Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kumquat Biosciences Inc See All Filings	D/A	2019-08-05 17:59:24 UTC
Amount To Be Raised $56,000,000 Associated Brokers / Dealers N/A CIK Number 0001781822 Filed Document 0001781822-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:59:24 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AS Fund I, a series of Jude Gomila, LP See All Filings	D	2019-08-05 17:51:26 UTC
Amount To Be Raised $754,000 Associated Brokers / Dealers N/A CIK Number 0001784003 Filed Document 0001784003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:51:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Physicians Management Services Organization, LLC See All Filings	D	2019-08-05 17:50:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001770155 Filed Document 0001770155-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:50:41 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ursa Major Natural Care LLC See All Filings	D	2019-08-05 17:49:26 UTC
Amount To Be Raised $1,822,401 Associated Brokers / Dealers N/A CIK Number 0001478036 Filed Document 0001478036-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:49:26 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
CRESS DOW INVESTORS, LLC See All Filings	D	2019-08-05 17:49:16 UTC
Amount To Be Raised $3,129,800 Associated Brokers / Dealers N/A CIK Number 0001784672 Filed Document 0001683168-19-002425 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:49:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ursa Major Natural Care LLC See All Filings	D/A	2019-08-05 17:45:10 UTC
Amount To Be Raised $809,132 Associated Brokers / Dealers N/A CIK Number 0001478036 Filed Document 0001478036-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:45:10 UTC Type of Offering D/A Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Protoqual Learning Systems, LLC See All Filings	D	2019-08-05 17:37:39 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001686536 Filed Document 0001686536-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:37:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Real Estate 2019 (USD) OpCo, L.P. See All Filings	D	2019-08-05 17:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784573 Filed Document 0001784573-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:31:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ursa Major Natural Care LLC See All Filings	D/A	2019-08-05 17:29:12 UTC
Amount To Be Raised $809,132 Associated Brokers / Dealers N/A CIK Number 0001478036 Filed Document 0001478036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:29:12 UTC Type of Offering D/A Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
JRK Platform 4 Parallel L.P. See All Filings	D	2019-08-05 17:17:25 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001784645 Filed Document 0001144204-19-037693 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:17:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JRK Platform 4 LP See All Filings	D	2019-08-05 17:13:08 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001784624 Filed Document 0001144204-19-037690 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:13:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axel Technologies, LLC See All Filings	D/A	2019-08-05 17:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741515 Filed Document 0001741515-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:07:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BVSC LLC See All Filings	D	2019-08-05 17:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782032 Filed Document 0001782032-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:05:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Associates Investment Group, LLC See All Filings	D	2019-08-05 17:02:24 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001784555 Filed Document 0001784555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 17:02:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Meow Wolf, Inc. See All Filings	D/A	2019-08-05 16:58:53 UTC
Amount To Be Raised $158,613,855 Associated Brokers / Dealers LionTree Advisors LLC CIK Number 0001694455 Filed Document 0001694455-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:58:53 UTC Type of Offering D/A Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Investors Fund, LP See All Filings	D	2019-08-05 16:57:03 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Greentech Capital Advisors Securities, LLC CIK Number 0001775574 Filed Document 0001775574-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:57:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAVU Venture Partners III, LP See All Filings	D	2019-08-05 16:56:15 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001779992 Filed Document 0001779992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:56:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IntuitiveX, Inc. See All Filings	D	2019-08-05 16:50:46 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers none CIK Number 0001779851 Filed Document 0001779851-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:50:46 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
3Spoke Capital - GOT001-01, LP See All Filings	D	2019-08-05 16:45:52 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001773690 Filed Document 0001773690-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Creek Partners, LP See All Filings	D	2019-08-05 16:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781701 Filed Document 0001781701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:41:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC/CA Grand & St. Clair Preferred Equity, LLC See All Filings	D	2019-08-05 16:29:34 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001783748 Filed Document 0001783748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:29:34 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CC 2.5 OWNER, LLC See All Filings	D	2019-08-05 16:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784275 Filed Document 0001784275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:28:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathway Private Equity Fund XXXI Co-inv, LP See All Filings	D	2019-08-05 16:20:29 UTC
Amount To Be Raised $200,110,000 Associated Brokers / Dealers N/A CIK Number 0001783720 Filed Document 0001783720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:20:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AgFunder Founders Fund II, a Series of AgFunder Master Fund, LLC See All Filings	D/A	2019-08-05 16:20:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001781263 Filed Document 0001783988-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:20:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BankSouth Holding Co See All Filings	D	2019-08-05 16:18:51 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Sandler, O'Neill + Partners, L.P. CIK Number 0001784431 Filed Document 0001784431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:18:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Kin Tap & Rec Room, LLC See All Filings	C	2019-08-05 16:12:47 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $500,000 CIK Number 0001783625 Filed Document 0001746059-19-000011 Accepted Date 2019-08-05 16:12:47 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Waterfall Victoria Fund, Ltd. See All Filings	D/A	2019-08-05 16:11:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484687 Filed Document 0001407856-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:11:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeegar LLC See All Filings	D	2019-08-05 16:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784304 Filed Document 0001784304-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-05 16:10:08 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Sawyer, a series of Brilliant Friends, LLC See All Filings	D	2019-08-05 16:06:09 UTC
Amount To Be Raised $173,722 Associated Brokers / Dealers N/A CIK Number 0001783988 Filed Document 0001783988-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:06:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visana Health, Inc. See All Filings	D	2019-08-05 16:02:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001783845 Filed Document 0001783845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 16:02:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Waterfall Victoria ERISA Fund, Ltd. See All Filings	D/A	2019-08-05 15:59:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001511871 Filed Document 0001511871-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:59:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Driftwood Qualified Opportunity Fund I, LLC See All Filings	D	2019-08-05 15:59:00 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001783443 Filed Document 0001783443-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-05 15:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Tradition Fund III, LP See All Filings	D/A	2019-08-05 15:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC CIK Number 0001734074 Filed Document 0001315863-19-000652 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Inherent ESG Opportunity Offshore Feeder, Ltd. See All Filings	D	2019-08-05 15:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784548 Filed Document 0001405086-19-000237 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:55:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OHA KC Customized Credit Fund, L.P. See All Filings	D	2019-08-05 15:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783214 Filed Document 0000950142-19-001665 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Uncommon Denominator, L.P. See All Filings	D/A	2019-08-05 15:47:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701191 Filed Document 0001701191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:47:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2019-08-05 15:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Energy Blue LLC See All Filings	D	2019-08-05 15:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756916 Filed Document 0001756916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:39:21 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Truebird, Inc. See All Filings	D	2019-08-05 15:37:38 UTC
Amount To Be Raised $6,231,693 Associated Brokers / Dealers N/A CIK Number 0001784459 Filed Document 0001784459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:37:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria Fund LP See All Filings	D/A	2019-08-05 15:36:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001407856 Filed Document 0001407856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:36:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New World Financial Holdings, LLC See All Filings	D/A	2019-08-05 15:30:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649573 Filed Document 0001649573-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:30:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL EDEN FUND LP See All Filings	D/A	2019-08-05 15:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001340264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-CMS, LP See All Filings	D/A	2019-08-05 15:21:45 UTC
Amount To Be Raised $3,604,651 Associated Brokers / Dealers Michael C Ihrie, Joseph Ondris, Richard Goodwin, Jennifer Lander, and Cindy Burkett CIK Number 0001781449 Filed Document 0001781449-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:21:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
James Joseph Sanctified Spirits, LLC See All Filings	D	2019-08-05 15:20:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001712221 Filed Document 0001712221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:20:52 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STRYKER POWER HOLDINGS LLC See All Filings	D	2019-08-05 15:16:23 UTC
Amount To Be Raised $865,000 Associated Brokers / Dealers None CIK Number 0001784608 Filed Document 0001784608-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:16:23 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waterfall Sandstone Fund, L.P. See All Filings	D/A	2019-08-05 15:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615392 Filed Document 0001615392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 15:00:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trefoil Therapeutics, Inc. See All Filings	D/A	2019-08-05 14:57:49 UTC
Amount To Be Raised $28,010,000 Associated Brokers / Dealers N/A CIK Number 0001691855 Filed Document 0001691855-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:57:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vista Dunvale, Ltd. See All Filings	D	2019-08-05 14:55:57 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001776919 Filed Document 0001567619-19-015795 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:55:57 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ALLEGIANT REAL ESTATE CREDIT OPEN ENDED, LP See All Filings	D	2019-08-05 14:52:19 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001784442 Filed Document 0001784442-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:52:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEGAL & GENERAL MSCI WORLD FUND, LLC See All Filings	D/A	2019-08-05 14:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685485 Filed Document 0001685485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 14:47:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund