Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grande Pointe Apts, LLC See All Filings	D	2019-08-05 14:40:46 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001783118 Filed Document 0001783118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:40:46 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Indy Health Holdings LLC See All Filings	D	2019-08-05 14:39:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001784572 Filed Document 0001784572-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-05 14:39:23 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
L&G GLOBAL HIGH YIELD FUND, LLC See All Filings	D/A	2019-08-05 14:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684107 Filed Document 0001684107-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:34:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Acuity Asia Pacific Fund See All Filings	D/A	2019-08-05 14:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588066 Filed Document 0001588066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVR LLC See All Filings	D	2019-08-05 14:20:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001784349 Filed Document 0001784349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:20:05 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Ryan at 17 North, LLC See All Filings	D	2019-08-05 14:06:53 UTC
Amount To Be Raised $27,700,000 Associated Brokers / Dealers N/A CIK Number 0001784437 Filed Document 0001784437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:06:53 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Adjuvant Global Health Technology Fund, L.P. See All Filings	D	2019-08-05 14:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783165 Filed Document 0001783165-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:05:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMFAM VC FUND III, LP See All Filings	D	2019-08-05 14:05:50 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001781256 Filed Document 0001781256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:05:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEVIER COUNTY BANCSHARES, INC. See All Filings	D	2019-08-05 14:05:37 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers BSP Securities, LLC CIK Number 0000737563 Filed Document 0001567619-19-015783 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:05:37 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OE WI Solar 2, LLC See All Filings	D	2019-08-05 13:44:58 UTC
Amount To Be Raised $509,489 Associated Brokers / Dealers N/A CIK Number 0001784499 Filed Document 0001784499-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:44:58 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLV US Investor, LP See All Filings	D/A	2019-08-05 13:38:45 UTC
Amount To Be Raised $29,825,000 Associated Brokers / Dealers N/A CIK Number 0001779364 Filed Document 0001642247-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:38:45 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
kulaBrands, Inc. See All Filings	C/A	2019-08-05 13:27:38 UTC
Financial Interest none Filing Platform truCrowd, Inc Offering Amount $534,973 CIK Number 0001706939 Filed Document 0001706939-19-000003 Accepted Date 2019-08-05 13:27:38 UTC Type of Offering C/A Security Offered Amount 1,404 Security Offered Type Common Stock State ARIZONA
Optimal Outcome Fund LP See All Filings	D/A	2019-08-05 13:23:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cheli Cervera CIK Number 0001748334 Filed Document 0001748334-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-05 13:23:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Blair Financial Holdings, LLC See All Filings	D	2019-08-05 13:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784328 Filed Document 0001784328-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:08:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVXpress, Inc. See All Filings	D	2019-08-05 13:06:15 UTC
Amount To Be Raised $27,510,928 Associated Brokers / Dealers N/A CIK Number 0001577741 Filed Document 0001577741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:06:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Voicebox BDQ, LLC See All Filings	D	2019-08-05 13:01:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001784527 Filed Document 0001784527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 13:01:59 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MLH Holdings, LLC See All Filings	D	2019-08-05 12:47:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MainLine Securities, LLC CIK Number 0001735931 Filed Document 0001735931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:47:31 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Square Structured Debt Fund LP See All Filings	D	2019-08-05 12:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784243 Filed Document 0001784243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:44:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voya Mortgage Investment Master Fund See All Filings	D/A	2019-08-05 12:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511709 Filed Document 0001650761-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:22:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Providence Capital Lending, LLC See All Filings	D/A	2019-08-05 12:21:49 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:21:49 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SIMPLIFY ASC, INC. See All Filings	D/A	2019-08-05 12:12:26 UTC
Amount To Be Raised $3,860,025 Associated Brokers / Dealers N/A CIK Number 0001688704 Filed Document 0001688704-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:12:26 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Utavi, Inc. See All Filings	D	2019-08-05 12:05:29 UTC
Amount To Be Raised $2,084,000 Associated Brokers / Dealers N/A CIK Number 0001784551 Filed Document 0001784551-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:05:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Reborn Clothing Co., L.L.C. See All Filings	D	2019-08-05 12:01:42 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001750176 Filed Document 0001750176-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-05 12:01:42 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
United STACK #6, LP See All Filings	D	2019-08-05 11:56:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001784469 Filed Document 0001784469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:56:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Presidio Health, Inc. See All Filings	D/A	2019-08-05 11:52:52 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001781349 Filed Document 0001781349-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:52:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Voya Credit Opportunities Fund See All Filings	D/A	2019-08-05 11:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650761 Filed Document 0001650761-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manulife Investment Management Total Return Bond Fund LP See All Filings	D/A	2019-08-05 11:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001544565 Filed Document 0001544565-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:50:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD ASSET MANAGEMENT FUND I, LP See All Filings	D	2019-08-05 11:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783571 Filed Document 0001567619-19-015768 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flat Creek Capital II, LP See All Filings	D	2019-08-05 11:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784358 Filed Document 0001784358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:46:58 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIV TERRABELLA PARTNERS LLC See All Filings	D	2019-08-05 11:40:30 UTC
Amount To Be Raised $2,179,377 Associated Brokers / Dealers N/A CIK Number 0001784575 Filed Document 0001784575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:40:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ViceRoy Peabody LLC See All Filings	D	2019-08-05 11:39:56 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001784387 Filed Document 0001784387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:39:56 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMITOMO CORP See All Filings	D/A	2019-08-05 11:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099282 Filed Document 0001099282-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:35:19 UTC Type of Offering D/A Industry Other Principal Place of Business JAPAN Revenue or Assets $Over $100,000,000 Type of Security Other
Perfleek, Inc. See All Filings	D	2019-08-05 11:34:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001784314 Filed Document 0001784314-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:34:04 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VC23 Investors, LLC See All Filings	D	2019-08-05 11:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750092 Filed Document 0001750092-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:31:02 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Homemation LLC See All Filings	D	2019-08-05 11:24:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001712475 Filed Document 0001712475-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:24:55 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Persivia Inc. See All Filings	D	2019-08-05 11:16:39 UTC
Amount To Be Raised $3,749,996 Associated Brokers / Dealers N/A CIK Number 0001652565 Filed Document 0001652565-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:16:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MG Clackamas, LLC See All Filings	D	2019-08-05 11:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784291 Filed Document 0001784291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:08:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
WASABI VENTURES PARTNERS FUNDS LLC See All Filings	D	2019-08-05 11:00:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Wasabi Ventures Partners Management Co LLC CIK Number 0001768998 Filed Document 0001768998-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-08-05 11:00:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TitletownTech Fund I, LP See All Filings	D	2019-08-05 10:54:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001784050 Filed Document 0000897069-19-000365 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:54:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Persivia Inc. See All Filings	D	2019-08-05 10:49:51 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001652565 Filed Document 0001652565-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:49:51 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Cubera IX LP See All Filings	D	2019-08-05 10:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784018 Filed Document 0001784018-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:37:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
LaPosta Pizza LLC See All Filings	D	2019-08-05 10:34:32 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001784255 Filed Document 0001784255-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:34:32 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Monarch Funding IV, LLC See All Filings	D	2019-08-05 10:30:31 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001783898 Filed Document 0001783898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:30:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Cityzenith Holdings, Inc. See All Filings	C/A	2019-08-05 10:15:27 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001778262 Filed Document 0001778262-19-000003 Accepted Date 2019-08-05 10:15:27 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State ILLINOIS
Josephine Capital, LLC See All Filings	D/A	2019-08-05 10:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478491 Filed Document 0001478491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:12:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middle Hillsborough Storage Associates, LLC See All Filings	D	2019-08-05 10:08:03 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001784468 Filed Document 0001784468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:08:03 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pittsburgh Water Holdings, LLC See All Filings	D/A	2019-08-05 10:04:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001783607 Filed Document 0001783607-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:04:38 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
InReality, LLC See All Filings	D/A	2019-08-05 09:58:14 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001726853 Filed Document 0001726853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 09:58:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Cityzenith Holdings, Inc. See All Filings	C/A	2019-08-05 09:57:14 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001778262 Filed Document 0001778262-19-000002 Accepted Date 2019-08-05 09:57:14 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State ILLINOIS
Kobi Real Estate Fund 1 LLC See All Filings	D	2019-08-05 09:50:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001784153 Filed Document 0001784153-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-05 09:50:09 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity