Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
California Ethanol & Power, LLC See All Filings	D	2019-07-01 16:16:21 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:16:21 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRICE FLEX QUALIFIED FUND, L.P. See All Filings	D/A	2019-07-01 16:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290873 Filed Document 0001315863-19-000570 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:16:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Price Flex Fund, L.P. See All Filings	D/A	2019-07-01 16:15:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518930 Filed Document 0001315863-19-000569 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:15:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RhumbLine REIT Index Fund LLC See All Filings	D	2019-07-01 16:13:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001781153 Filed Document 0001781153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:13:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marcato Encore International Ltd. See All Filings	D/A	2019-07-01 16:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646139 Filed Document 0000919574-19-004379 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:11:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mercury iFunds LLC - Mercury CCA Life Settlements Fund II See All Filings	D	2019-07-01 16:10:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001780875 Filed Document 0001213900-19-011868 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:10:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato Encore, L.P. See All Filings	D/A	2019-07-01 16:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646061 Filed Document 0000919574-19-004377 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:08:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UL Holdings Inc. See All Filings	D	2019-07-01 16:05:02 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers N/A CIK Number 0001780331 Filed Document 0001780331-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:05:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DWF Capital Holdings LLC See All Filings	D	2019-07-01 16:01:03 UTC
Amount To Be Raised $1,541,284 Associated Brokers / Dealers N/A CIK Number 0001652820 Filed Document 0001652820-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-01 16:01:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cyberinc Corp See All Filings	D	2019-07-01 15:59:57 UTC
Amount To Be Raised $8,898,125 Associated Brokers / Dealers N/A CIK Number 0001739362 Filed Document 0001382963-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:59:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ferndale - The James, LLC See All Filings	D	2019-07-01 15:54:45 UTC
Amount To Be Raised $6,560,000 Associated Brokers / Dealers N/A CIK Number 0001781237 Filed Document 0001781237-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:54:45 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Fanatiz Holdings Ltd See All Filings	D	2019-07-01 15:51:35 UTC
Amount To Be Raised $7,022,158 Associated Brokers / Dealers N/A CIK Number 0001781291 Filed Document 0001781291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:51:35 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Thuzio, Inc. See All Filings	C	2019-07-01 15:48:57 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001554477 Filed Document 0001554477-19-000002 Accepted Date 2019-07-01 15:48:57 UTC Type of Offering C Security Offered Amount 151,516 Security Offered Type Preferred Stock State NEW YORK
CITYFURNISH, INC. See All Filings	D	2019-07-01 15:45:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001781285 Filed Document 0001781285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
ACTIV Surgical, Inc. See All Filings	D	2019-07-01 15:44:23 UTC
Amount To Be Raised $18,533,366 Associated Brokers / Dealers N/A CIK Number 0001710426 Filed Document 0001710426-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:44:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RiverPark Ventures III, L.P. See All Filings	D	2019-07-01 15:44:02 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001780742 Filed Document 0001780742-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:44:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Moose of Boulder, LLC See All Filings	D	2019-07-01 15:37:58 UTC
Amount To Be Raised $5,354,999 Associated Brokers / Dealers N/A CIK Number 0001780751 Filed Document 0001780751-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:37:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
URSA MAJOR TECHNOLOGIES, INC. See All Filings	D	2019-07-01 15:37:20 UTC
Amount To Be Raised $25,266,499 Associated Brokers / Dealers N/A CIK Number 0001723727 Filed Document 0001723727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:37:20 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Appian Way Opportunity Fund LLC See All Filings	D/A	2019-07-01 15:34:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001779813 Filed Document 0001779813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:34:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Index Opportunity Fund LP See All Filings	D/A	2019-07-01 15:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001743695 Filed Document 0001743695-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:33:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Moose of Boulder, LLC See All Filings	D	2019-07-01 15:28:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001780751 Filed Document 0001780751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:28:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cavalry Opportunity Fund, L.P. See All Filings	D/A	2019-07-01 15:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574902 Filed Document 0000935836-19-000362 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:25:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hit Labs, Inc. See All Filings	D	2019-07-01 15:24:11 UTC
Amount To Be Raised $7,908,307 Associated Brokers / Dealers N/A CIK Number 0001634873 Filed Document 0001634873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:24:11 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Graham Institutional Partners, LP See All Filings	D/A	2019-07-01 15:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609415 Filed Document 0001609415-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:24:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pivot Holdings III LLC See All Filings	D	2019-07-01 15:21:10 UTC
Amount To Be Raised $7,500,041 Associated Brokers / Dealers N/A CIK Number 0001748624 Filed Document 0001748624-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:21:10 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Curated Wealth Partners LLC See All Filings	D	2019-07-01 15:21:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001781284 Filed Document 0001781284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:21:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Expel, Inc. See All Filings	D	2019-07-01 15:12:15 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001684049 Filed Document 0001684049-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:12:15 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGAID LLC See All Filings	D	2019-07-01 15:10:13 UTC
Amount To Be Raised $576,271 Associated Brokers / Dealers N/A CIK Number 0001749561 Filed Document 0001749561-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:10:13 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Jane Technologies, Inc. See All Filings	D	2019-07-01 15:10:11 UTC
Amount To Be Raised $13,999,331 Associated Brokers / Dealers N/A CIK Number 0001781063 Filed Document 0001567619-19-014152 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:10:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emergent Opportunities Fund, LP See All Filings	D	2019-07-01 15:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781283 Filed Document 0001781283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:08:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellnecity Group, Inc. See All Filings	D	2019-07-01 15:05:56 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001758548 Filed Document 0001758548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 15:05:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Special Situations Fund LLC - Series Big Data I See All Filings	D/A	2019-07-01 14:57:02 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001773823 Filed Document 0001773823-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Copperwood Energy Offshore LP See All Filings	D/A	2019-07-01 14:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560450 Filed Document 0001315863-19-000565 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:56:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Open Box Buy Corp See All Filings	C/A	2019-07-01 14:55:49 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001761248 Filed Document 0001665160-19-000743 Accepted Date 2019-07-01 14:55:49 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEVADA
E.G. WOODE, L3C See All Filings	D	2019-07-01 14:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769355 Filed Document 0001769355-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:55:42 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Copperwood Energy Fund LP See All Filings	D/A	2019-07-01 14:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560468 Filed Document 0001315863-19-000564 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ares Real Estate Secured Income REIT, LLC See All Filings	D	2019-07-01 14:52:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001781154 Filed Document 0001781154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:52:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ocean Vertical Fund LLC See All Filings	D/A	2019-07-01 14:46:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001740724 Filed Document 0001740724-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-07-01 14:46:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ares Real Estate Enhanced Income REIT, LLC See All Filings	D	2019-07-01 14:44:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001781155 Filed Document 0001781155-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:44:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZUPP EXPERIENCES INC. See All Filings	D	2019-07-01 14:38:07 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001781243 Filed Document 0001781243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:38:07 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
25 Orchard Drive, LLC See All Filings	D	2019-07-01 14:35:57 UTC
Amount To Be Raised $709,362 Associated Brokers / Dealers N/A CIK Number 0001780783 Filed Document 0001780783-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:35:57 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Alta Bay Portfolio I, LLC See All Filings	D	2019-07-01 14:29:42 UTC
Amount To Be Raised $761,673 Associated Brokers / Dealers N/A CIK Number 0001780786 Filed Document 0001780786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:29:42 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
StratusLIVE LLC See All Filings	D	2019-07-01 14:27:27 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001577127 Filed Document 0001577127-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Instrumental Labs, Inc. See All Filings	D	2019-07-01 14:18:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001781204 Filed Document 0001781204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:18:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ScriptDash Inc. See All Filings	D	2019-07-01 14:16:40 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001766669 Filed Document 0001766669-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:16:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ao1 Holdings Inc. See All Filings	D	2019-07-01 14:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779552 Filed Document 0001779552-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-07-01 14:14:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Kaleidoscope Group PBC See All Filings	D	2019-07-01 14:11:16 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001706418 Filed Document 0001706418-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-07-01 14:11:16 UTC Type of Offering D Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tybourne Strategic Opportunities Fund LP See All Filings	D	2019-07-01 14:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781221 Filed Document 0001781221-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonwealth Fusion Systems LLC See All Filings	D/A	2019-07-01 14:04:51 UTC
Amount To Be Raised $114,999,971 Associated Brokers / Dealers N/A CIK Number 0001744079 Filed Document 0001744079-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:04:51 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Tuatara Capital Fund, L.P. See All Filings	D	2019-07-01 14:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781118 Filed Document 0001781118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-01 14:04:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity