Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAP V Co-Investment, L.P. See All Filings	D/A	2019-08-09 17:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720169 Filed Document 0001567619-19-016176 Exclusions or Exemptions 506b Accepted Date 2019-08-09 17:17:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MC Oaks Austin LLC See All Filings	D	2019-08-09 17:12:53 UTC
Amount To Be Raised $5,725,000 Associated Brokers / Dealers Timothy McKay, Dan Chhan, and Sam Wayne CIK Number 0001784481 Filed Document 0001784481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 17:12:53 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NAVIGATE SURGICAL TECHNOLOGIES INC. See All Filings	D	2019-08-09 17:12:11 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001657412 Filed Document 0001085037-19-000066 Exclusions or Exemptions 506b Accepted Date 2019-08-09 17:12:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BRAINSTORM CELL THERAPEUTICS INC. See All Filings	D	2019-08-09 17:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137883 Filed Document 0001144204-19-038938 Exclusions or Exemptions 506b Accepted Date 2019-08-09 17:09:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sino-Global Shipping America, Ltd. See All Filings	D	2019-08-09 17:06:45 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001422892 Filed Document 0001213900-19-015178 Exclusions or Exemptions 506b Accepted Date 2019-08-09 17:06:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pelion Opportunity Fund II, LLC See All Filings	D	2019-08-09 16:56:06 UTC
Amount To Be Raised $11,725,000 Associated Brokers / Dealers N/A CIK Number 0001770824 Filed Document 0001770824-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:56:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atomos Nuclear & Space Corp See All Filings	D/A	2019-08-09 16:52:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001764866 Filed Document 0001764866-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:52:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
All Pro Funding III, LLC See All Filings	D/A	2019-08-09 16:51:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001639474 Filed Document 0001639474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:51:33 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Brighton Health Plan Services Holdings Corp. See All Filings	D	2019-08-09 16:46:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607710 Filed Document 0001607710-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:46:24 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Peak Ventures Fund III, L.P. See All Filings	D	2019-08-09 16:42:57 UTC
Amount To Be Raised $75,057,592 Associated Brokers / Dealers N/A CIK Number 0001781438 Filed Document 0001781438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:42:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACQUIRED SALES CORP See All Filings	D	2019-08-09 16:41:11 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001391135 Filed Document 0001445866-19-000956 Exclusions or Exemptions 506c Accepted Date 2019-08-09 16:41:11 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Radio Roadhouse, LLC See All Filings	D	2019-08-09 16:39:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001783322 Filed Document 0001783322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:39:12 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ENIAC Special Delta LLC See All Filings	D	2019-08-09 16:39:03 UTC
Amount To Be Raised $1,895,767 Associated Brokers / Dealers N/A CIK Number 0001785163 Filed Document 0001785163-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:39:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vericool, Inc. See All Filings	D	2019-08-09 16:36:33 UTC
Amount To Be Raised $16,341,290 Associated Brokers / Dealers N/A CIK Number 0001784799 Filed Document 0001784799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:36:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hemp2Lab, LLC See All Filings	D	2019-08-09 16:36:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785183 Filed Document 0001785183-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:36:11 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Baltimore Properties II, LLC See All Filings	D/A	2019-08-09 16:33:15 UTC
Amount To Be Raised $11,675,000 Associated Brokers / Dealers Schneider Downs Corporate Finance LP CIK Number 0001780695 Filed Document 0001780695-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:33:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENOAKS CAPITAL MS LP - MERCY GENERAL SERIES See All Filings	D	2019-08-09 16:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785166 Filed Document 0001785166-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:27:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kentucky Hospital Management LLC See All Filings	D/A	2019-08-09 16:27:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748273 Filed Document 0001748273-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:27:32 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZIOPHARM ONCOLOGY INC See All Filings	D	2019-08-09 16:26:02 UTC
Amount To Be Raised $105,106,064 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001107421 Filed Document 0001107421-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:26:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wilshire Private Markets Family Office Fund IV, L.P. See All Filings	D	2019-08-09 16:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784999 Filed Document 0001144204-19-038891 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:22:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAM International Small Cap Fund, LP See All Filings	D	2019-08-09 16:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785069 Filed Document 0001144204-19-038890 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:21:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB TECH VENTURES INC. See All Filings	D	2019-08-09 16:19:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704550 Filed Document 0001704550-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:19:46 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Airbnb, Inc. See All Filings	D	2019-08-09 16:18:13 UTC
Amount To Be Raised $82,025,420 Associated Brokers / Dealers N/A CIK Number 0001559720 Filed Document 0001567619-19-016139 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:18:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Pinnacle Holdings LP See All Filings	D	2019-08-09 16:12:41 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001784809 Filed Document 0001784809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:12:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
MDC 9TH & FLOWER, LP See All Filings	D	2019-08-09 16:11:32 UTC
Amount To Be Raised $7,920,466 Associated Brokers / Dealers N/A CIK Number 0001782506 Filed Document 0001782506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:11:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
400 Capital Credit Opportunities Fund Ltd. See All Filings	D/A	2019-08-09 16:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC CIK Number 0001520154 Filed Document 0001315863-19-000669 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
400 Capital Credit Opportunities Fund LP See All Filings	D/A	2019-08-09 16:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC CIK Number 0001467029 Filed Document 0001315863-19-000668 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tecmotiv Investment Co, LLC See All Filings	D	2019-08-09 16:01:14 UTC
Amount To Be Raised $7,870,000 Associated Brokers / Dealers N/A CIK Number 0001784966 Filed Document 0001784966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:01:14 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SSC 400 Capital Fund II Ltd. See All Filings	D/A	2019-08-09 16:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682319 Filed Document 0001315863-19-000667 Exclusions or Exemptions 506b Accepted Date 2019-08-09 16:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAC II Opportunity Fund, L.P. See All Filings	D/A	2019-08-09 15:59:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001766628 Filed Document 0001766624-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:59:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Acceleration Capital Fund II, L.P. See All Filings	D/A	2019-08-09 15:56:05 UTC
Amount To Be Raised $176,513,334 Associated Brokers / Dealers N/A CIK Number 0001766624 Filed Document 0001766624-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amkor Green, LLC. See All Filings	D	2019-08-09 15:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Amkor Green, LLC. CIK Number 0001535785 Filed Document 0001535785-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:47:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
SQN Investors Offshore Ltd See All Filings	D/A	2019-08-09 15:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616536 Filed Document 0000935836-19-000433 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amkor Green, LLC. See All Filings	D	2019-08-09 15:41:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Amkor Green, LLC. CIK Number 0001535785 Filed Document 0001535785-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:41:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
By Humankind, Inc. See All Filings	D	2019-08-09 15:41:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001741668 Filed Document 0001741668-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:41:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SJCO-Ute Tulsa OK, L.L.C. See All Filings	D	2019-08-09 15:38:06 UTC
Amount To Be Raised $1,127,759 Associated Brokers / Dealers N/A CIK Number 0001785158 Filed Document 0001785158-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:38:06 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
ABS TOPCO, LLC See All Filings	D	2019-08-09 15:34:24 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001752239 Filed Document 0001752239-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:34:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Notiphy Corp See All Filings	D/A	2019-08-09 15:33:51 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001751176 Filed Document 0001671734-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:33:51 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prana Growth Fund II L P See All Filings	D/A	2019-08-09 15:32:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001346019 Filed Document 0000935836-19-000432 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:32:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perimeter Square Retail, LLC See All Filings	D	2019-08-09 15:32:26 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001785134 Filed Document 0001785134-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:32:26 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
1839 Capital LLC See All Filings	D	2019-08-09 15:32:03 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001784309 Filed Document 0001567619-19-016131 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:32:03 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MED-X, INC. See All Filings	D	2019-08-09 15:30:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001620704 Filed Document 0001065949-19-000116 Exclusions or Exemptions 506c Accepted Date 2019-08-09 15:30:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cambridge Crops, Inc. See All Filings	D	2019-08-09 15:26:33 UTC
Amount To Be Raised $5,348,594 Associated Brokers / Dealers N/A CIK Number 0001784693 Filed Document 0001784693-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:26:33 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Angeles Absolute Return Fund Ltd. See All Filings	D/A	2019-08-09 15:14:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544959 Filed Document 0001740288-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:14:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmel Manor, LLC See All Filings	D	2019-08-09 15:12:34 UTC
Amount To Be Raised $2,578,000 Associated Brokers / Dealers N/A CIK Number 0001785135 Filed Document 0001785135-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:12:34 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TechSoup Global, A California 501(c)(3) Nonprofit Public Benefit Corporation See All Filings	1-A	2019-08-09 15:04:56 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers Bequia Securities CIK Number 0001714680 Filed Document 0001213900-19-015111 Accepted Date 2019-08-09 15:04:56 UTC Type of Offering 1-A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3 State of Jurisdiction CALIFORNIA Type of Security D
GREENOAKS CAPITAL MS LP - APARO EXPRESSWAY SERIES See All Filings	D	2019-08-09 15:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785148 Filed Document 0001785148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:02:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBV Investments, LLC See All Filings	D/A	2019-08-09 15:00:33 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001746207 Filed Document 0001746207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:00:33 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Abiquo Group, Inc. See All Filings	D	2019-08-09 15:00:27 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001507278 Filed Document 0001507278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-09 15:00:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-08-09 14:58:35 UTC
Amount To Be Raised $2,213,110 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-038846 Accepted Date 2019-08-09 14:58:35 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)