11:49:22 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Image Protect, Inc. See All Filings	1-A POS	2019-07-01 11:49:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001110648 Filed Document 0001683168-19-002062 Accepted Date 2019-07-01 11:49:04 UTC Type of Offering 1-A POS Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $47,538 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Palogic Value Fund, LP See All Filings	D/A	2019-07-01 11:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001387846 Filed Document 0001387846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:45:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eve Epstein See All Filings	D	2019-07-01 11:39:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001781199 Filed Document 0001781199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:39:13 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Lone Star Real Estate Fund VI, L.P. See All Filings	D/A	2019-07-01 11:38:19 UTC
Amount To Be Raised $4,444,462,636 Associated Brokers / Dealers Arena Capital GL Ltd. and EquityBird Partners, Ltd. CIK Number 0001761811 Filed Document 0000898432-19-000955 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
WESTSIDE WESTSHORE PARTNERS, LP See All Filings	D	2019-07-01 11:37:50 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001780986 Filed Document 0001780986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:37:50 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Caymus Medlabs Investment Partners LLC See All Filings	D	2019-07-01 11:32:30 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001736544 Filed Document 0001736544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:32:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Street Property Holdings, LLC See All Filings	D	2019-07-01 11:24:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001780604 Filed Document 0001780604-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:24:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest City Trading Group, LLC See All Filings	D	2019-07-01 11:18:04 UTC
Amount To Be Raised $2,753,000 Associated Brokers / Dealers N/A CIK Number 0001566657 Filed Document 0001566657-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:18:04 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FCTG US Invesco, Inc. See All Filings	D	2019-07-01 11:13:23 UTC
Amount To Be Raised $3,267,500 Associated Brokers / Dealers N/A CIK Number 0001743115 Filed Document 0001743115-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:13:23 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Fund I, LP See All Filings	D/A	2019-07-01 11:02:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772189 Filed Document 0001772189-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:02:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AZERBAIJAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lonkero, LLC See All Filings	D	2019-07-01 11:00:16 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001728836 Filed Document 0001728836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 11:00:16 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ridgewood Energy Oil & Gas Fund IV, L.P. See All Filings	D	2019-07-01 10:38:43 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001780386 Filed Document 0001780386-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 10:38:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPM ONCOLOGY INNOVATIONS FUND LP See All Filings	D/A	2019-07-01 10:37:59 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers None CIK Number 0001719960 Filed Document 0001567619-19-014141 Exclusions or Exemptions 506b Accepted Date 2019-07-01 10:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund