Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AuGC BioFund LP See All Filings	D/A	2019-07-31 13:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710437 Filed Document 0001710437-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flowr Corp See All Filings	D	2019-07-31 13:40:12 UTC
Amount To Be Raised $1,406,892 Associated Brokers / Dealers N/A CIK Number 0001752524 Filed Document 0001567619-19-015511 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:40:12 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caddie Network, LLC See All Filings	D	2019-07-31 13:39:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001736690 Filed Document 0001736690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:39:56 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EXPLORIOUS Co See All Filings	D	2019-07-31 13:39:39 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001718558 Filed Document 0001718558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:39:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Salerno Pharmaceuticals, LP See All Filings	D	2019-07-31 13:38:54 UTC
Amount To Be Raised $1,831,692 Associated Brokers / Dealers N/A CIK Number 0001694399 Filed Document 0001694399-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:38:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Oceanwood European Financial Select Opportunities Fund, LP See All Filings	D/A	2019-07-31 13:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644067 Filed Document 0001777966-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC See All Filings	D	2019-07-31 13:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641219 Filed Document 0000899140-19-000493 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:16:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aureus, Inc. See All Filings	1-A/A	2019-07-31 13:12:13 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001624517 Filed Document 0001683168-19-002388 Accepted Date 2019-07-31 13:12:13 UTC Type of Offering 1-A/A Industry DAIRY PRODUCTS Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Orchid Health, Inc. See All Filings	D	2019-07-31 13:09:11 UTC
Amount To Be Raised $2,999,983 Associated Brokers / Dealers N/A CIK Number 0001783626 Filed Document 0001783626-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:09:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Westmount at Kessler Park Investors LP See All Filings	D	2019-07-31 12:49:42 UTC
Amount To Be Raised $7,808,678 Associated Brokers / Dealers N/A CIK Number 0001784167 Filed Document 0001162677-19-000051 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:49:42 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ReadCoor, Inc. See All Filings	D	2019-07-31 12:46:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670386 Filed Document 0001670386-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:46:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Vitus Animal Health, Inc. See All Filings	D	2019-07-31 12:45:43 UTC
Amount To Be Raised $7,987,339 Associated Brokers / Dealers N/A CIK Number 0001662224 Filed Document 0001662224-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:45:43 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Prevalent, Inc. See All Filings	D	2019-07-31 12:45:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611356 Filed Document 0001611356-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:45:21 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CCOF Gem Co-Investment, L.P. See All Filings	D	2019-07-31 12:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001783969 Filed Document 0001783969-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:42:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Global Opportunity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-07-31 12:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001681339 Filed Document 0001681339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Ethanol & Power, LLC See All Filings	D	2019-07-31 12:29:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:29:39 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
9enumbra \| LLC See All Filings	D	2019-07-31 12:25:05 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001784180 Filed Document 0001784180-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Emmett Partners Impact Fund I, L.P. See All Filings	D	2019-07-31 12:21:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001783880 Filed Document 0001783880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanwood Investments SPC for & on behalf of Oceanwood European Financials Capital Structure Opportunities Segregated Portfolio See All Filings	D/A	2019-07-31 12:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777966 Filed Document 0001777966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:14:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Assure Services, Inc. See All Filings	D	2019-07-31 12:13:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001784170 Filed Document 0001784042-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:13:54 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Rand 3489 LLC See All Filings	D	2019-07-31 12:13:14 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001783640 Filed Document 0001783640-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:13:14 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
FireFox Gold Corp. See All Filings	D	2019-07-31 12:12:43 UTC
Amount To Be Raised $19,155 Associated Brokers / Dealers N/A CIK Number 0001722918 Filed Document 0001722918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:12:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ROAM Global Offshore Fund Ltd. See All Filings	D	2019-07-31 12:12:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744240 Filed Document 0000902664-19-003185 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:12:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-07-31 12:11:23 UTC
Amount To Be Raised $3,661,550 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-036804 Accepted Date 2019-07-31 12:11:23 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Standard Wellness Maryland, LLC See All Filings	D	2019-07-31 12:10:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001784178 Filed Document 0001784178-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:10:06 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Reserve Apartments LLC See All Filings	D	2019-07-31 11:56:53 UTC
Amount To Be Raised $5,440,000 Associated Brokers / Dealers N/A CIK Number 0001783416 Filed Document 0001783416-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:56:53 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Grower's Organic Holdings, LLC See All Filings	D	2019-07-31 11:52:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714131 Filed Document 0001714131-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:52:03 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Altamira Parent Holdings, LLC See All Filings	D	2019-07-31 11:51:20 UTC
Amount To Be Raised $86,270,567 Associated Brokers / Dealers N/A CIK Number 0001783859 Filed Document 0001783859-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:51:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nutrativa LLC See All Filings	D	2019-07-31 11:48:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001783860 Filed Document 0001783860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:48:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Expedition Baikal LLC See All Filings	D/A	2019-07-31 11:45:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627312 Filed Document 0000910680-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:45:39 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ElectroSpit Inc. See All Filings	C	2019-07-31 11:42:43 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001731736 Filed Document 0001731736-19-000001 Accepted Date 2019-07-31 11:42:43 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Benefits Science LLC See All Filings	D/A	2019-07-31 11:37:19 UTC
Amount To Be Raised $1,113,000 Associated Brokers / Dealers N/A CIK Number 0001672119 Filed Document 0001663929-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:37:19 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oceanwood Investments SPC for & on behalf of Oceanwood Norske Skog Segregated Portfolio See All Filings	D/A	2019-07-31 11:36:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750617 Filed Document 0001750617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:36:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
One Oak Alpha Opportunities Offshore Fund Ltd. See All Filings	D	2019-07-31 11:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001784066 Filed Document 0001784066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:34:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Benefits Science LLC See All Filings	D/A	2019-07-31 11:31:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001672119 Filed Document 0001663929-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:31:39 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Go Store It Louisville Storage DST See All Filings	D	2019-07-31 11:27:33 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers Emerson Equity CIK Number 0001783936 Filed Document 0001783936-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-31 11:27:33 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KF-GREGORYS, LLC See All Filings	D	2019-07-31 11:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784097 Filed Document 0001784097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:25:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGP Greensboro Flex, LLC See All Filings	D	2019-07-31 11:17:23 UTC
Amount To Be Raised $1,765,000 Associated Brokers / Dealers N/A CIK Number 0001783419 Filed Document 0001783419-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:17:23 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
EUREKA IV, L.P. See All Filings	D	2019-07-31 11:16:30 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers M20 PRIVATE FUND ADVISORS LLC CIK Number 0001771824 Filed Document 0001771824-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:16:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hampshire Netcong LLC See All Filings	D	2019-07-31 11:14:59 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001781936 Filed Document 0001781936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:14:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
VS Opportunity XI, a series of Venture Science Master Fund I, LLC See All Filings	D	2019-07-31 11:13:15 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001784042 Filed Document 0001784042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aseko Inc. See All Filings	D	2019-07-31 11:01:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001567619-19-015494 Exclusions or Exemptions 506b Accepted Date 2019-07-31 11:01:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Fireside Real Estate Partners IV LP See All Filings	D	2019-07-31 10:57:46 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001783939 Filed Document 0001567619-19-015493 Exclusions or Exemptions 506b Accepted Date 2019-07-31 10:57:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JOHKIM CAPITAL PARTNERS ONSHORE LP See All Filings	D/A	2019-07-31 10:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713225 Filed Document 0001713225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 10:56:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nova Investments S.C.Sp See All Filings	D	2019-07-31 10:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784071 Filed Document 0001784071-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-31 10:50:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
ECM Bespoke Fund LP Series F See All Filings	D/A	2019-07-31 10:49:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685927 Filed Document 0000919574-19-004819 Exclusions or Exemptions 506b Accepted Date 2019-07-31 10:49:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Great Elm Opportunities Fund I, LP - Series A See All Filings	D/A	2019-07-31 10:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746469 Filed Document 0001783343-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 10:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Bespoke Fund LP Series C See All Filings	D/A	2019-07-31 10:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682222 Filed Document 0000919574-19-004817 Exclusions or Exemptions 506b Accepted Date 2019-07-31 10:47:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
ECM Bespoke Fund LP Series A See All Filings	D/A	2019-07-31 10:45:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680868 Filed Document 0000919574-19-004815 Exclusions or Exemptions 506b Accepted Date 2019-07-31 10:45:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
ECM Feeder Fund 5 LP See All Filings	D/A	2019-07-31 10:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654130 Filed Document 0000919574-19-004813 Exclusions or Exemptions 506b Accepted Date 2019-07-31 10:41:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity